Compliance Search Group
Compliance Search Group Jobs & Careers - Page 2
Alternatives Investment Compliance Officer The Compliance Search Group Contact: Jack Kelly - ***** Description: An Investment bank seeks a Compliance professional to oversee their alternatives investments division. This unit includes hedge funds, private equity, real estate and other non-traditional asset classes. Responsibilities Include: • Provide advisory Compliance suppor...
Compliance Search Group new york, NY
Structured Products Counsel-Investment Bank The Complaince Search Group Contact: Jack Kelly - ***** Description: Global Investment bank seeks an experienced attorney to advise the business concerning Structured Notes, Structured Products, Market-Linked Products, Derivatives and other related products. The Counsel will advise structures’, salespersons and traders who create an...
Compliance Search Group Syracuse, NY, 13202
Chief Compliance officer- Independent Community Bank An independent community bank, with a multi-state branch network, seeks a Chief Compliance Officer who will be responsible for developing, implementing and administering all aspects of the Bank's Compliance Risk Management Program through close working relationships with Management and Compliance Coordinators for each Line of Business and Suppor...
Midtown New York based start-up focused on the intersection of social media, news, recruiting and job boards seeks both full and part time professionals to assist us in our growth. If you have marketing, sales, administrative, recruiting experience and/or drive and ambition we would love to speak with you. If you are interested please submit your resume to our office assistant Naphky Robert - NRob...
Our Client, a top Global bank, seeks an Audit Director for their Internal Audit organization. The candidate will be responsible for developing and delivering the overall strategic approach and Anti-Bribery and Corruption Compliance Assurance Program providing independent assurance for compliance with regulatory and corporate requirements of anti-bribery and corruption. Key Responsibilities: • Cont...
One of the leading global banks, seeks an individual for their Internal Audit Organization. The firms’ Internal Audit division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, senior management and numerous regulators globally. This role provides the Internal Audit organization with...
Our client, a top-tier investment bank, seeks a Gifts and Entertainment Compliance officer. This position is primarily responsible for maintaining, promoting, and improving the risk management and control program related to the global regulatory requirements and firm policies around gifts & entertainment to clients by the firm’s employees. In addition, the role is part of the larger Global Complia...
This firm, consists of three SEC- registered advisers – a high yield bond manager, a relative value fixed income manager and an equity manager. The firm, manages assets for institutional separate accounts, private funds, registered investment companies and other types of collective investment vehicles. Compliance administers the compliance program for these three advisers as well as for two regist...
Compliance Search Group New York City, NY, 10123
The Compliance Search Group is a leading dynamic Executive Search firm that specializes in the placement of Compliance, Legal and Regulatory professionals. The Compliance field is hot and we seek smart, motivated people to join our team to help us with the rapid increase in business. You will be involved in all the important facets of recruiting Wall Street professionals. Responsibilities include,...
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