Compliance Search Group Jobs in Bridgeport

Unfortunately, there are currently no Compliance Search Group jobs available in Bridgeport:

An independent wealth management advisory firm seeks a Compliance Officer who will be responsible for management of compliance and operations. The Compliance Officer will be responsible for array of responsibilities which include, but are not limited to: • Perform compliance review of new accounts, trades, and transactions • Coordinate compliance approval of communications/advertising • Report dir...
A Global Hedge fund seeks a Senior Legal Assistant who will assist the General Counsel regarding legal, Regulatory and compliance matters. Primary Responsibilities: • Maintenance of private pools (side letter monitoring, board of director’s minutes and meeting materials, fund offering documents). • Assist and collaborate with the General Counsel and Chief Compliance Officer on all regulatory inter...
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