Compliance Analyst Jobs in New York
SRC has been named to numerous state and national “Best Company to Work For” lists - want to know why? We are committed to providing a positive, supportive and healthy work environment. We give you the freedom and the resources to solve "impossible" problems in a highly innovative and collaborative work environment - all while helping keep America safe and strong. Currently, SRC is seeking an exp...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please. Job Summary: The Compliance Examiner conducts equities based operational audits for compliance with relevant FINRA, S...
Compliance Officer- Compliance Testing Practices/Quality Control Analyst (Cards)-14036068 Description The function will assist in the effective completion of the annual compliance testing program by: performing ongoing quality assurance assessments of testing reports and work papers to ensure full adherence with corporate testing and documentation standards by the testing team; provide feedback ...
Job Description Description Global Financial Crimes Compliance (GFCC) team is part of The Global Compliance & Regulatory Management department which is responsible for the provision of compliance services to the Firm. The Global Financial Crimes Compliance (GFCC) organization has over 1,000 staff members across the world. The team covers both global and business-aligned functions supporting the...
Job Description Global Financial Crimes Compliance (GFCC) team is part of The Global Compliance & Regulatory Management department which is responsible for the provision of compliance services to the Firm. The Global Financial Crimes Compliance (GFCC) organization has over 1,000 staff members across the world. The team covers both global and business-aligned functions supporting the firm's Anti-...
Citigroup Inc. New York City, NY
Senior Compliance Analyst_AML_Compliance_GF-14032090 Description To support AML PFG Project 1. Understanding of data mapping between the local source systems and Mantas (AML Monitoring system). 2. Understanding of Mantas scenarios and thresholds and the capability of assessing those against the local market and local regulatory environment. 3. Coordinate between business, operations, local...
Compliance Analyst – Global Consumer Banking (GCB) Compliance-14048225 Description The Compliance Analyst, reporting to the head of Governance & Committees Management, will be part of the Strategy and Risk Management team in Global Consumer Banking (GCB) Compliance. The Compliance Analyst will assist in preparation of management presentations, planning and administering of internal meetings, dra...
The Investigations UAT Analyst is part of a team of project managers, business leads, developers, and analysts currently developing global alert and case management software. This testing role requires basic understanding of data flow architecture, system integration, database behavior, and testing strategy. The UAT Analyst must have the aptitude and capability to systematically test application f...
Description Global Financial Crimes Compliance (GFCC) team is part of The Global Compliance & Regulatory Management department which is responsible for the provision of compliance services to the Firm. The Global Financial Crimes Compliance (GFCC) organization has over 1,000 staff members across the world. The team covers both global and business-aligned functions supporting the firm's Anti-mone...
CORPORATE SECTOR New York, NY
Job Description JP Morgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. J.P. Morgan Asset Management is a leading asse...
M&T Bank Buffalo, NY, 14202
Compliance Analyst II - Centralized Compliance Location - Buffalo, NY The Opportunity Under the leadership of Centralized Compliance Management, responsible for assisting in providing oversight compliance with respect to laws and regulations applicable to subject matter business activities of the bank. Subject matter business activities include Bank Secrecy Act and Anti-Money Laundering across ...
JP Morgan NY
140092642 Global Compliance plays a critical role in the successful execution of the firm’s compliance mission. The Compliance function ensures the development and maintenance of a strong compliance culture by developing and maintaining program infrastructure that identifies measures and monitors adherence with applicable laws, regulations and rules that govern our business globally. Compliance t...
Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. The Global Compliance Operations team is respon...
CITI Long Island City, NY
Description The Senior Compliance Analyst is responsible for providing a wide range of administrative, communications, meetings management and project support to the Consumer Compliance Strategy & Risk Management (S&R) team. The candidate will also support the Head of S&R in managing team workflows and day-to-day activities. This person filling this role will have the opportunity to interact with...
CITI Taipei, NY
Description 1. Assist Country Anti Money Laundering & Sanctions Compliance Officer to oversee and coordinate AML compliance requirement and information updates to all business units within ICG. 2. Support Country AMLCO to distribute AML Compliance Program and AML & Sanction policy procedures to business. 3. Support Country AMLCO to provide day-to-day guidance to employees regarding application ...
Large public company is seeking a Senior Compliance Analyst: Responsible for the on-going reviews of the scope, attributes, sample sizes and results of department testing to ensure compliance with regulatory requirements. Responsible for researching, analyzing and drawing conclusions related to regulatory requirements and their applicability to Bank products, services, systems and operations. Sta...
Financial Services Co. located in Midtown has numerous consulting roles (9+ months) and seeks individuals with 3+ years of financial services Back Office Operations experience with BS degree in Accounting or Finance preferred: Candidates must have experience with AML/FATCA with specific focus on Anti Money Laundering Regulations and their implementation within Transfer Agency. Candidates with thi...
Job Requisition Number:43461 The Role Bloomberg is seeking a Vendor Information Risk Manager/Analyst to join the Risk and Compliance Client Engagement team. Based in New York, the candidate will focus on managing and refining Bloomberg's Vendor Information Risk Assessment (VIRA) program across the firm. This person will build on existing processes and tools to help streamline functions and impro...
Summary Our client are a London based Hedge Fund who are looking to recruit a Compliance Analyst to join them in London and be responsible for all US compliance requirements for their business. Client Details Fast growing London headquartered Hedge Fund. Description This role will be London based. Reporting to the Head of Compliance the US Compliance Analyst will be responsible for the overs...
Randstad is seeking an experienced Compliance Analyst to work for a large financial company in Getzville, NY. This is a first shift position. Responsibilities and Duties: -Monitoring the effectiveness of the information barriers that separate the public (trading) and private (banking) sides of the firm. -Using and maintaining policies related to employee trading -Pre-clearing employee personal...
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Business Career Tools
$33,280.00 - $108,000.00
Typical Salary for Compliance Analyst in New York
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Maintains legal and regulatory compliance by researching and communicating requirements; obtaining approvals.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Compiles information by coordinating rate deviation filings; maintaining updated rate matrices; providing overviews of product disclosures.
Researches regulations by reviewing regulatory bulletins and other sources of information.
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