Compliance Search Group Jobs in California
2 Compliance Search Group jobs in California found on Monster.Jobs 1 to 2 of 2
Management consulting firm that provides practical compliance and risk management solutions to investment advisers, broker-dealers, and registered funds is seeking a Senior Compliance Management Consultant. The Senior Compliance Management Consultant will be responsible for evaluating enterprise risk for registered investment adviser clients in accordance with regulatory compliance policies, goals...
A Los Angeles based investment manager is seeking a Chief Compliance Officer. The Chief Compliance Officer will primarily be responsible for day-to-day implementation and maintenance of the compliance program. The CCO will work closely with colleagues in every functional area within the firm. Key responsibilities include: • Development, implementation and maintenance of compliance policies and pro...
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