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Compliance Director Jobs

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Compliance Director - ICG Compliance Program Management Office-15080610 Description The Institutional Client Group (ICG) Compliance Program Management Office (PMO) manages and/or coordinates ICG Compliance projects at the region, country or global level. These projects generally, but not exclusively, have a significant technology component and involve implementing or enhancing proprietary or ven...

Global Financial Crimes Compliance - KYC Compliance Officer - Executive Director - New York, NY-140111249 Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial tra...

• The successful candidate will have experience interacting with knowledgeable and demanding audiences at all levels of management. The incumbent is expected to demonstrate flexibility, versatility and an ability to shepherd multiple concurrent priorities to completion without significant guidance. Demonstrable success in coordinating large-scale projects involving geographically and functionally ...

Princeton Legal Search Group has been engaged on an exclusive basis by a Global Pharmaceutical Company in New Jersey that is seeking an attorney for a Director Level compliance role. In this role you will be a significant contributor and will assist in the development, implementation and management of an effective compliance program. This will include developing and maintaining Standard Operating ...

Director, Market Compliance-Compliance Liaison - Atlanta, GA-1502341 About WellCare: WellCare Health Plans, Inc. is a Fortune 500 company traded on the New York Stock Exchange (symbol: WCG). It provides managed care services targeted to government-sponsored health care programs, including Medicaid, Medicare, Prescription Drug Plans and the Health Insurance Marketplace. Headquartered in Tampa, Fla...

Assists the Chief Compliance Officer with the implementation of policies, procedures, and practices designed to ensure compliance with the requirements set forth in the Corporate Integrity Agreement (CIA), applicable federal and state Plan contracts, laws, regulations, and health care program requirements. Serves as the contact for the Chief Compliance Officer for compliance and ethics activities ...

Position Summary: The Director, Compliance and Medicare Compliance Officer is responsible for several key elements of the compliance program including prompt response to detected offenses, corrective action programs, enforcement of disciplinary standards and effective communication, and the position ensures that the Martin’s Point (MP) Medicare Advantage (MA) products, service offerings and inter...

Serves as a key Local Compliance Officer for an assigned business line, global function or HTS, provides regulatory compliance expertise and guidance in an advisory capacity to senior management in support of strategic initiatives and management of compliance risk. This individual generally works under the direction of the SVP LCO, but in some cases may be the lead LCO. Develops and maintains app...

Qualifications Strong background in compliance within a financial services environment and be able to understand, interpret and apply complex regulatory requirements to business practices. Minimum 10 years proven audit, compliance, financial services operations and/or regulatory experience, or equivalent. Well-developed managerial, communications, negotiation, analytical, organizational, projec...

The New York City Health and Hospitals Corporation (HHC) is a $6.7 billion integrated healthcare delivery system with its own 420,000 member health plan, MetroPlus, and is the largest municipal healthcare organization in the country. HHC serves 1.4 million New Yorkers every year and more than 475,000 are uninsured. HHC provides medical, mental health and substance abuse services through its 11 acu...

Business Overview: Americas Compliance is an independent governance function headed up by the Managing Director and Chief Compliance Officer for the Americas (Americas CCO) based in New York with responsibility for all Compliance activities in the United States (comprised of business lines rolling up to Retail Banking, Investment Solutions and CIB) and CIB activities in Canada and Latin America. ...

Description Two full time positions available Monday-Friday; 8am-5pm The responsibilities of the UNC HCS Hospital Compliance Director position include planning, developing and monitoring all aspects of an effective compliance program for Health Care System affiliates. This position reports to the UNC HCS Chief Audit & Compliance Officer. The Director ensures that affiliate compliance activities...

Two full time positions available Monday-Friday; 8am-5pm The responsibilities of the UNC HCS Hospital Compliance Director position include planning, developing and monitoring all aspects of an effective compliance program for Health Care System affiliates. This position reports to the UNC HCS Chief Audit & Compliance Officer. The Director ensures that affiliate compliance activities are consiste...

Compliance Director - AML GIU Compliance Program Manager-15067951 Description • Manage and influence Triage, SAR and Case Utility analysts as they gather raw data from prior AML Investigations, subpoenas, and prior escalations to detect trends and “connect the dots” amongst disparate data sets. • Develop and present strategic analytics recommendations and requirements necessary to mitigate AML ...

• Four Year College Degree, Graduate Degree a plus • 10 years relevant work experience • Knowledge of the laws and regulations applicable to money laundering, including the Bank Secrecy Act (BSA), The USA Patriot Act, OFAC requirements, FinCEN requirements, and Suspicious Activity Report (SAR) requirements • Proven ability to quickly earn the trust of sponsors and key stakeholders; mobilize and...

Compliance Director- LatAm Head of Private Bank Compliance-15065036 Description This role will report to the Global Head of Citi Private Bank (CPB) Compliance. Key responsibilities: Provide key strategic compliance advisory support to LatAm CPB CEO, COO and other members of the CPB LatAm Leadership team Play a leadership role in CPB Governance arrangements (i.e., Regional BRCC / Operating Com...

Knowledge/Experience: 10 years of experience in compliance or other related function Strong industry and compliance knowledge in the wealth management/private banking areas Solid working knowledge of wealth management/private banking products and services Strong managerial experience at a senior level Proven track record in directing a workforce with diverse skills and requirements across mul...

ABOUT THE POSITION: We are currently seeking a dynamic Compliance Director to join our team at our office in Latham, NY. The Compliance Director will be responsible for directing and coordinating the New York efforts to establish and maintain an effective Compliance Program, addressing compliance with governing laws, regulations, policies and contractual obligations. The New York Compliance Direc...

Compliance Director- ICG Compliance Strategy & Planning-15062395 Description As a member of the Institutional Client Group Compliance Strategy and Planning team, this Senior Compliance Officer will lead highly-visible ICG Compliance projects. This individual is expected to lead multiple, large-scale, high priority global projects concurrently in a fast-paced complex environment. Projects may in...

Job Skills: The candidate must: Have extensive experience in the financial services industry with strong working knowledge of regulations Possess project management experience Be detail oriented and demonstrate excellent analytical and problem solving skills in an ever changing environment Be able to work independently, multi-task and take ownership of various parts of a project or initiative ...