Compliance Search Group Jobs in California
3 Compliance Search Group jobs in California found on Monster.Jobs 1 to 3 of 3
A privately-owned investment advisory firm that focuses on high-net-worth families and their foundations seeks a highly motivated compliance professional for the role of Compliance Officer. The Compliance Officer will be responsible for helping to design and implement the compliance program associated with a limited purpose broker/dealer that distributes alternative assets. The Successful candid...
Our client, a top lending firm, seeks a Branch Risk Officer who will be responsible for a wide variety of supervisory, compliance, and risk functions. In conjunction with risk, legal and compliance, the Branch Risk Officer has accountability for maintaining a consistent controlled environment through adherence of business ethics and practices and adherence to all applicable Federal, State and Loc...
An Investment Management firm seeks an experienced Compliance Professional for their asset management division. The Compliance Officer will work with other members of the Compliance team in Santa Monica, New York, and business units around the firm to provide oversight and advice on compliance matters affecting the institutional advisory business. RESPONSIBILITIES INCLUDE: • Assist with advisor...
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