Compliance Search Group Jobs in Bronx
7 Compliance Search Group jobs in Bronx, New York found on Monster.Jobs 1 to 7 of 7
The Compliance Search Group is a leading dynamic Executive Search firm that specializes in the placement of Compliance, Legal and Regulatory professionals. The Compliance field is hot and we seek smart, motivated people to join our team to help us with the rapid increase in business. You will be involved in all the important facets of recruiting Wall Street professionals. Responsibilities include,...
Our Client, a top Global bank, seeks an Audit Director for their Internal Audit organization. The candidate will be responsible for developing and delivering the overall strategic approach and Anti-Bribery and Corruption Compliance Assurance Program providing independent assurance for compliance with regulatory and corporate requirements of anti-bribery and corruption. Key Responsibilities: • Cont...
One of the leading global banks, seeks an individual for their Internal Audit Organization. The firms’ Internal Audit division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, senior management and numerous regulators globally. This role provides the Internal Audit organization with...
Our client, a top-tier investment bank, seeks a Gifts and Entertainment Compliance officer. This position is primarily responsible for maintaining, promoting, and improving the risk management and control program related to the global regulatory requirements and firm policies around gifts & entertainment to clients by the firm’s employees. In addition, the role is part of the larger Global Complia...
This firm, consists of three SEC- registered advisers – a high yield bond manager, a relative value fixed income manager and an equity manager. The firm, manages assets for institutional separate accounts, private funds, registered investment companies and other types of collective investment vehicles. Compliance administers the compliance program for these three advisers as well as for two regist...
Our client, a top-tier investment bank seeks, a Compliance Officer who has strong working knowledge of US equity markets and rules and regulations relating to electronic trading including but not limited to the Market Access Rule, Trade Reporting rules, Reg ATS, Reg NMS and Reg SHO. The Candidate will be involved all aspects of compliance support, including advising and providing guidance to the E...
Our Client, a global institutional sales and trading firm. Responsibilities • Research and respond to regulatory inquiries and exchange requests • Point person for equities and options trading desks on regulatory matters • Manage exchange, regulatory and internal audit reviews • Conduct Branch Office and Desk Reviews • Liaison for Compliance IT and front office personnel • Coordinate routine regul...
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