Officer Jobs in New York
Job Function: To assist the Chief Compliance Officer in executing the Compliance program of an investment advisor registered with the Securities and Exchange Commission (" SEC") and a Commodity Trading Advisor and Commodity Pool Operator registered with the Commodity Futures Trading Commission ("CFTC") and a member of the National Futures Association ("NFA"). Duties: Devising and conducting period...
Company Confidential New York City, NY
Do you have a passion for the State of Israel? Do you want to promote entrepreneurial cooperation between American and Israeli Business leaders? I have a great opportunity for you! A growing, unique non-profit organization is looking for a Development Officer to join the company’s dynamic and innovative staff. The organization’s purpose is to educate current & future leaders about Israel’s entrepr...
Senior Credit Officer - Bank Major bank located in New York City is currently seeking a senior credit officer for their expanding commercial lending department. Responsibilities: Incumbent will chair and report to the Bank’s credit committee. Responsible for the overall management of the credit department including the development and improvement of financial and operational goals. Accountable for...
Company Confidential New York, NY
A national nonprofit organization is seeking a Major Gifts Officer, responsible for identifying, cultivating, soliciting and stewarding individuals with the capacity to provide major gifts to meet the organization's short-term and long-term revenue objectives and advance its mission. With the primary goal of building and maintaining an active portfolio of high-level donors, the candidate will deve...
Position Title: Control Room Compliance Officer PURPOSE: To protect the firm from securities law violations and any appearance of impropriety, especially relating to Insider Trading To maintain information barriers and control the flow of information to comply with Federal Securities Laws, Self Regulatory Organizations and industry best practices To analyze specific actions/transactions/publicatio...
Reporting to the VP, Information Services the Information Security Officer (ISO) will be responsible establishing, implementing, monitoring and enforcing information security standards and policies company wide. The ISO is also responsible for the creation and maintenance of company wide information security strategies and working with the Information Services Security Committee. Ensure enterprise...
Financial: Risk Analytics/Compliance Officer -United Bank of Africa, PLC. (NY, NY): Monitor level of loss in branch arising from Credit, Mrkt, Compliance & Operational risk factors. Identify & manage risks assoc w/transactions in African mkt. Reqts: Master's deg or foreign equiv in Fin, Econ, Stats, Math, CS or rel + 1 yr of exp in job offd or rel. Must have exp w/data driven processes; identifyin...
Information Security Officer Responsibilities •Support the Information Security vendor assessment program including incoming customer requests regarding the policies and controls. •Create, maintain and align Information Security policies and standards with industry best practices and business needs. •Represent Information Security on organizational project teams and ensure adherence to existing se...
The Merchant Banking/Real Estate division of this leading financial institution (MB/RE) is seeking a Temporary Jr. Compliance Officer to support and report to the MB/RE’s Chief Compliance Officer. The office is located in midtown Manhattan. MB&REI’s various SEC-registered investment advisers manage private equity and real estate investment funds which make investments globally across different str...
At the Red Cross, there is no such thing as a small disaster. In every single case it is the Red Cross’ mission to help people affected by disaster meet their emergency needs that include shelter, food, clothing, and health and mental health services. As a paid staff member, you will support our loyal Red Cross disaster volunteers who serve selflessly to provide a bridge of assistance until indivi...
Seeking an experienced Compliance Officer to join our client’s Global Transaction Banking and Bank Regulatory Compliance team in providing Compliance advice for the growing GTB businesses: Trust & Securities Services, Trade Finance, Cash Management Corporates and Cash Management Financial Institutions. Responsibilities: • Provide compliance coverage for the GTB businesses, including: Trust & Secur...
Our client, a major international bank in New York City, is seeking a VP level Corporate Credit Officer with commercial lending and Asset-Backed Securitization / Structured Finance experience to join their Investment Banking Credit Division. The ideal candidate must have superior credit and cash flow analysis skills, and a thorough understanding of credit and risk principles as it applies to the A...
Company Confidential New York City, NY, 10006
Chief Compliance Officer - FINRA MSRB Member Firm, New York City A New York based full service boutique investment banking and retail brokerage firm is seeking an experienced Compliance Officer with extensive compliance experience for a FINRA member firm. The position requires ensuring the firm's compliance with all FINRA, MSRB, SEC and NYSE rules and regulations by providing necessary advice, tra...
Compliance Officer _____________________________________________ Our Investment Banking client is currently looking to expand their Compliance Department. Ideal candidate has experience to coordinate and lead the annual and periodic renewal registrations with the Securities & Exchange Commission for Asset and Wealth Management Registered Investment Advisers and Exempt Reporting Advisers as well as...
Purpose of Role The Anti-Money Laundering & Economic Sanctions Officer is responsible for the firm's Anti-Money Laundering and Economic Sanctions Programs. These programs include AML, KYC, CIP, OFAC, FCPA, ABC and related global regulations. The individual will be responsible for keeping current with regulatory changes, managing a team of about six Compliance professionals and coordinating efforts...
Company Confidential New York, NY, 10004
Physician Affiliate Group of New York (PAGNY) is comprised of 2,500+ physicians and healthcare professionals who provide services to NYC Health and Hospitals Corporation, the largest public health system in the US. CHIEF OPERATING OFFICER We are seeking an astute and well-balanced leader to join our executive management team and serve as Chief Operating Officer. Reporting to the CEO, this position...
Community based commercial bank seeking a Credit Lending Officer/Business Development Officer with knowledge of commercial, mixed use and > 4 family properties, portfolio maintenance, approximately 10 years experience, good oral & written communication skills, good credit analysis, knowledge of Chinese community required & can speak Fuzhounese a plus....
DATE AVAILABLE: April 2013 JOB TITLE: Security Officer (Midnight Shift) STATUS: Non-Exempt REPORTS TO: Shift Commander, Supervisor, Manager, Associate Director and Director WORK SCHEDULE: Full-time 35 hours/week (40 hours/week minus 5 hours /week for meal breaks) Must be available for two of three shifts. POSITION OVERVIEW: To protect the students, staff, faculty, visitors, and property of SVA. DU...
Company Confidential New York City, NY, 10010
A NYC commercial janitorial services firm is looking for a talented administrative professional to join our team. As Assistant to Chief Financial Officer you will have the ability to play an instrumental role in our business. Responsibilities: Ensure the smooth and efficient operation of the administrative flow of information. Support back office and field communications. Inputting and tracking of...
As a risk officer, you will assist in minimizing and preventing losses resulting from high risk and fraudulent accounts and monetary or non-monetary transactions. You will work under general supervision and demonstrate capability to review and/or investigate routine risk transactions, reports or accounts and exercise good judgment in identifying issues and driving resolution. In accordance with de...
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Chief Financial Officer
$80,000.00 - $280,000.00
Typical Salary for Chief Financial Officer in New York
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Chief Financial Officer
Develops financial well-being of the organization by providing financial projections and accounting services; preparing growth plans; directing staff.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Maximizes return on invested funds by identifying investment opportunities; maintaining relationships with the investment community.
Reports financial status by developing forecasts; reporting results; analyzing variances; developing improvements.
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