Compliance Search Group Jobs in California


2 Compliance Search Group jobs in California found on Monster.

Jobs 1 to 2 of 2
A global alternative asset manager seeks a Manager of Corporate Compliance who is responsible for the administration, monitoring, and testing of the firm’s global Code of Ethics program. Responsibilities: • Administer, along with other Corporate Compliance team members, the firm’s Global Code of Ethics Program including policies governing employees’ personal trading, gifts and entertainment, out...
Our client, a leading global alternative asset manager. The firm is currently in need of a Compliance Portfolio Associate for their Los Angeles office. They would like someone with some rule building/compliance system experience in addition to the following responsibilities:  Perform pre‐ and post‐trade compliance across a set of portfolios in accordance with investment guidelines.  Monitor p...

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