Compliance Analyst Jobs

1000+ jobs

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please. Job Summary: The Compiance Examiner conducts routine review and investigations of unusual market activity for evidenc...

We are seeking a Senior Analyst who has specific experience working with Technology Compliance functions in large multi-national organizations. The successful candidate will possess skills and be able to work across multiple technology and operational disciplines with a high level understanding of IT Compliance and Risk concepts. Candidates will work with management on efforts comprised of interdi...

There's never been a better time to join Blue Shield! Looking for a chance to do meaningful work that touches millions? Come join the hardest working, not-for-profit health plan in California and help us shape the future of health care. Blue Shield of California is focused on transforming health care by making it more accessible, affordable and customer-centric. Being a mission-driven organization...

This position will provide business process and system analysis support for the IT Compliance team's core business processes. The position will be a key participant in enterprise process and technology transformation projects supporting the broad portfolio of IT Compliance processes and programs. The position reports to the Manager IT Compliance. * Inventory and map existing IT Compliance process...

The Risk and Compliance Analyst will be responsible for executing and assisting in the completion of security certifications. Provide support in developing and implementing a program to manage all aspects of compliance with the various regulations e.g., A-123, FISMA, HIPAA, HITECH and any requirements from OMB/NIST/HHS. ESSENTIAL DUTIES AND RESPONSIBILITIES Essential duties and responsibilities ...

Seeking experienced individual able to lead legal and regulatory compliance activities for a large insurance carrier. Work as an interface between government departments, regulatory agencies and compliance monitoring groups to smooth over areas of non-compliance and update company operational requirements to ensure adherence to compliance factors. Perform and review internal compliance audits an...

Are you interested in growing professionally within a dynamic and highly respected organization that respects work-life balanace? If so, the Federal Reserve Bank of Minneapolis has the perfect opportunity for you. The Financial Management Group (FMG) is comprised of Accounts Payable, Compliance, Financial Accounting, Financial Planning and Analysis, National Accounting Support, and Procurement. T...

Financial Planning & Analyst - Houston TX Kelly Services is currently seeking a Financial Planning & Analyst for one of our top clients in Houston, TX RESPONSIBILITIES: The Financial Planning Analysis role will support the CIO group with the following responsibilities: Compiles and analyzes financial information and trends for assigned organization and communication. Plans, organizes and perfor...

Category: Accounting Employee Type: Contingent/Temporary Duration: Direct Pay Rate: $50,000 - $55,000/Year Job ID: 303752-10681-1-369248 Contact: Volt Workforce Solutions 201 S. Biscayne Blvd, 28th Fl. Miami, FL 33131 Phone: 305/913-6909 Fax: 702/543-4021 Accurately and efficiently conduct account monitoring as well as performing account analysis, develop write-ups and present case concl...

An international bank midtown seeks an experienced Compliance Analyst. Required: BA/BS Degree, ACAMS Certification preferred, minimum of 3 years related bank work experience with knowledge of BSA/AML and OFAC Regulations. Strong PC skills including Excel, Word and compliance database systems. Duties: Review reports/alerts generated by the SAMS Model(suspicious activity monitoring system). Ensure ...

Senior Trade Compliance Analyst The CGI Federal Sr. Trade Compliance Analyst will ensure adherence to trade compliance policies, procedures, and best practices; apply for export authorizations for the export of hardware, data and primarily services; prepare Customs documentation; and manage export authorizations to ensure compliance with the International Traffic in Arms Regulations (ITAR) and th...

PURPOSE Responsible for multiple compliance related activities for the global IT organization. Primary responsibilities include overall management of compliance information resources, IT SOPs, and coordinating and tracking Corrective Actions/Preventative Actions (CAPA) for audit findings and quality Issues. To support these objectives, responsibilities of the compliance position may include manag...

Join our Growing Sales Team as our Compliance Analyst... This position will require someone with: ? Bachelor’s Degree (Finance, Accounting, preferred) ? Advanced MS Office (Excel & Word) skills ? Excellent analytical and accounting skills ? Strong attention to detail and the ability to problem solve ? Excellent communication skills (written and verbal) and follow-through skills ? Professi...

At Kohl’s, we’re always looking ahead to creating the next great thing. Since 1962, our people have been our biggest asset and every great thing we do is thanks to the great people we hire. POSITION OBJECTIVE Do you love . . . researching laws and regulations? Are you energized by . . . supporting policy and procedure changes? Do you enjoy . . . communicating and educating on compliance? Support...

Grynberg Petroleum is an independent operator located in Denver, Colorado and is seeking a Regulatory Analyst to manage the preparation of federal and state regulatory filings and compliance matters. Duties will include, but are not limited to, planning for and assisting in the permitting process, interacting with federal and state agency officials, ensure ongoing compliance and correct any non-co...

Description: Position Description: Energize your career with one of Healthcare's fastest growing companies. You dream of a great career with a great company - where you can make an impact and help people. We dream of giving you the opportunity to do just this. And with the incredible growth of our business, it's a dream that definitely can come true. Already one of the world's leading Heal...

Special Counsel is hiring immediately for a Mortgage Compliance Analyst jobs in Texas! Multiple positions are available! If you have experience with RESPA (Real Estate Settlement Procedures Act) and HMDA, Home Mortgage Disclosure Act, and are familiar with mortgage documents, then this is a great opportunity! This position is a long-term contract assignment expected to start in August and last 2 y...

The Compliance Analyst will support the client in the development, oversight, and maintenance of FISMA compliant security programs. This includes the monitoring and maintenance of security controls, draft processes & procedures, creation of Security Authorization (formerly C&A) packages, oversight of monthly Continuous Monitoring reports which include vulnerability scanning, interviews and system ...

OVERVIEW: Compliance Analyst will help ensure overall company compliance with regulatory requirements and corporate policies. Maintains appropriate documentation, reports and adequate, timely testing of internal controls. Assists in conducting self- assessments to understand the risk environment and ensure proper internal controls are in place. Monitors consistency of compliance in all areas. ES...

PRIMARY FUNCTION: The Senior Compliance Analyst is responsible for ensuring that the systems and workflow at Consensus adhere to guidelines established by internal and external agencies. PRINCIPAL DUTIES AND RESPONSIBILITIES: Maintain internal and external compliance programs Act as the liaison for all internal/external audit and compliance related requests to ensure information is provided in...