Compliance Search Group Jobs in Connecticut


3 Compliance Search Group jobs in Connecticut found on Monster.

Jobs 1 to 3 of 3
An Alternative investments firm seeks a Senior Operational Due Diligence Analyst who will work with Risk Management Team on operational due diligence on hedge funds and long-only asset managers. Responsibilities: • Primarily emphasize: risk assessment of business models, compliance policies and procedures, trade processing and valuation practices, counterparty/financing risks, technology infrast...
A Top-Tier Global bank seeks a Compliance Officer who will be responsible for covering the North American Global Managed Investments (GMI) business within the Private Bank Division. S/he will report to the Head of GMI Compliance and will be responsible for the following: • Providing support into business and product management staff to facilitate effective compliance with OCC Regulation 9 fiduci...
An Alternative investments firm seeks a Compliance Officer Professional will be responsible for managing compliance efforts for the Company as they relate to complex regulatory and policy requirements, program and project development. The candidate will analyze existing and proposed legislation, regulatory announcements, and industry practices, and helps businesses develop and implement procedure...

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