Compliance Manager Jobs in Boston, Massachusetts

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1000+ Boston, MA Compliance Manager jobs found on Monster.

Jobs 1 to 20 of 2635
University of Massachusetts Medical School Charlestown, MA, 02129
Overview: Located in Charlestown, MA, the Commonwealth Medicine Center for Health Care Financing (CHCF) helps state agencies, our primary clients, identify opportunities to increase savings and reimbursements through federal and other third party sources, establish effective savings and reimbursement programs and capitalize on all possible revenue streams. At the same time, we identify opportunit...
Vice President – Asset Management Compliance - Strong salary + bonus Seeking a proven professional with compliance expertise to join a reputable firm as Vice President, Asset Management Compliance. This position can be located in either Merrimack, NH or Boston, MA but will require time in both locations regularly. The Vice President will be responsible for the development, implementation and cont...
Compliance Director – Legal/ADV World renowned investment firm has an excellent opportunity for a Compliance Director with 10+ years of experience in the financial services industry. The individual in this role will work out of the Merrimack, NH office. The Compliance Director will be responsible for the research and implementation of new regulations and how they connect to 1940 Act Funds. The Co...
Job Location Southborough, MA Job Summary: Ensures agency compliance responsibilities and related supervisory requirements are maintained. Ensures agency activities and materials comply with all company compliance and related policies and procedures and all relevant FINRA, SEC, and State rules, laws, and regulations. Functional Responsibilities: Ensures agency activities and materials comply w...
Focused on people, not just our bottom line. Here, you'll be part of an inclusive, collaborative culture that rewards you for your contributions. You'll work with other talented people who share your passion for doing great work that's in the best interest of our clients. And you'll have plenty of opportunities to make your mark at the office - and a difference in your community. So if you're tal...
A Senior Management position within the Compliance Group of a well known Asset Management firm has opened for their offices in Boston. The Senior Manager will oversee all Investment Compliance requirements, managing the maintenance and development of all policies and procedures that are required, in particular under the Investment Advisers Act of 1940. The Senior Manager will have broad responsi...
Our client is searching for an Investment Compliance Manager to join their team. The Investment Compliance Manager will be an integral part of the legal and compliance department, primarily responsible for compliance oversight of the firm's Full Discretion products. The compliance manager must be very familiar with all fixed income instruments and experience with complex securities and derivatives...
A Large Asset Manager based in downtown Boston is looking to grow its Compliance Group and has a critical role VP Compliance Manager with a background in Mutual Funds and Exchange Traded Fund oversight. The VP will support the Funds' CCO regarding the governance of several critical funds, advising the business on changes in regulatory rules and guidelines and how that will impact their business. ...
Reporting to the Billing Compliance Manager, will be responsible for conducting prospective and retrospective compliance reviews of documentation supporting codes assigned by practitioners to ensure accuracy in billing and compliance with Federal, State, payer and institutional requirements. Will be responsible for performing all audit field work, as well as preparing all oral and written communic...
You are a team player in every sense of the word. You seek internal high performance like Formula One and strategic transformation like a butterfly. As part of our business operations team, you are the change agent in bringing exceptional functionality to our internal workings. In other words, you grease the wheel as we put the pedal to the metal in driving our innovative software into the larges...
The Compliance department partners with advisors and home office staff to offer support, education, and guidance relative to compliance matters. We provide consistent, commonsense, and practical solutions to the challenges of interpreting and applying state, federal, and other rules and regulations governing the securities industry. The Surveillance team is responsible for reviewing internal exce...
This Compliance Analyst position with a large Asset Manager in Boston will focus on supporting the businesses investment groups, guiding teams on regulatory requirements and reviewing the internal compliance programs. A large part of the role is focused around monitoring the investment activities of the firm's clients across the globe, ensuring they are in compliance with regulatory requirements,...
Liberty Mutual Boston, MA
Manager of Compliance-Personal Insurance-54722 Description Advance your career at Liberty Mutual Insurance - A Fortune 100 Company! Under minimal supervision, performs complex compliance research and regulatory analysis in order to monitor regulations, assess risk, and mitigate concern in support of business operations according to defined project plans. Assesses compliance of Product rules, gu...
US-MA-Boston Ernst & Young's National Tax Department (NTD) serves high-profile, national and multinational clients and is led by nationally recognized tax professionals who represent some of the firm's most senior tax talent. We provide a range of domestic and international transactional tax planning services and tax-related advisory services. National Tax includes top tax practitioners--many hav...
US-MA-Boston Tax is an inescapable dimension of almost every business activity, in every jurisdiction where a company does business. To optimize the financial performance of business operations, tax strategy and business strategy have to work together across a client enterprise. Our core tax advisory business offerings in International Tax Services, State and Local Taxes and Federal Tax Services ...
Pricewaterhouse Coopers Boston, MA
The Financial Services industry is operating in a challenging environment due to global economic pressure, increasing regulatory demands and capital requirements as well as significant operational and technology changes. Our growing Financial Services Advisory practice provides management, technology and risk consulting services to help major financial institutions around the world respond to thei...
State Street Global Advisors Boston, MA, 02298
Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.40 trillion in assets under custody and administration and $2.48 trillion in assets under management as of June 30, 2014, State Street operates globally in more than 100...
State Street Global Advisors Boston, MA, 02298
Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.40 trillion in assets under custody and administration and $2.48 trillion in assets under management as of June 30, 2014, State Street operates globally in more than 100...
State Street Global Advisors Boston, MA, 02298
Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $27.48 trillion in assets under custody and administration and $2.38 trillion in assets under management as of March 31, 2014, State Street operates globally in more than 10...
State Street Global Advisors Boston, MA, 02298
Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.40 trillion in assets under custody and administration and $2.48 trillion in assets under management as of June 30, 2014, State Street operates globally in more than 100...

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Business Career Tools

Quality Assurance Compliance Manager

Salaries

$43,430.00 - $160,800.00
Typical Salary for Quality Assurance Compliance Manager in Boston
(5 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
32%
Master's
27.1%
Some College Coursework Completed
15.3%
Associates
8.9%
Doctorate
5.9%
High School
4.9%
Vocational
3.4%
Certification
2%
(203 Respondents)
Source: Monster.com Careerbenchmarking Tool

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