Compliance Analyst Jobs in New York

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203 New York Compliance Analyst jobs found on Monster.

Jobs 1 to 20 of 203
RESPONSIBILITIES: A Kforce client is seeking a Compliance Analyst in New York, New York (NY). Responsibilities: Determine list of required info/documentation (from pre-set templates) Ensure no required info is missing from the DDR Track/follow up on missing info until DDR is completed Track/follow up on approval statuses until DDR is completed -quarterback- the KYC process No client contact Collec...
Position Description Senior Compliance Analyst Picture yourself building a successful career at AIG working alongside other talented, highly motivated individuals committed to reaching our goal of becoming our industry’s employer of choice. We believe that our success depends on a world class team with diverse and unequaled expertise. If you would like to be part of a strategic organization where...
Position Description Compliance Analyst Lead Picture yourself building a successful career at AIG working alongside other talented, highly motivated individuals committed to reaching our goal of becoming our industry’s employer of choice. We believe that our success depends on a world class team with diverse and unequaled expertise. If you would like to be part of a strategic organization where th...
Our client is looking for a Financial Crime Compliance Analyst who will be responsible for advising the business on the high risk customers, customer documentation and verification, and on overall potential client risk. This individual will work closely with both the Surveillance and Investigations teams and will therefore possess a strong understanding of AML regulations. Additional responsibilit...
Position Description The Senior Compliance Analyst will assist the Deputy Chief Compliance Officer in the development, implementation, monitoring and testing of the company’s compliance program to ensure that the rules, policies and regulations are followed properly. • Identify compliance issues and escalate within Compliance • Identify and recommend necessary changes to business unit policies and...
LoVullo Associates, Inc., an innovative, well-established, leading distributor of specialty excess and surplus insurance products and services throughout the Northeastern United States,is looking for an experienced Compliance Analyst to work with a first-class team of insurance and finance professionals. Job responsibilities and requirements include, but are not limited to: At least 3 years’ of in...
THIS JOB IS BASED IN BOSTON, MASSACHUSETTS About the company: Our client is one of the oldest and most reputable investment management firms in Boston offering diverse investment strategies and wealth management solutions. Job description: Our client is looking for a Sales and Marketing Compliance Analyst to review the sales and advertising literature for mutual funds, closed-end funds, and separa...
Our Client, a large bank located in Long Island City, NY, has a 1 year consulting role for AML Compliance Analyst. These roles will pay between $30 an hour. The AML Investigations team will execute investigations based on Client On-boarding; Maintenance; Transaction Monitoring referrals; Government sources and Referrals from business partners and other control areas. In addition, the AML Investiga...
Compliance Analyst Guidepoint Global is an independent research firm based in NYC that provides customized primary research and consulting services to premier institutional investment firms that invest in the Healthcare, Technology, Telecommunications, Media, Retail, Energy and Industrials industries. We provide our clients with customized tools to analyze various sectors and sub-sectors via the k...
Determine list of required info/documentation (from pre-set templates) Ensure no required info is missing from the DDR Track/follow up on missing info until DDR is completed Track/follow up on approval statuses until DDR is completed Collect and organize information and documents from banker/assoc/analyst who will be responsible for reaching out to the client Data entry into KYC tool Manage the KY...
RESPONSIBILITIES: A Kforce client is seeking a Senior Accountant in Brooklyn, New York (NY). Position Responsibilities Manage staff. Advise and monitor on regulatory rules. Investigation functions. REQUIREMENTS: 3+ years minimally in the compliance field Ideally with some prior investigations exp or something commensurate the role....
RESPONSIBILITIES: A Kforce client is seeking a Senior Accountant in Brooklyn, New York (NY). Position Responsibilities Manage staff. Advise and monitor on regulatory rules. Investigation functions. REQUIREMENTS: 3+ years minimally in the compliance field Ideally with some prior investigations exp or something commensurate the role....
RESPONSIBILITIES: A Kforce client is seeking a Senior Accountant in Brooklyn, New York (NY). Responsibilities: Manage staff Advise and monitor on regulatory rules Investigation functions. REQUIREMENTS: 3+ years minimally in the compliance field Ideally with some prior investigations exp or something commensurate the role....
Working as part of a small team you will be responsible for regulatory compliance relating to AML and BSA requirements. The position offers broad exposure across all business lines. Specific duties include but are not limited to: •Running investigations focussed on suspicious and unusual account activities •Filing SARs where appropriate •Reviewing and consolidation of OFAC reporting •CTR report fi...
This role will assist in the effort to build out the Compliance Data Governance program including the development and maintenance of Compliance related Metadata and Data Lineage. This role may oversee data governance and integrity analysts. Maintains all business definitions and Compliance usage for all data used from source systems to Compliance related applications and MIS reporting. Completes d...
· Facilitate specification review meetings with business end-users from operations, compliance, trading, etc. to capture business requirements and translate into written specifications / technical designs. · Perform analysis related to data requirements, process / flows and document solutions. · Identify / document gaps and inefficiencies and recommend solutions. · Define user acceptance review pr...
Position Description Serve as key liaison to risk and compliance organizations across the Enterprise. Provide coordination and facilitation services to ensure alignment to the EDM Policies and Standards and EDM Federal Reserve Bank engagement model. Serve as risk and compliance subject area expert to the Data Governance Maturity Management functions with a focused priority on Data Quality metrics...
Position Description This position will report to the Deputy Chief Compliance Officer of Investment Advisory Compliance at the Advisor Group. The Advisor Group, which is an American International Group subsidiary, is comprised of four full service, dually registered, Broker Dealer/SEC Registered Investment Advisors and one Institutional SEC Registered Investment Advisor. This position may be invol...
Position Description Overall Scope • Support execution of Compliance program requirements spanning key Compliance policies including Economic Sanctions, Anti-Money Laundering, Information Handling, Anti-Corruption, Antitrust, Gifts & Business Entertainment, Conflicts of Interest Functional Responsibilities: Economic Sanctions screening • Sanctions screening including research on internal databases...
Schedule Details/Location This position is located in Boston, MA. Job Duties Santander US is undergoing a multi-year transformation to bring all businesses and entities into compliance with the Dodd Frank Act, Enhanced Prudential Standards and other regulatory requirements. The Analyst is charged with day-to-day management of numerous functions related to risk management and financial analysis, as...

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Business Career Tools

Compliance Analyst

Salaries

$33,280.00 - $108,000.00
Typical Salary for Compliance Analyst in New York
(290 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
54.7%
Master's
22.6%
Some College Coursework Completed
8.4%
Associates
4.2%
Professional
3.7%
Certification
3.2%
Doctorate
2.6%
(190 Respondents)
Source: Monster.com Careerbenchmarking Tool

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