Compliance Search Group Jobs in Tampa

Unfortunately, there are currently no Compliance Search Group jobs available in Tampa:

A private investment firm is looking for a compliance associate, who will report directly to the General Counsel/Chief Compliance Officer. The Compliance Associate will be responsible for day to day management of the compliance program for $4bn+ distressed debt hedge fund that is a Registered Investment Advisor. MAJOR RESPONSIBILITIES • Management, implementation and maintenance of firm’s complian...
A top-tier global investment bank seeks a Wealth Director. Primary Responsibilities: • Implement, maintain, and manage IA Compliance Program. • Supervise the IA compliance unit. Report directly to the IA Chief Compliance Officer. • Work closely with business to ensure regulations and firm policies are well understood and incorporated into workflow. • Help to limit the firm’s regulatory and reputat...
Our Client, a top tier bank, is looking for a Compliance officer to help with the compliance of all of the funds work and the distribution of the funds on an international level. The Compliance Officer would be supporting the investment management, private banking as well. The ideal candidate must have experience with UCITS or private funds. PRINCIPAL RESPONSIBILITIES • Provide compliance support...
A Global Asset management firm seeks a Senior Portfolio Compliance Analyst. He/She will report to the Manager, Portfolio Compliance and will support the goals of the portfolio compliance team as directed by the Director - Enterprise Risk Management. Some of the primary responsibilities will include the review and interpretation of new fixed income accounts’ investment restrictions, assisting in th...
A global alternative credit manager firm seeks a Senior Compliance Analyst who will be responsible for working with several different entities and with various levels of the organization. The Candidate will be supporting the compliance functions of the firm’s Broker-Dealer (B/D) and retail Registered Investment Advisor’s (RIAs), however he or she will also provide support to the firm’s institution...
Top banking and financial firm seeks a Financial Crimes Compliance (FCC) Risk Assessment Analyst who will be responsible for performing risk assessments for compliance to identify, analyze and draw conclusions on inherent and residual risks for the company and suggest mitigating controls. The candidate will support management in ensuring that the Business in the US and UK operates in accordance wi...
A banking and financial services company seeks a Financial Crimes Compliance (FCC) Senior Compliance Advisor who will provided leadership in the management of regulatory, reputational and financial crime risk. The Candidate will provided advice on all Bank Secrecy Act (BSA), Anti-Money Laundering (AML) laws, rules and regulations, performs impact assessments of new laws and regulations, and manage...
A banking and financial services company seeks a Financial Crimes Compliance (FCC) Manager would be responsible for overseeing the implementation of the FCC Risk Assessment framework within the US Region. The Candidate will be responsible for for supporting the ongoing execution of the Company’s Bank Secrecy Act (BSA), Anti-Money Laundering (AML) and Sanctions Risk Assessment in accordance with th...
A Global bank seeks a Bank Regulatory Compliance Officer to provide regulatory compliance advice and support to business units that transact bank business. The Candidate will provide support in facilitating and coordinating the bank regulatory compliance program for the firm’s Capital Markets bank offices. Responsibilities • Develop, implement and maintain effective compliance programs and policie...
Global Bank seeks a Financial Crime - Investigations & Surveillance (I&S) Analyst who be responsible for supporting obligations related to Anti-Money Laundering (“AML”), Counter-Terrorist Financing (“CTF”) and fraud, collectively referred to as Financial Crime. Main Duties • Responsible for conducting investigations into potentially suspicious transactions • Conduct investigations into suspicious...
A Global Investment bank seeks a project Analyst who will work with the various sub-topic work streams to coordinate, produce, track and report governance, budget, issues and risk and regular management reporting. The candidate will also oversee, and assist in on-boarding resources to support the program. Programme Management Where the project is owned by Compliance, the role holder may have a lev...
A Financial Services firm seeks a Compliance Professional experienced in Anti-Money Laundering (AML) Programs for US businesses and has three major components designed to ensure a robust AML and Office of the Foreign Asset Control (OFAC) compliance process. The three major Components are AML and OFAC operations; AML and OFAC compliance oversight; and AML and OFAC program supervision. The ideal can...
A global pharmaceuticals company seeks a Compliance Director who will be responsible for leadership, strategic development and implementation of highly complex elements of the firms’ Compliance Program. The firm is looking for the individual to have experience in marketing materials review, false claims act, anti- kickback, and FDA regulations and rules. Responsibilities • Resolves highly complex...
A global bank seeks a Compliance Director who will be responsible for all aspects of compliance advisory for mortgage lending, consumer lending, fair lending investment finance, consumer and commercial deposit products and privacy/contact preference regulations for their Private Bank. The Candidate will manage a team of three who provide specialist support/advice to business/product management/sta...
A Financial Services firm seeks a Marketing Material Review Compliance Manager who will be responsible for compliance functions with regard to the approval of sales and advertising material. This position involves marketing material review, including the review of new product, reference, training, and educational materials, and marketing, advertising, and other public communications to ensure comp...
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