Compliance Search Group Jobs in New Jersey

3 jobs

Our client, a multi-national financial services firm, seeks a Vice President in Compliance that will be responsible for a managing a team that owns company-wide compliance programs including Anti-Corruption, Gifts and Entertainment, Political Law Compliance and a range of projects. The successful candidate will have a working knowledge in some or all of the compliance areas of responsibility and ...

A Financial services firm seeks a Marketing Material Review, Compliance Director who will be responsible for leading the compliance function associated with the review and approval of advertisements, sales literature, correspondence, and other marketing material developed or utilized by Investments. Responsibilities include: • Review and approval of certain marketing materials associated with th...

A Global Financial Services firm seeks a Portfolio Guidelines Monitoring Compliance Manager who will be responsible for ensuring that all portfolios are in compliance with applicable regulatory and contractual requirements, and for ensuring that the activities of the firm’s associates are in accordance with general compliance policies governing employee conduct. Core Responsibilities: • Review i...