Compliance Analyst Jobs
Ambarella in Silicon Valley is poised on the leading edge of the video processing and semiconductor technology wave. Whether it's broadcast HD or 3D television, rugged sports cameras, hip Facebook- or YouTube-ready devices, or covert HD security cameras - Ambarella technology is all around you. This is the place where your technology, ideas, and inventions are not only recognized but also develope...
Our client is seeking a Compliance/Audit Analyst in Boston, Massachusetts (MA) to oversee and administer certain aspects of the testing and monitoring of the compliance program in support of the Compliance Program Annual Assessment in compliance with Rule 206(4) of the Investment Advisers Act of 1940. Duties: Coordinate external audit programs of internal controls (SSAE 16, Compliance Controls Rep...
Fortune 500 Financial Institution located in Columbus, Ohio is seeking who has exprience working in compliance and with at least a Bachelor's Degree. This position is schedule to last 3 months. The ideal compliance analyst will be responsible for transferring data from an old system to a new one. Compliance analysts must be able to multi-task and be also a fast typer, and also have great attention...
Lead Compliance Analyst The selected candidate will be responsible for the creation, implementation, and the development of compliance program documentation, including risk assessments and related documentation. Key Roles and Responsibilities: Coordinate with business units, Legal, Corporate Compliance, and key technical resources within the company for compliance with government regulations and c...
Provide your skills and expertise surrounding IT Compliance, Internal/external audits as well as SOX ettain group has an immediate contract opportunity for an IT Compliance Analyst in Houston, TX. IT Compliance Analyst responsibilities: Analyze and interpret audit findings and reports to provide consultation and expert advice to management on how to formally respond and remediate issues discovered...
Are you ready to join a team staffed by some of the brightest minds in business? A tight-knit group of contributors and leaders that love what they do? At Square 1 Bank, we are a community of passionate, innovative and creative thinkers and doers. Our fast-paced, collaborative culture centers on integrity, ownership, respect and results, and encourages both individual thought and teamwork. As a re...
Tom Middleton, Senior Manager with Parker + Lynch in Phoenix, Arizona is recruiting for a Senior Internal Auditor / SOX Compliance Analyst. Qualified candidates can apply to this job board or confidentially email me their resume ***** – no phone calls please. Description Internal Auditor / SOX Compliance Analyst Job Summary Performs audits under the direction of the Directo...
Description: Prudential Investment Management is the primary asset management business of Prudential, Financial, Inc. Prudential Real Estate Investors is Prudential Investment Managements real estate investment advisory business and operates through Prudential Investment Management, Inc., a registered investment advisor. PREI® is a leader in global real estate investment management business, offer...
Exelis is a diversified, top-tier global aerospace, defense, information and services company that leverages a 50-year legacy of deep customer knowledge and technical expertise to deliver affordable, mission-critical solutions for global customers. We are a leader in critical networks, ISR and analytics, electronic warfare, navigation, sensors, air traffic solutions, communications and information...
Description Over the past 30 years, DISH has built a talented group of leaders and support teams at its corporate headquarters in Englewood, Colorado. As the company continues to develop, offering new products and services to an increasing customer base, it looks to recruit outstanding candidates capable to turning ideas and strategies into world-class results. Requirements A successful Inventory...
Description Over the past 30 years, DISH has built a talented group of leaders and support teams at its corporate headquarters in Englewood, Colorado. As the company continues to develop, offering new products and services to an increasing customer base, it looks to recruit outstanding candidates capable to turning ideas and strategies into world-class results. Requirements The successful candidat...
Want to join a leading global power management & solutions company? This position is for a Federal Income Tax Compliance Lead Analyst and will be responsible for federal tax compliance within the company’s tax team. This company offers competitive compensation and great benefits. Responsibilities: Responsible for the timely and accurate preparation and completion of our US group’s consolidated fed...
An independent securities broker/dealer is looking for an Analyst with FINRA securities licensing and financial accounting experience in our Compliance Department. This position will be responsible for monitoring client account activity, reviewing trade transactions, handling certain authorization processes, conducting audit and control calculations, and providing analysis and regulatory reports i...
Supply Chain Compliance Analyst - Aerospace and Defense Ingenium Technologies - Los Angeles, CA 91355 Apply To: ***** Additional Job Postings:http://www.ingeniumtech.com/tech_staffing/ A Supply Chain Compliance Analyst is needed to support the Global Supply Chain Department of a large global aerospace manufacturing facility. The Supply Chain Compliance Analyst plays an impo...
CRM NOTES IT Compliance Analyst Must have IT compliance background Must have SOX experience Knowledge of security administration processes would be a plus ■ Analyze and interpret audit findings and reports to provide consultation and expert advice to management on how to formally respond and remediate issues discovered. ■ Lead and project manage compliance projects across various business units ■...
Our client is seeking a Compliance Analyst in New York, NY. Responsibilities: The primary responsibility of this role is to assist QT managers to create the performance scorecards for each filing unit using the data and QT findings. n addition, to the above the candidate for this role will assist in the preparation for audits, senior compliance mgmt updates, and assist in the overall scope expansi...
Our client is seeking a Compliance Analyst in New York, NY. Responsibilities: Perform testing to ensure SAR filing quality by reviewing SARs sampled and testing the SARs against FinCEN and internal standards. In addition, the candidate will assist in the reviews of Sanction Screening and alerts. Identify trends and quality testing observations and effectively report summary results to management....
Physicians Plus Insurance Corporation is currently recruiting for a full-time Compliance Analyst opportunity. This position serves as an analytical resource for Physicians Plus staff in understanding all aspects of corporate compliance. In this role, the position provides analysis of changes in state and federal regulatory requirements, contributes to significant portions of the corporate complian...
Requisition #: 71490 Job Title: Compliance Analyst I Country: United States State: Georgia City: Alpharetta Employment Status: Full Time Job Responsibilities: (Description): At ADP we are driven by your success. We engage your unique talents and perspectives. We welcome your ideas on how to do things differently and better. In your efforts to achieve, learn and grow, we support you all the way. If...
Our client in St. Louis, Missouri (MO) has an opportunity to work within a highly-motivated team as a Financial Compliance Analyst. This position will assist in managing the shared services P&L and balance sheet and cash flow planning process. Other responsibilities include preparation of annual budget, quarterly forecasts, month end closing process, and monthly financial statements. Responsibilit...
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$33,280.00 - $108,000.00
Typical Salary for Compliance Analyst
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Maintains legal and regulatory compliance by researching and communicating requirements; obtaining approvals.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Compiles information by coordinating rate deviation filings; maintaining updated rate matrices; providing overviews of product disclosures.
Maintains rapport with regulatory personnel by arranging continuing contacts; resolving concerns.
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