Compliance Director Jobs in Rhode Island

151 jobs

Description The Asset Management Compliance organization is a central group whose vision is to build a world class and industry leading global asset management compliance program, while managing regulatory risk for our external and internal clients and delivering value to our business partners. Key functions of the team include: Global Compliance, Sub Adviser oversight, CCO oversight, Business Ma...

Overview Fidelity Investments DIrector, Compliance – Marketing Review Full Time in Smithfield, RIFidelity Investments Branch SmithfieldRIUS Position:DIrector, Compliance – Marketing ReviewLocation:Smithfield, RI In-depth knowledge of mutual fund products and services, as well as the securities regulation environment. Fidelity Institutional (FI) offers clearing, custody,… Fidelity Institutiona...

Asset Management Compliance requires a Director, Business Analysis to play a key role in the successful definition, delivery and testing of critical features and functions within the Core Monitoring Application. The Asset Management Compliance (AMC) vision is to build a world class and industry leading global asset management compliance program, while managing regulatory risk for our external and ...

The Asset Management Compliance organization is a central group whose vision is to build a world class and industry leading global asset management compliance program, while managing regulatory risk for our external and internal clients and delivering value to our business partners. Key functions of the team include: Global Compliance, Sub Adviser oversight, CCO oversight, Business Management, Com...

Description The Asset Management Compliance organization is a central group whose vision is to build a world class and industry leading global asset management compliance program, while managing regulatory risk for our external and internal clients and delivering value to our business partners. Key functions of the team include: Global Compliance, Sub Adviser oversight, CCO oversight, Business Ma...

Responsibilities The Senior Compliance Officer is the independent compliance partner who is responsible for working with requirements specific to the Graham Leach Bliley Act (GLBA) to ensure that the Business Compliance Program (Program) appropriately addresses the risks relative to the Division/Unit’s business activities. As a Compliance team member, working within the Citizens Bank Compliance f...

Responsibilities A Compliance Specialist I is the independent compliance partner who is responsible for working with a specific Citizens Bank Business Division/Unit to ensure that the Business Compliance Program (Program) appropriately addresses the regulatory risks relative to the Division/Unit’s business activities. As a Compliance team member, working within the Citizens Bank Compliance functi...

St. Andrew’s School is an independent college preparatory, boarding and day school dedicated to academic excellence and personal achievement by supporting students one mind at a time, in grades 6 –PG. We are currently seeking an Associate Director of Finance. Role Focus: The role of the Associate Director of Finance is an integral part of the Business Office responsible for assisting the Chief F...

Job Description: Job Description - Assist the Senior Associate Director of Athletics with all areas of NCAA and Ivy League compliance. This is a 9-month and approximately 30 hours per week position. All department employees are required to demonstrate exemplary ethical conduct and conformance to NCAA rules and regulations; the duties of the position are to be performed in compliance with all NCA...

A strong familiarity of hospital charging, coding and billing systems is required. A general knowledge of compliance programs is required. Associates Degree in Health Information Technology (RHIT) required; Bachelors Degree in Health Information Technology (RHIA) preferred. Coding certification from the American Health Information Management Association strongly preferred. Project Management cours...

Veritude is hiring for a Director of Enterprise Content / Managing Editor at Fidelity Investments in Smithfield, RI The Managing Editor is responsible for the development of the editorial strategy and ensuring the day-to-day creation and curation of new and engaging content for Fidelity Central, Fidelity Investment’s primary employee intranet site, and national Digital Signage. The Managing Edit...

Blackstone Valley Community Health Care is seeking a Finance Director to oversee the organizations financial planning and systems ensuring compliance with generally accepted accounting standards, policies and procedures, and meeting the organizations standards of conduct. Highlights of position include: - Participating as part of the Leadership Team; providing knowledge, insights and strategic t...

Aramark (NYSE: ARMK) is in the customer service business across food, facilities and uniforms, wherever people work, learn, recover, and play. United by a passion to serve, our more than 270,000 employees deliver experiences that enrich and nourish the lives of millions of people in 22 countries around the world every day. Aramark is recognized among the Most Admired Companies by FORTUNE and the W...

CyberCoders Matching Great People with Great Companies Learn more about CyberCoders Director of Software Development Providence, RI Full-Time $120,000 - $150,000 Apply Apply Director of Software Development Providence, RI Full-Time $120,000 - $150,000 Apply Job Details If you are a Director of Software Development with experience, please read on! Top Reasons to Work with Us Based in...

Director of Care Management, Integra Care New England Health System - Managed Care Contracting Status Full-Time Shift Flex Has Benefits Yes Job Description The Director of Care Management, Integra is responsible for the day-to-day operations of the Integra Complex Care Management program, including the directing, planning, implementing and continuously improving of all activities of the C...

Job Description The Director of Case Management maintains 24 hour accountability for effective, timely discharge planning and clinician support in compliance with all regulatory/licensing standards and the hospital mission . S/he establishes standards and implements systems to provide positive patient outcomes, achieve budget goals, and ensure quality, cost-effective services for all customers. T...

Director, CNE HIM Care New England Health System - Health Information Management Status Full-Time Shift Day Has Benefits Yes Job Description The Director will provide overall administration, direction, coordination, and evaluation of the Health Information Management services across all CNE facilities and is responsible for Transcription, Release of Information and Audit Support. The Dire...

Job Description The IVF Lab Director supervises all activities related to the IVF Laboratory. Coordinates activities of Lab with clinical activities of Department and devises strategies to improve IVF outcomes. Oversees as well as participates in Lab procedures and monitors related quality assurance, quality control and record-keeping. Keeps abreast of and ensures compliance with all regulatory r...

Fidelity Institutional (FI) provides product solutions and services to banks, broker/dealers, registered investment advisors, family offices, and other financial intermediaries to meet their brokerage, operations, risk, and technology needs. The Director of Operations, Service and Client Experience Strategy plays a key role in the development, presentation and implementation of Operations, Servic...