Compliance Search Group Jobs in Florida

Currently, there are no Compliance Search Group jobs available in Florida. You may wish to explore other locations on the Compliance Search Group jobs page or view related jobs below.
Here are some related jobs:
A global alternative asset manager seeks a Manager of Corporate Compliance who is responsible for the administration, monitoring, and testing of the firm’s global Code of Ethics program. Responsibilities: • Administer, along with other Corporate Compliance team members, the firm’s Global Code of Ethics Program including policies governing employees’ personal trading, gifts and entertainment, out...
The start-up division of a successful Executive Search Firm seeks assistance due to growth. We focus on the hottest part of the financial and corporate world; Compliance. Our daily newsletter is sent to over 120,000 professionals, and accompanying job board and news blogs are a must-read and destination point for our target market. We need an experienced salesperson to help sell job listings an...
Our client is currently in need of a Chief Compliance Officer. The firm primarily deals with high-net worth clients as well as funds and convertible bonds. The firm has a friendly, professional and fast-moving environment. They would like for the person to have 7-10 years experience with an Registered Investment Advisory and must have a JD for the role. The successful candidate will have excellen...
A global investment bank seeks an electronic compliance professional who will be responsible for working with the technology, business, and compliance divisions to build and enhance surveillance systems. The candidate will develop a plan for and test surveillance reports utilized by securities compliance on an on-going periodic basis to ensure they are functioning as expected. He/she will work w...
A financial services firm seeks a Deputy Chief Compliance Officer who will be responsible for compliance and regulatory affairs for the registered Swap Dealer. This position will directly report to the Chief Compliance Officer. Primary Accountabilities/Responsibilities: • Identifies and interprets CFTC, NFA, state, federal, foreign jurisdiction, and self-regulatory organization rules and regula...
Our client is a top-tier global asset management and investment advisory firm that is seeking a Surveillance Director supporting their institutional investment management business. The individual will serve as the liaison between the guidelines, portfolio management team and compliance. The Director will also be interacting with the business side of the firm and will need strong interpersonal ski...
A top-tier global bank seeks a Senior Compliance Officer- Control Group who will primary focus on the distressed debt desk, loans trading desk, and loan portfolio management division (which is involved in managing the credit exposure of the firm’s loan portfolio as well as hedging counterparty exposure arising from derivative transactions). The candidate should also be comfortable supporting and ...
Our client is a top-tier global asset management and investment advisory firm that is seeking a Surveillance Director supporting their institutional investment management business. The individual will serve as the liaison between the guidelines, portfolio management team and compliance. The Director will also be interacting with the business side of the firm and will need strong interpersonal ski...
Our client, a top global financial services firm, seeks a Compliance professional with Anti-Money Laundering and US Sanctions regulatory background, ideally in an institutional banking capacity, to provide compliance support for Treasury and Trade Services Trade Solutions. This important product set includes traditional trade services products (letters of credit, documentary collections, bank to ...
A top global bank seeks an Equities Compliance Advisory Professional who will become a team member of compliance professionals that provide advice and compliance support to the Institutional Equities Sales and Trading Floor, mainly in the equity cash space. Responsibilities: • Provide senior compliance advisory coverage to Institutional Equities Sales & Trading desks, with a focus on the followi...
A global bank seeks a Compliance Professional who is responsible for supporting the Regulatory Change oversight function and the Director of Regulatory Change regionally, with regular interaction with the global arms of the function. Responsibilities: • Leading the monitoring, coordination and response for legislative and regulatory developments, including working with the business to analyze an...
A top-tier global bank seeks a Compliance Officer who will be responsible for assisting with drafting, revising and advising on policies and procedures for the Americas institutional and retail businesses, including broker-dealer, banking, and asset and wealth management businesses. Responsibilities Include, but are not limited to: • Work with Compliance Advisory, the front office, and other inf...
An Alternative investments firm seeks a Compliance Officer Professional will be responsible for managing compliance efforts for the Company as they relate to complex regulatory and policy requirements, program and project development. The candidate will analyze existing and proposed legislation, regulatory announcements, and industry practices, and helps businesses develop and implement procedure...
The Compliance Search Group is a leading dynamic Executive Search firm that specializes in the placement of Compliance, Legal and Regulatory professionals. The Compliance field is hot and we seek smart, motivated people to join our team to help us with the rapid increase in business. You will be involved in all the important facets of recruiting Wall Street professionals. Responsibilities inclu...
A leading global asset management firm seeks a Chief Compliance Officer (CCO) to lead its US compliance efforts as part of the Global Compliance team. As one of the key professionals ensuring successful growth of the firm’s US business, it will be the individual’s responsibility to work with local management both on the investment and business sales side. This will include overseeing the firm’s ...
A Top-tier private equity firm seeks a candidate to join them as Senior Compliance Counsel. This role will report to the CFO/CCO. The Senior Compliance Counsel will be responsible for the day-to-day administration of the firm’s regulatory compliance program. In addition, the Senior Compliance Counsel will be expected to take on other legal and operational responsibilities as needed. Responsibil...
A top-tier global bank seeks a Volcker Metrics Monitor Professional (VMM) who will be responsible for supporting the front-office/trading desk Supervision program established to meet regulatory obligations under the Firm’s Volcker Program. The VMM performs on-going monitoring of metrics for monthly reporting to various regulatory bodies. Particular focus is given to assessing the reasonableness o...
A Major asset management firm seeks a Senior Compliance Associate who will be responsible for assisting in the development, implementation and maintenance of the Firm’s regulatory compliance program including the development of compliance policies, procedures and processes and the performance of compliance tests. Responsibilities: • Assist in the development, implementation and maintenance of co...
A top-tier global bank seeks a Senior Fixed Income Compliance Officer within the firm’s Institutional Client Group (ICG), supporting G10 Rates and Securitized Markets Trading and Sales, and the Markets Quantitative Analysis product areas. The Candidate must have strong working knowledge of fixed income products, securities, and derivatives. Primary responsibilities include providing day-to-day C...
A Global Advisory firm seeks a Manager/Director in Financial Risk Management (FRM)-Regulatory Risk, who will be responsible for providing regulatory compliance advisory services to investment management institutions, specific to SEC rules and regulations, especially those under the Investment Advisers Act and Investment Company Act of 1940 Responsibilities: • Assist with the preparation or revi...

Didn't find the right job at Compliance Search Group in Florida?
We'll keep looking and send you new jobs that match this search.
email me

Upload your resume and let employers find you!
It's that simple!

Popular Articles

Seven Sports Jobs and What They Pay Article Rating
Why just work when you can earn a paycheck to play all day? Check out these sports-related jobs and find out what they pay.
Five Holiday Jobs for Extra Income Article Rating
Want to top up your holiday budget? Get a job that pays more than the minimum and has higher demand around the holidays. Here are five to check out.
For Employers: Post Jobs | Search Resumes | Advertise
About Monster | Work for Monster | Advertise with Us | AdChoices | Partner with Us | Investor Relations | Social Media
Terms of Use | Privacy Center | Accessibility Center | Help | Security | Contact Us | Sitemap | Mobile
©2014 Monster - All Rights Reserved U.S. Patents No. 5,832,497; 7,599,930 B1; 7,827,125 and 7,836,060 MWW - Looking for Monster Cable? - V: 2014.4.60.60-324
eTrustLogo