Compliance Search Group Jobs in Hudson
Currently, there are no Compliance Search Group jobs available in Hudson, Florida. You may wish to explore jobs in nearby locations on the Compliance Search Group jobs in Florida page or view related jobs below.
A global alternative asset manager seeks a Manager of Corporate Compliance who is responsible for the administration, monitoring, and testing of the firm’s global Code of Ethics program. Responsibilities: • Administer, along with other Corporate Compliance team members, the firm’s Global Code of Ethics Program including policies governing employees’ personal trading, gifts and entertainment, out...
Our client, a top-tier financial services firm, seeks a candidate who will work on life products with product development, legal, tax and other functional areas in order to draft forms and respond to insurance department comment letters. The candidate will be responsible for all aspects of a product development project. This includes drafting policy and related forms, researching state insurance ...
Our client is currently in need of a Chief Compliance Officer. The firm primarily deals with high-net worth clients as well as funds and convertible bonds. The firm has a friendly, professional and fast-moving environment. They would like for the person to have 7-10 years experience with an Registered Investment Advisory and must have a JD for the role. The successful candidate will have excellen...
A financial services firm seeks a Deputy Chief Compliance Officer who will be responsible for compliance and regulatory affairs for the registered Swap Dealer. This position will directly report to the Chief Compliance Officer. Primary Accountabilities/Responsibilities: • Identifies and interprets CFTC, NFA, state, federal, foreign jurisdiction, and self-regulatory organization rules and regula...
Our client, a leading global alternative asset manager. The firm is currently in need of a Compliance Portfolio Associate for their Los Angeles office. They would like someone with some rule building/compliance system experience in addition to the following responsibilities: Perform pre‐ and post‐trade compliance across a set of portfolios in accordance with investment guidelines. Monitor p...
A privately-owned investment advisory firm that focuses on high-net-worth families and their foundations seeks a highly motivated compliance professional for the role of Compliance Officer. The Compliance Officer will be responsible for helping to design and implement the compliance program associated with a limited purpose broker/dealer that distributes alternative assets. The Successful candid...
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