Regulatory Officer Jobs

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746 Regulatory Officer jobs found on Monster.

Jobs 1 to 20 of 746
A top investment manager seeks, a strong and hands- on, Regulatory Compliance professional who will be responsible for supporting multiple core compliance areas including privacy, cybersecurity, record retention, custody, proxy voting, regulatory reporting and disclosure, business continuity, and valuation. The Compliance Officer will be a member of the Legal and Compliance Group working under the...
Summary The Regulatory Officer's mandate focuses on analysis of the applicability of new rules to the bank. If applicable, assigning ownership and ensuring that self-assessments are completed and any gaps remediated. It is expected that the position will be able to provide real time analysis of proposals as well as final agency actions and then work with the impacted parts of the firm either on re...
The Health Plan of San Mateo (HPSM), a managed care health plan, seeks a full time Compliance Officer/Director of Regulatory Affairs to provide leadership to coordinate planning, development, implementation and monitoring of an effective compliance program for HPSM’s programs for members with both Medicare and Medicaid insurance (dual eligibles), Medicaid insurance, and other insurance coverage. T...
A reputable and international Investment manager in Boston requires a VP level Compliance professional to join an oversight group that will support compliance managers across the business with regards to regulatory requirements and the impact to the company's policies and procedures. The Compliance Officer will need a strong background with Investment Adviser and SEC regulatory knowledge and requi...
The Control Officer is responsible for performing delegated supervisory functions for the complex/branch and ensuring that the complex is in compliance with firm risk management guidelines and policies. As the Control Officer, you may be responsible for performing as delegated certain operation's functions for the complex. In addition, you may be responsible for managing a Control Analyst if one i...
Summary Our client is seeking a Retail Compliance Risk Officer to join their Boston team. Candidate must have a strong knowledge of regulations, compliance, and the retail banking industry. Client Details Our client is a leading global financial institution that is rapidly growing their Risk and Compliance teams. As one of the largest banks in the world, our client supports internal growth and dev...
The Chief Quality Officer will direct the planning, administration, and monitoring of the consistent readiness of all quality management, regulatory requirements. This individual will manage Risk Management, Infection Control, and Medical Staffing as well as oversee and coordinate all hospital efforts to monitor and maintain compliance with regulatory standards and to ensure clinical improvements...
Compliance Officer Position in Chicago, IL If you are interested in applying to this Compliance Officer position in Chicago, IL or other exciting opportunities with Parker + Lynch please email your word document resume directly to Andria Goff at ***** Our client, an investment management firm, is seeking to fill a Compliance Officer position in Chicago, IL. The candidate will...
Description: Bring us your experience, your head for strategy, your strength with relationships and your eye for opportunity. In return we offer an unmatched place to grow and develop your career among a richly diverse group of businesses driven by the power and stability of a leading health care organization. Come help us heal and strengthen the health care system as you do your life's best work....
Description: Bring us your experience, your head for strategy, your strength with relationships and your eye for opportunity. In return we offer an unmatched place to grow and develop your career among a richly diverse group of businesses driven by the power and stability of a leading health care organization. Come help us heal and strengthen the health care system as you do your life's best work....
Description: Bring us your experience, your head for strategy, your strength with relationships and your eye for opportunity. In return we offer an unmatched place to grow and develop your career among a richly diverse group of businesses driven by the power and stability of a leading health care organization. Come help us heal and strengthen the health care system as you do your life's best work....
Description: Bring us your experience, your head for strategy, your strength with relationships and your eye for opportunity. In return we offer an unmatched place to grow and develop your career among a richly diverse group of businesses driven by the power and stability of a leading health care organization. Come help us heal and strengthen the health care system as you do your life's best work....
Description: Bring us your experience, your head for strategy, your strength with relationships and your eye for opportunity. In return we offer an unmatched place to grow and develop your career among a richly diverse group of businesses driven by the power and stability of a leading health care organization. Come help us heal and strengthen the health care system as you do your life's best work....
Description: Bring us your experience, your head for strategy, your strength with relationships and your eye for opportunity. In return we offer an unmatched place to grow and develop your career among a richly diverse group of businesses driven by the power and stability of a leading health care organization. Come help us heal and strengthen the health care system as you do your life's best work....
Job Overview: OECOis looking to fill a fulltime Trade Compliance opening at our office in Milwaukie, OR located just outside the beautiful city of Portland. This position is a salaried, non-exempt position. The Trade Compliance Officer has responsibility to oversee the daily export and import activities as well as responsible for implementation and maintenance of the Trade Compliance program withi...
Chief Executive Officer Our client, Southwestern Behavioral Healthcare, is in need of a dynamic behavioral health executive displaying the highest standard of professionalism. This critical role requires a leader with strong communication skills and a collaborative management style. This leader will direct the management of the organization and provide visionary and strategic leadership for a cont...
The Commercial Lending Risk Management Officer?s primary responsibility is for the oversight of operational and compliance risk in the Commercial Lending business area. The Risk Officer strives to reduce exposure to various business and compliance risk inherent in the lending business. This includes monitoring employee compliance with regulations and ensuring workflows, policies and procedures are...
CHIEF LEGAL AFFAIRS OFFICER Philadelphia College of Osteopathic Medicine is seeking a Chief Legal Affairs Officer (CLAO) for both the Philadelphia and Georgia campuses. Reporting directly to the President as a member of the President’s Cabinet, the Chief Legal Affairs Officer will oversee all legal matters for the college, and serve as the primary legal advisor to the President and CEO, members of...
Friedman LLP, a prestigious tri-state Public Accounting Firm, is assisting their client who is an owner, operator and developer of residential and commercial real estate located in New York, NY in their search for a Chief Financial Officer (CFO). From adaptive reuse and repositioning of existing assets to ground-up development, the Company leverages proven expertise, a diverse set of capabilities...
Brief Description of Function: The Chief Financial Officer (CFO) is a key member of the Penn Foundation Executive Leadership team, serves as a member of the Penn Foundation Cabinet and reports to the President/CEO. The incumbent oversees all operations associated with financial matters, including accounts receivable and payables, payroll, and auditing; trains and supervises department staff, devel...

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Legal Career Tools

Regulatory Officer

Salaries

$40,000.00 - $194,250.00
Typical Salary for Regulatory Officer
(31 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
39.1%
Master's
26.1%
Some College Coursework Completed
8.7%
Associates
8.7%
Professional
8.7%
High School
4.3%
Doctorate
4.3%
(23 Respondents)
Source: Monster.com Careerbenchmarking Tool

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