Compliance Analyst Jobs

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We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please. Job Summary: The Compiance Examier conducts routine review and investigations of unusual market activity for evidence ...

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please. Job Summary: The Compiance Examier conducts routine review and investigations of unusual market activity for evidence...

RESPONSIBILITIES: Kforce has an established St. Louis, MO client seeking a Senior Compliance and Controls Analyst to join their team. This company offers a great benefits package, flexible work life balance, and team building events. They are seeking someone who is motivated and works well independently. The Senior Compliance and Controls Analyst will be responsible for performing risk-based comp...

COMPANY PROFILE Our client is a leading independent energy company with a diverse portfolio of high-quality assets, a track record of success and a sound strategy for the future. This client is an S&P 500 company with reserves of 1.4 billion barrels of oil equivalent and assets totaling over $19 billion at year-end 2013. Recognized for innovation, flexibility, exploration proficiency and our tech...

Responsibilities: This position will implement daily operating requirements with regards to Social Compliance transactions involving Direct Imports Global Sourcing and Private Brand at a global level. Candidate will be responsible for vendor setup and ensure current social compliance program and processes are adhered to. Candidate will communicate daily strategies and expectations with vendors,...

PURPOSE Responsible for multiple compliance related activities for the global IT organization. Primary responsibilities include overall management of compliance information resources, IT SOPs, and coordinating and tracking Corrective Actions/Preventative Actions (CAPA) for audit findings and quality Issues. To support these objectives, responsibilities of the compliance position may include manag...

Job Description: Global Fortune 500 company seeking Compliance Analyst with experience in RESPA, HUD1, & HMDA. Duties include working to ensure government regulations and ordinances are being adhered to along with all policies and procedures documented. Performing occasional internal reviews, and identifying compliance problems that call for formal attention. Offering an extremely competitive sal...

The Compliance Analyst will support the client in the development, oversight, and maintenance of FISMA compliant security programs. This includes the monitoring and maintenance of security controls, draft processes & procedures, creation of Security Authorization (formerly C&A) packages, oversight of monthly Continuous Monitoring reports which include vulnerability scanning, interviews and system ...

RESPONSIBILITIES: Kforce has a client in Arlington, Texas (TX) seeking an experienced IT Compliance Analyst to join their team. The IT Compliance Analyst will participate in and lead IT compliance initiatives for the company. As the direct interface between audit groups and the Information Technology Department, the IT Compliance Analyst is responsible for providing guidance to management on crit...

An international bank midtown seeks n experienced Compliance Analyst. Required: BA/BS Degree, ACAMS Certification preferred, minimum of 3 years related bank work experience with knowledge of BSA/AML and OFAC Regulations. Strong PC skills including Excel, Word and compliance database systems. Duties: Review reports/alerts generated by the SAMS Model(suspicious activity monitoring system). Ensure p...

Category: Accounting Employee Type: Contingent/Temporary Duration: Direct Pay Rate: $50,000 - $55,000/Year Job ID: 303752-10681-1-369248 Contact: Volt Workforce Solutions 201 S. Biscayne Blvd, 28th Fl. Miami, FL 33131 Phone: 305/913-6909 Fax: 702/543-4021 Accurately and efficiently conduct account monitoring as well as performing account analysis, develop write-ups and present case concl...

Working At Aetna -- the Value To You What does it mean to work at Aetna? A lot. From programs and benefits that support your financial, physical and emotional health to opportunities to build your knowledge and expand your career, the company makes working here a valuable experience in many ways. THIS POSITION IS EITHER ON-SITE IN SEATTLE, WA OR CAN BE TELEWORK IF NEAR AN AETNA HUB LOCATION IN ...

CFC: Created and Owned by America's Electric Cooperative Network Here is your chance to work for a financial services company dedicated to rural America that offers a fast-paced challenging environment with the benefits of a collaborative team! Since its formation in 1969, National Rural Utilities Cooperative Finance Corporation (or CFC) of Dulles, Virginia has provided loan and investment soluti...

Compliance Programs Support Analyst-WD30021074111 Johnson Controls is a global diversified technology and industrial leader serving customers in more than 150 countries. Our 170,000 employees create quality products, services and solutions to optimize energy and operational efficiencies of buildings; lead-acid automotive batteries and advanced batteries for hybrid and electric vehicles; and inter...

Description: Position Description: Be part of something daring and bold and help rewrite the history of UnitedHealth Group! We're changing the landscape of health care with people like you, who really know how to get down to business. When you join us at UnitedHealth Group as a Business Analyst, you will use your sharp business skills to assist in creating, controlling and improving business pr...

Consumer Finance Compliance Analyst/Auditor At First Investors Financial Services, Inc.we have specialized in non-prime automobile finance for over 25 years. We operate in a highly regulated environment and are for an experienced person to serve as a Consumer Finance Compliance Analyst/Auditor to make sure that the company operates in compliance with all applicable state and federal consumer fin...

The IT compliance analyst contributes to the company's IT compliance program. This person partners closely with IT and business controls groups to ensure that required regulatory IT controls and key operational IT controls are adequately designed, implemented and performed. Develops and implements IT control assessments to determine the adherence to IT-related regulations and standards. Makes reco...

Incumbent supports the PMO Government personnel to document audit readiness of the Defense Travel System. Participates as part of the audit team responsible to: Produce evidence of standardized processes with supporting documentation; d emonstrate/document required internal controls; and r Research and/or develop documents that demonstrate that audited processes and documentation are up to account...

Our client is one of the largest providers of commercial business information solutions. The purpose is to mitigate credit and supplier risk, increase cash flow and drive increased profitability. They also provide marketing solutions to increase revenue from new and existing customers and convert prospects into clients faster by enabling business professionals to research companies, executives and...

Our client is one of the largest providers of commercial business information solutions. The purpose is to mitigate credit and supplier risk, increase cash flow and drive increased profitability. They also provide marketing solutions to increase revenue from new and existing customers and convert prospects into clients faster by enabling business professionals to research companies, executives and...