Compliance Director Jobs

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346 Compliance Director jobs found on Monster.

Jobs 1 to 20 of 346
Contracts and Compliance Director Agency is seeking an experienced professional to lead, manage and direct all contract management, compliance and quality departments. Master’s degree in business administration or relevant field, with 5 years of experience in not-for-profit environment. Working knowledge of technical and professional principles and skills of business for health care related not-f...
Job Description:Reporting to the Vice President of Quality and Regulatory Affairs, the Compliance Director will manage the quality management system and regulatory requirements to comply with all applicable regulations, including but not limited to FDA, ISO, as well as Federal, State, and local agencies. Supports corporate goals and business growth. Responsibilities: Ensures that the quality man...
BARROW NEUROSURGICAL ASSOCIATES, LTD. JOB TITLE: Compliance Director DEPARTMENT: Administration REPORTS TO: Executive Committee FLSA STATUS: Exempt JOB SUMMARY:The Compliance Director oversees the BNA Corporate Compliance Program, functioning as an independent and objective body that reviews andevaluates compliance issues/concerns within the organization. The position ensures the Executive Co...
****Direct Hire Opportunity**** Concentric Healthcare Solutions is a leader in the healthcare recruiting and staffing industry. Concentric exhibits a passion for partnering with our clients to become an integral part of their staffing solution. Concentric is currently looking for an experienced administrator for a Director of Compliance position near downtown Phoenix! This is a direct hire oppor...
Provide investment advisory compliance coverage for Citi Personal Wealth Management (CPWM) and Citi Personal Investments (CPII) activities operating under the CGMI RIA. Provide specialist support/advice to business/product management staff to facilitate appropriate and effective compliance with 1940 Act registered investment adviser regulations, Citigroup Fiduciary policy, and other relevant CGMI ...
John Hancock Financial Services, Inc. Boston, MA, 02298
Compliance Director Job Grade: 18 JOB FUNCTION: Reporting the Chief Compliance Officer (CCO), the Compliance Director is primarily (80 % of time) responsible for the daily review and approval of advertising and sales literature materials related to the John Hancock Investments (JHI) business unit to ensure that materials are in compliance with FINRA Conduct Rules, SEC Rules and applicable compa...
Provide regulatory examination management coverage for CGMI retail investments lines of business, including Citi Personal Wealth Management (CPWM) and Citi Personal Investments (CPII) and CPB retail investments. Provide regulatory specialist support/advice to compliance teams and business management in support of ongoing and anticipated examinations, proposed rules, regulatory guidance and develop...
The successful candidate will be responsible for assistance in developing, implementing, supervising and evaluating the testing strategy for the Investment segment (Retirement and Investments) for Prudential's Compliance Testing Unit. The individual will report to the head of the Compliance Testing Unit (CTU) and work closely with CTU staff and senior compliance and legal officers as well as busin...
Baystate Health Springfield, MA, 01105
Bring your expertise and leadership in compliance and law, to a newly re-structured department operating with high standards to ensure that Baystate Health maintains a premier compliance and privacy program. The Compliance Department at Baystate Health is building a team that will foster a culture of compliance and accountability based on Baystate’s long-standing commitment to ensure that all tho...
Third Party Oversight is a key emerging risk across the financial services industry and a critical priority for Citi. This position will lead the Compliance team that is responsible for supporting and overseeing Third Party Management practices across Citi, partnering with colleauges across Compliance, enterprise and sector risk management functions, legal, procurement and the businesses to ensur...
Fidelity National Information Services Saint Petersburg, FL
Banking Compliance Director - Midwest - 1402802 Job summary: FIS’s Enterprise Governance Risk and Compliance team is seeking an experienced Banking Compliance Director to oversee our Midwestern Region’s Compliance Consulting initiatives. They will be responsible for conducting regulatory compliance reviews and training for financial institutions of all sizes. GENERAL DUTIES AND RESPONSIBILITIES:...
CORPORATE SECTOR Newark, DE
Job Description This high priority Compliance role within the Card Services Compliance department leads a team of compliance professionals to ensure that the products and services offered by the business are in compliance with both the letter and spirit of all laws and regulations. The role encompasses the development and implementation of policies, procedures, training, monitoring, testing, rep...
CORPORATE SECTOR Chicago, IL
Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. Global Financial Crimes Compliance (GFCC) curre...
CORPORATE SECTOR New York, NY
Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. The Compliance Department of JPMorgan Chase & C...
CORPORATE SECTOR LND, CA
Job Description EMEA Regional Data Protection & Technology Compliance Director DESCRIPTION J.P. Morgan is a leading global financial services firm with assets of $2.1 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management and private...
CORPORATE SECTOR New York, NY
Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. Global Financial Crimes Compliance (GFCC) curre...
CORPORATE SECTOR New York, NY
Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. Description JPMorgan Chase is seeking talented...
CORPORATE SECTOR New York, NY
Job Description Compliance Director - Prime Brokerage and Financing/ Broker-Dealer Services Description: JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction process...
The Hartford Radnor, PA
Compliance Director - 1404162 Description Compliance Director Hartford Funds Radnor, PA www.hartfordfunds.com Overview of the role: Hartford Funds is seeking an experienced compliance professional to serve in the capacity of Compliance Director. This individual’s responsibilities include appointment as chief compliance officer of Hartford Administrative Services Company (“HASCO”) and AML Of...
The Hartford Radnor, PA, 19087
Compliance Director Hartford Funds Radnor, PA www.hartfordfunds.com Overview of the role: Hartford Funds is seeking an experienced compliance professional to serve in the capacity of Compliance Director. This individual’s responsibilities include appointment as chief compliance officer of Hartford Administrative Services Company (“HASCO”) and AML Officer for Hartford Funds, and its affiliated...

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Business Career Tools

Compliance Director

Salaries

$48,000.00 - $168,000.00
Typical Salary for Compliance Director
(179 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
44.9%
Master's
24.3%
Some College Coursework Completed
6.5%
Doctorate
6.5%
Professional
6.5%
High School
5.6%
Associates
3.7%
(107 Respondents)
Source: Monster.com Careerbenchmarking Tool

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