FINRA Jobs in Chicago

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We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please. Job Summary: The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence o...
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our IT Financial Operations Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site. No phone calls, please. Job Summary: Conducts on-site examinations and advises surveillance staff on how to assess the effectiveness of member organization'...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please. Job Summary: The Compliance Examiner conducts routine review and investigations of unusual market activity for...
We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Marketing Analyst II opening in Washington, DC. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please. Job Summary: Plans and manages marketing campaigns to support member ed...
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in Jericho, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please. Job Summary: Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to protect...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please. Job Summary: The Compliance Examiner conducts equities based operational audits for compliance with relevant FINRA, SEC,...
We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Manager III, Continuing Education opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please. Major Purpose: Manage a team of learning professionals who d...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Investigator II, Corporate Financing opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please. Job Summary: Review member corporate financing activity for compliance with FINRA and SEC rules and ot...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in our San Franciso, CA District office. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please. Job Summary: Regulatory Coordinators monitor and evaluate the financial, operational and sale...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Senior Software/Cloud Security Engineer opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please. Job Summary: The Senior Software/Cloud Security Engineer works under minimal supervision and will p...
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