Compliance Analyst Jobs in New York
Due to tremendous growth, Global Life Sciences organization is seeking to add to their Compliance team in Westchester, New York. This is a new opportunity to join a highly renowned global organization with a passion for improving lives every day. Position offers competitive compensation, industry leading benefits and a chance to work with a tenured and collaborative leadership team. Position Req...
AML Compliance Analyst Investment bank in Manhattan requires talented, experienced Anti-Money Laundering Analysts to support Compliance Department during special AML investigations by investigating and researching various sources and databases. The AML Analyst must have at least 3 years' experience supporting AML programs, including drafting and revising SARs, escalating as needed. Specific duti...
We are seeking an import/export compliance analyst to join a large global company in Syracuse. Responsible for providing regulatory compliance guidance for import/export products and services for all the company. Review & perform corrections to anticipated import/export activities to meet regulatory standards. Track and facilitate the flow of export/import shipments, manages customs and complianc...
Your skills are needed just about anywhere. But is it where you want to go? Imagine working for one of the nation's most respected companies. Making a strategic contribution. Receiving the rewards and recognition you deserve. Whether you are pursuing a contract or permanent placement, Experis knows how and where to get you where you want to go. The job responsibilities of this Compliance Analyst ...
Wealth Management Group in New York requires a senior-level Compliance Analyst who will be responsible for managing the ongoing maintenance and support of GIFTS Transaction Monitoring software and ensuring compliance with the Banks' Transaction Monitoring Programs and related regulatory requirements. This position requires excellent attention to detail and EXTENSIVE AML/KYC/BSA/OFAC knowledge and ...
Summary Compliance role at a large global asset management business based in New York Client Details Global asset management business based in New York City. Description Perform the daily review of personal investment activities of employees against fund investments Perform compliance surveillance activities related to employee emails, broker dealer activities, trading activities, and invest...
Responsibilities: -Responsible for daily supervision of Institutional and High Net Worth portfolios to ensure investment guideline/mandate compliance. -Review, interpret and summarize investment guidelines for new mandates. -Ensure proper restriction coding in firm order management systems; test new and existing investment restrictions, and ensure applicable investment guideline updates are imp...
As part of the regulatory compliance reporting group at this large global hedge fund, you will be responsible for assisting the compliance manager and CCO with regulatory enquiries and the risk/testing process. Who we're looking for You will ideally have exposure to compliance in relation to hedge funds and/or portfolio strategy A strong academic background is desired. About our client Hedge ...
Our client, a marquee Hedge Fund in Midtown Manhattan, is seeking a Compliance Analyst to join its Legal and Compliance Department. This ideal candidate has at least 1-2 years of Legal Assistant/Paralegal/Compliance experience and is looking for a career in Compliance. Candidates must posses a sense of urgency, attention to detail, and be a quick learner. This position requires about 70% of compli...
This leading financial institution located in midtown Manhattan is seeking a temporary compliance professional with 2-4 years with experience with advisory experience related to anti-corruption issues. This is a contract position expected to run for 5 months with a possible extension. Hourly rate to be determined based on experience. Primary Responsibilities: 1. Advisory Advice and guidance in ...
MetLife Field Office Oriskany, NY
Job Location Oriskany, NY Job Description Summary of Responsibilities: The Sr. Compliance Analyst is responsible for managing an organization’s records effectively and appropriately. Assist in the development, maintenance, communication and rollout of corporate records management policies, guidelines and procedures. Assist customers in the rollout and execution of the RIM program and resolve i...
State Street Global Advisors New York City, NY, 10008
Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.40 trillion in assets under custody and administration and $2.48 trillion in assets under management as of June 30, 2014, State Street operates globally in more than 100...
ITT Exelis Rochester, NY
Exelis is powered by ingenuity, which is the hallmark of our business, products and people. Exelis is a leader in networked communications, sensing and surveillance, electronic warfare, navigation, air traffic solutions and information systems with growing positions in cyber security, composite aero-structures, logistics and technical services. We provide innovative solutions in the areas of comma...
Applies extensive expertise to analyzing laws and regulations in order to assist the HRS Manager with ensuring that a quality product is delivered and to identify revisions in current business practices of Paychex services in order to mitigate risk. Monitors and verifies employment law related legislation at the state and federal level. Provides recommendations for product and service changes as ...
Maintains current knowledge on all legislation affecting Retirement Services. Prepares research, analysis, communications, and problem solving of the laws and regulations as they relate to clients and the products offered. Responds to questions from Business Units and Client Service Center submitted via the online Compliance Request form to meet end user needs. Acts as subject matter expert as i...
Provides insurance compliance support to Paychex internal business partners. Ensures timely and accurate problem resolution and risk analysis to mitigate exposure of the supported business units. Develops and maintains knowledge of Paychex product offerings, regulatory changes, policy changes, licensing requirements, and insurance industry developments in order to recommend acceptable risk parame...
Cablevision Corporate Bethpage, NY
Description Are you driven by what's next? Become a Cablevisionary. We are looking for Cablevisionaries who always keep the customer first in mind, who insist on continuing to learn every day, who thrive in a highly collaborative work environment and who when presented with a challenge, don't quit until they find a solution. The Human Resources Compliance Analyst primary responsibilities includ...
Franklin Resources Inc New York, NY
Description Franklin Templeton Investments is a leading global investment management organization due to the efforts of our greatest assets - our employees. We have over 9,000 employees working in 60 offices around the world, servicing investment solutions for our clients in more than 150 countries. We believe in our corporate values of putting clients first, building relationships, achieving qua...
PURPOSE OF POSITION: This position falls into the Compliance and Risk Management Group of the Cyber Security Operations department. The primary responsibility for this position is the custodianship of the ITT Cyber Security Policy and supporting documents. This position will also have other compliance related responsibilities as well as contribute to the security awareness program. MAJOR RESPONS...
Open Systems Technologies, Inc. New York, NY, 49504
Job Description Position to support Securities requirements for traceability, rules analysis, impact and communication with respect to regulation and regulatory actions impacting Securities. Includes Dodd-Frank and G20 OTC Derivatives Reform, SEC, CFTC, FINRA, NFA, MSRB, FRB and banking rules impacting Securities. Position assists Securities in identifying significant regulatory actions and likel...
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Business Career Tools
$33,280.00 - $108,000.00
Typical Salary for Compliance Analyst in New York
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Maintains legal and regulatory compliance by researching and communicating requirements; obtaining approvals.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Prepares reports by collecting, analyzing, and summarizing information.
Compiles information by coordinating rate deviation filings; maintaining updated rate matrices; providing overviews of product disclosures.
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