Compliance Search Group Jobs in New Jersey
3 Compliance Search Group jobs in New Jersey found on Monster.Jobs 1 to 3 of 3
Our client currently has an opening for an individual with 4-5 years experience to fill a Compliance Analyst Position supporting the firm’s Fixed Income Asset Management group. The firm’s Compliance group is responsible for ensuring that all portfolios are in compliance with applicable regulatory and contractual requirements, and for ensuring that the activities of the firm’s associates are in acc...
Our client seeks a Compliance Analyst to support the firm’s Public Fixed Income unit. The Compliance Analyst will be part of the team responsible for ensuring that all portfolios managed by the Fixed Income unit are in compliance with applicable regulatory and contractual requirements. The scope and responsibilities of this position will not be static. As the business needs and compliance objectiv...
Our client, a prominent electronic interdealer broker, is currently in the market for a Compliance Surveillance Analyst. Analysts are expected to create, implement and conduct surveillance reviews that cover specific regulation or firm policy, primarily as regards issues of market integrity. Analysts are also expected to respond to regulatory inquiries from each of the major regulatory bodies (e.g...
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