Investors Capital Jobs & Careers
Compliance Analyst Investors Capital is looking for a Compliance professional to join our team at the Home office. The Compliance department works with Home Office staff and advisors to interpret and apply state, federal, and other applicable rules and regulations governing the securities industry. The ideal candidate will: • Have 2-5 years compliance/industry/back-office experience • Hold FIN...
Investors Capital Corporation is looking for a Licensing and Registration Manager Investors Capital Corporation is looking for a Licensing Manager to lead our licensing and registration department. In this role you will be responsible for the day-to-day supervision of the department as well as all tasks associated with the position. Tasks include but are not limited to the on-boarding of new repr...
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