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SUMMARY A Registered Representative is responsible for delivering consistent and superior service to all shareholders and/or representatives of Georgeson Securities. Primary responsibility is to be familiar with in-house systems, legal requirements, procedures and techniques. Secondary responsibilities include addressing concerns, maintaining records, handling inquiries and promoting our service t...
Responsible for reviewing, approving and opening new brokerage accounts. ESSENTIAL DUTIES AND RESPONSIBILITIES include the following. Run daily tracking report for shareholder cleanup programs Review, approve and open new brokerage accounts Analyze and verify accuracy of source documents Research and resolve new accounts that were rejected by the Transfer Agent Internal contact for department issu...
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