Compliance Director Jobs in New York
Associate Director for Coding Compliance needed for hospital in NYC Seeking full-time on-site director responsible for day-to-day operations of the medical records department. Will provide direct supervision and coordination of functions of managers, including Medical Information, Coding and Abstracting, File Systems, Data Integrity, Chart completion and Document Management. Qualifications: BS in...
My client is a Global Asset Manager which provides comprehensive fiduciary services to individuals, midsize institutions, endowments and foundations. They are seeking a Trust Compliance Director whom will be a subject matter expert and work closely with the General Counsel to ensure that all activities are in compliance with all applicable legal and regulatory requirements, support various interna...
As the Director of Vendor Compliance you will be responsible for providing centralized oversight and reporting to guarantee that inventory vendors are operating in compliance with all established policies and procedures. This position has complete accountability for maintaining vendor standards and processes, including legal, internal audit, CSR and outside agencies as necessary. This individual w...
The IT Security Compliance Director will lead a team responsible for security compliance in a hospital environment, with a focus on HIPAA regulations. Responsibilities will involve managing an IT Security technical staff and managing projects. Additionally, this position will be responsible for in-servicing other hospital staff on security policies and procedures. The work will require excellent w...
The Associate Director, Compliance Oversight (”Associate Director”), leads the Compliance Oversight Team (COT) within the Human Research Protection Office (HRPO) of Columbia University (CU). The ADCO will report to and work closely with the Executive Director (ED) of the HRPO to develop and execute a comprehensive and efficient program by which the COT will assess the compliance of active research...
A top-tier global investment bank seeks a Wealth Director. Primary Responsibilities: • Implement, maintain, and manage IA Compliance Program. • Supervise the IA compliance unit. Report directly to the IA Chief Compliance Officer. • Work closely with business to ensure regulations and firm policies are well understood and incorporated into workflow. • Help to limit the firm’s regulatory and reputat...
A global bank seeks a Compliance Director who will be responsible for all aspects of compliance advisory for mortgage lending, consumer lending, fair lending investment finance, consumer and commercial deposit products and privacy/contact preference regulations for their Private Bank. The Candidate will manage a team of three who provide specialist support/advice to business/product management/sta...
Elite Investment Bank with Domestic+Global presence has an excellent job opportunity for professional candidates who are looking to advance their careers to the next level. Job Responsibilities: Conduct Surveillance of all equity and equity option activities using the Firm’s SmartsBroker tool. Point person for equities and options trading desks on regulatory matters. Perform advisory functions for...
Description Provide export regulatory interpretation and guidance in the following areas: Anti-boycott/Restrictive Trade Practices, Product Classification, Export Licensing, Re-export Authority, Technical Data, Compliance Training, Export Documentation, Letters of Credit, Import Assists, Import Licensing, Import Customs Clearance, Import Tariff Classification, Foreign Sourcing, Terms and Condition...
The Risk Management Group (RMG) is an independent, centralised unit responsible for assessing and monitoring risks across Macquarie. This includes market and liquidity risk, credit risk, compliance risk and operational risk. RMG personnel liaise closely with all operating areas to ensure risks are understood and properly managed. Position Summary Macquarie Compliance is a division within Macquarie...
We are currently seeking a Corporate Director of Transportation to join our growing team! As the Corporate Director of Transportation, this individual is responsible for operating a well-coordinated, efficient and safe operation consistent with Company policies and procedures. The Director will oversee the flow of merchandise through several functional areas and be responsible for recruiting, hiri...
Description of Role: The Director has day-to-day responsibility for maintaining and enhancing the infrastructure of PepsiCo's Global Compliance & Ethics program (the "Program"). The Program is designed to promote, monitor and enforce PepsiCo's Global Code of Conduct and focusses on employee behavior, business practices and relationships, and critical compliance risk areas including, but not limite...
Director of Maintenance & Engineering: Buffalo, NY area Excellent expanding manufacturing company needs an engineering manager with all plant responsibilities including leading the site Engineering and Maintenance teams. Responsible for ensuring that the facility and equipment are kept up-to-date and in good working order. Responsible for strategic, capital and facility planning. Responsible for e...
Quality Control Manager/Director - New York Office Due to our continued growth and expansion, Citrin Cooperman currently has an opening for a Manager or Director in our Accounting and Auditing Quality Control Department. This position is part of our firm-wide Quality Control Department headquartered in New York City, New York and reports to the Firm's Partner-in-Charge of Quality Control. Responsi...
RESPONSIBILITIES: Our client, a leading regional CPA firm based in New York, NY seeks Manager/Director for their expanding Quality Review department. This is a great opportunity for a full time position with this company. Job Duties: Reports to the Firm's Partner-in-Charge of Quality Control Review workpapers and financial statements for compliance with professional and firm standards Maintain up-...
DIRECTOR HEALTH INFORMATION MANAGEMENT SEARCH We have been retained by a large, prominent, not for profit, metropolitan NYC multi-site Managed Long Term Care Program (MLTCP) - part of a larger health care organization offering a full continuum of care to the elderly - to locate a hands-on Director of Health Information Management (HIM). These MLTCP Plans are the wave of the future in managed healt...
The Assistant Director, Teammate Resources (HR) is responsible for managing the HR functions described below at the Teterboro Learning Center (“Designated Center”), supporting the Learning Centers/Business Units (LaGuardia Center, Wilmington Center and LaGuardia Corporate Office) in the same HR functions and mentoring the TRAs and TRCs. Collaborate with business unit, program and functional leader...
Administrative Director of Operations and Research Baruch College The CUNY Institute for Demographic Research (CIDR) is a recently established Institute for demographic research and training for the City University of New York across seven affiliate campuses with approximately 30 faculty associates. The Institute's primary goal is to develop into a population research and training center of nation...
Associate Quality Control Director - Bioassay Summary: Manages bioassay development function in the quality control department. Translates research assays into QC ready methods, qualifies those methods and transfers them to commercial QC laboratory. Essential Duties and Responsibilities include, but are not limited to, the following: · Direct the bio-analytical and cell-culture laboratory for deve...
Allstar Products Group, a dynamic Westchester based Marketing and Consumer Products Company, has an immediate need for an Sr. Manager or Director, Distribution Operations to support our Supply Chain team. We are looking for energetic, self-motivated individuals who are passionate about the business behind Distribution Operations. Minimum 7 years of operations experience and the ability to travel i...
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$48,000.00 - $168,000.00
Typical Salary for Compliance Director in New York
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Accomplishes compliance business objectives by producing value-added employee results; offering information and opinion as a member of senior management; integrating objectives with other business units; directing staff.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Dealing with Complexity
Financial Planning and Strategy
Develops, implements and enforces all compliance policies and procedures pertaining to state and federal securities laws.
Monitors possible internal violations and recommend corrective action.
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