Compliance Analyst Jobs
Long-term contract opportunity for an IT Compliance Analyst. Responsibilities will include: SOX compliance Safe Harbor compliance Termination reviews, user access reviews, monthly and annual reviews Requirements include: Solid experience with SOX and Safe Harbor compliance Highly detail and procedure oriented Excellent communication skills – will work with various business departments (HR, etc.) a...
Deep knowledge of MS Access and excel macro writing necessary to perform efficient analysis of data. Experience in pulling data from data tables using ODBC connections Ability to conceptualize data relationships quickly in order to devise data tests Knowledge of flowcharting and visio a plus Knowledge of Compliance position reporting and transaction monitoring also a plus Good interpersonal skills...
Lending Compliance Analyst Are you looking for a career-enhancing position as a loan servicing professional? If so, we may have your golden opportunity. Golden 1, California's leading credit union, is currently searching for a Lending Compliance Analyst for its Operations Center in Sacramento. The successful candidate will be responsible for staying informed of trends and developments on both fede...
Legal and Compliance Analyst – Strong Salary This is an outstanding opportunity for an experienced financial services professional to join the legal team of an international asset manager in Boston. The Legal Analyst will: Review marketing materials, including RFPs/questionnaires Assist with maintenance of content for the RFP library Ensure all material and content is compliant with firm’s policie...
Currently we are seeking individuals for the following position: Lead Analyst - Global Compliance Lead Analyst - Global Compliance Job Responsibilities · Will be responsible for processing and overseeing the global operation of the Third Party Due Diligence Program. · Acquire and maintain a mastery of the Securimate tool and of company process for conducting third-party due diligence. · Process an...
Job ID: 1740 Position Description: CPS Energy is the Largest Municipally Owned Energy Company in the Nation Providing Both Gas and Electricity to San Antonio and surrounding communities. For over 80 years CPS Energy employees have provided for the energy needs of over 600,000 industrial, commercial and residential customers in the greater San Antonio, Texas area. We have a strong history of indust...
Summary: Over the past 30 years, DISH has built a talented group of leaders and support teams at its corporate headquarters in Englewood, Colorado. As the company continues to develop, offering new products and services to an increasing customer base, it looks to recruit outstanding candidates capable to turning ideas and strategies into world-class results. Job Duties and Responsibilities: The In...
Zions Bancorporation is looking for a qualified Compliance Analyst to join our Corporate Compliance team in a full time, exempt position. Responsibilities AML (Anti-Money Laundering) Management - Duties to include reviewing exceptions derived from various prevention filters and monitoring suspicious activities. AML (Anti-Money Laundering) Management - Responsible for performing diverse and complex...
Compliance Analyst - Fixed Income An established investment management firm with offices in Boston and around the globe is seeking to add a Compliance Analyst to their Boston office. The Compliance Analyst's primary responsibilities will be to support a team of portfolio managers and the Manager of Investment Compliance with interpreting client investment guidelines and researching guidelines and...
Southwest Securities, FSB was established in 1986 and became a wholly-owned subsidiary of SWS Group, Inc. in 2000. Based in Dallas, Texas, Southwest Securities, FSB conducts business nationwide and is involved in all areas of Commercial and Consumer Banking. Together, SWS Group, Inc. and Southwest Securities, FSB constitute the largest broker/bank in the Southwest United States. This model yields...
Risk/Compliance Analyst – One Year Contract in Charlotte, NC Send Word resume to ***** for immediate consideration. C3G is seeking a Smart Grid Risk/Compliance Analyst to do the following: · Act as a subject matter expert (SME) in the area of project and program risk management for the Grid Modernization Organization · Assist Grid Modernization Project Teams in the Risk Management Proc...
Company: New York State Electric & Gas (NYSEG) Department: Human Resources – EHS Compliance Job Title: Lead Analyst – Compliance (Safety) Reports to: Supervisor – EHS Compliance Location: Brewster, NY Cross Company Responsibility: Yes (RG&E, NYSEG, CMP) Lead Analyst - Compliance Safety 47250 (NYSEG) Key Job Responsibilities: Scope of Work - Main duties, settings, geography, reporting relationships...
Our client in St. Louis, Missouri (MO) has an opportunity to work within a highly-motivated team as a Financial Compliance Analyst. This position will assist in managing the shared services P&L and balance sheet and cash flow planning process. Other responsibilities include preparation of annual budget, quarterly forecasts, month end closing process, and monthly financial statements. Responsibilit...
SOX COMPLIANCE ANALYST #1635000 RESPONSIBILITIES: - In collaboration with business process owners, primarily in Finance, ensure proper documentation of all policies and procedures applicable to the key controls of significant business cycle processes such as Order to Cash, Procure to Pay, Inventory, Tax, Long Lived Assets, Payroll & Equity, and Financial Statement Close. - Identification of key co...
Position Description: The IT Compliance Analyst plays a pivotal role in ensuring the enterprise’s compliance with the Sarbanes-Oxley Act of 2002 (SOX). This individual is responsible for coordinating testing, documenting, evaluating, remediating, and improving internal controls within the IT department. The IT Compliance Analyst will fullfill these duties by collaborating with internal audit, IT m...
About the Position: The National Grid Service Delivery CNI department has an opening in the Energy Management System (EMS) team for a North American Electric Reliability Corporation (NERC) Critical Infrastructure Protection (CIP) Compliance Analyst. The position of NERC CIP Compliance Analyst will have responsibility in executing NERC CIP compliance strategies and processes that will help to achie...
Summary: Over the past 30 years, DISH has built a talented group of leaders and support teams at its corporate headquarters in Englewood, Colorado. As the company continues to develop, offering new products and services to an increasing customer base, it looks to recruit outstanding candidates capable to turning ideas and strategies into world-class results. Job Duties and Responsibilities: DISH N...
Job_Other_Compensation: Up to $35000.00 Job Description: ? M?nimo 4 a?os de experiencia en banca. ? Conocimiento y destrezas de an?lisis en BSA/AML, SARs, CAMS, MLCA y OFAC. ? Experiencia llevando a cabo investigaciones y preparando reportes. ? Responsable de recibir y responder todas las solicitudes de 314 (b) ? Responsable de vigilar las cuentas de los clientes de quienes se hizo un reporte o in...
Premier Alliance is seeking a Basel Compliance Gap Closure Analyst for a consulting opportunity in Richmond, VA The consultant will be working with a team to support a process to monitor, conduct independent testing and validation of activities, and to report on activities related to closing out of BASEL II gaps. The consultant will be conducting independent reviews and testing to validate that id...
BASIC FUNCTION: This position is responsible for supporting the monitoring, review and implementation of CMS and other regulatory requirements and changes, and TMGs response to Regulatory and other audits. Duties include monitoring and interpreting CMS and other regulatory guidance to determine impacts to the organization, escalating areas of potential and actual non-compliance to Compliance Offic...
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$33,280.00 - $108,000.00
Typical Salary for Compliance Analyst
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Maintains legal and regulatory compliance by researching and communicating requirements; obtaining approvals.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Maintains quality service by establishing and enforcing organization standards.
Obtains approvals by revising forms and rates.
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