Private Bank Usa Compliance Officer Jobs in Miami, Florida

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1000+ Miami, FL Private Bank Usa Compliance Officer jobs found on Monster.

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Provide superior standards of service to an assigned portfolio of high net worth customers with the objective to strengthen customer loyalty and retention, ensuring maximum cross selling of bank products and services. Responsible of meeting KYC AML and other regulatory compliance standards. Ensures documentation is up to date and complete. •Provides day-to-day personalized customer service under ...
Regional Compliance Officer The Regional Compliance Officer position will be knowledgeable of federal, state and international specific requirements within their region which will include but not limited to; license requirements, posting requirements, state and country regulating entity, exam requirements and interviews. The Regional Compliance Officer will be the compliance expert in their regio...
ASSET MANAGEMENT Miami, FL
Job Description J.P. Morgan Asset Management, with client assets of $2.4 trillion, is a global leader in investment and wealth management. Its clients include institutions, high-net-worth individuals and retail investors in every major market throughout the world. The division offers investment management across all major asset classes including equities,fixed income, alternatives, multi-asset an...
ASSET MANAGEMENT Miami, FL
Job Description The individual must be fluent in Spanish. Portugese is a nice to have but not required. JPMorgan Private Bank & Private Wealth Management is a Global Wealth Management leader that delivers the highest quality advice, service, capabilities and products to high net worth individuals and families in 36 countries around the world. We deliver highly customized and tailored solutions t...
The University of Miami is committed to educating and nurturing students, creating knowledge, and providing service to our community and beyond. We are leaders in the area of education, scholarship, intercollegiate athletics and service. Come join our team! The sub-award policy and process at the University of Miami is an evolving area where audit results from across the nation are resulting in i...
CORPORATE SECTOR Miami, FL
Job Description Compliance Director - GWM LatAM (Miami) JPMorgan Chase & Co. is a leading global financial services firm with assets of more than $2 trillion, over 200,000 employees and operations in over 60 countries. It operates across four business segments including Asset & Wealth Management, Commercial Banking, Consumer and Community Banking, Corporate and Investment Banking. The Global We...
ESSENTIAL JOB FUNCTION AND SUMMARY: Supports the department by performing all aspects of tissue processing from cleaning to packaging in compliance with all current department and company SOPs, FDA Regulations and the Standards of Practice as set forth by both the Association of Operating Room Nurses (AORN) and the American Association of Tissue Banks (AATB). DUTIES & RESPONSIBILITIES: 1. Respon...
JPMorgan Chase & Co. Miami Beach, FL, 33109
Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and operations in more than 60 countries We serve more than 50 million consumers and small businesses through more than 5,600 bank branches, 18,700 ATMs, credit cards, mortgage offices and online and mobile bank...
CONSUMER & COMMUNITY BANKING Miami Beach, FL
Job Description Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and operations in more than 60 countries We serve more than 50 million consumers and small businesses through more than 5,600 bank branches, 18,700 ATMs, credit cards, mortgage offices and onlin...
CONSUMER & COMMUNITY BANKING Coral Gables, FL
Job Description Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and operations in more than 60 countries We serve more than 50 million consumers and small businesses through more than 5,600 bank branches, 18,700 ATMs, credit cards, mortgage offices and onlin...
Company Confidential Miami, FL, 33131
New York based Broker/Dealer seeks a Compliance Officer with 3+ years of experience whose primary responsibilities include the management and oversight of all compliance related matters with respect to the Firm’s Aventura Branch (retail customers), including compliance with the Firm’s policies and procedures and SRO Rules and Regulations. The candidate must be fluent in English and Spanish, Portug...
The Bank of New York Mellon Corporation Miami, FL
Private Banker - WM Channel ( Job Number: 1316721 ) BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 35 countries and more...
Works closely with licensed Private Bank staff to ensure proper compliance to industry regulations. Manage the provision of guiding initiatives to drive the execution of new regulatory policies and procedures to ensure best practices are followed in assigned branches. Orients new hires to branch policies and practices. Principal Accountabilities: Key activities and decision making areas Impact o...
Compass Bancshares MIAMI, FL
Responsibilities Full-time Private Banking Officer, Develops and retains private banking business. Meets high income/high net worth prospects and customers such as executives, business owners, entrepreneurs, physicians, attorneys, accountants and others in a designated region, serving as a wealth planner and offering complete array of Company products and services in coordination with various oth...
Chief Financial Officer (San Francisco based) Advertising $175,000 - $200,000 + bonus + benefits San Francisco A full-service advertising agency in San Francisco is looking to appoint a new Chief Financial Officer (CFO). The role will report and partner with the CEO. The agency has a blue chip portfolio of clients and has enjoyed some major account wins with dynamic pitches and innovative work...
ASSET MANAGEMENT Miami, FL
Job Description J.P. Morgan Private Bank Wealth Strategist JP Morgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of more than $2 trillion and operations in more than 60 countries. We serve millions of U.S. consumers and many of the world's most prominent corporate, institutional and government clients. We are a leader in investment banking, financial services...
ASSET MANAGEMENT Miami, FL
Job Description JPMorgan Private Banking Banker Job Description JP Morgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of more than $2 trillion and operations in more than 60 countries. We serve millions of U.S. consumers and many of the world's most prominent corporate, institutional and government clients. We are a leader in investment banking, financial ser...
ASSET MANAGEMENT Miami, FL
Job Description About J.P. Morgan J.P. Morgan is a leader in financial services, working in collaboration across the globe to deliver the best solutions and advice to meet our clients' needs, anywhere in the world. We operate in 100 countries, and hold leadership positions across our businesses. We have an exceptional team of employees who work hard to do the right thing for our clients and the ...
ASSET MANAGEMENT Miami, FL
Job Description JPMorgan Chase & Co. is a leading global financial services firm with assets of more than $2 trillion, over 200,000 employees and operations in over 60 countries. It operates across six business segments including Investment Banking, Commercial Banking, Treasury & Securities Services, Asset & Wealth Management, Retail Financial Services and Card Services. The Wealth Management di...
JPMorgan Chase & Co. Miami Beach, FL, 33109
Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and operations in more than 60 countries We serve more than 50 million consumers and small businesses through more than 5,600 bank branches, 18,700 ATMs, credit cards, mortgage offices and online and mobile banking as well as through ...

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