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Compliance Officer Jobs A 20070723114422Aa7gigv Jobs

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DescriptionTo support Regulatory Compliance by drafting, implementing, maintaining, performing training, auditing and enforcing policies to ensure Marketing Services Business Unit practices comply with applicable regulations, industry self-regulatory codes, Experian company values and principles, and regulatory requirements. Major Job Functions Drafts and reviews Privacy Policies. Answers quest...

To support Regulatory Compliance by drafting, implementing, maintaining, performing training, auditing and enforcing policies to ensure Marketing Services Business Unit practices comply with applicable regulations, industry self-regulatory codes, Experian company values and principles, and regulatory requirements. Major Job Functions Drafts and reviews Privacy Policies. Answers questions on a d...

MBSC Chief Compliance Officer - Compliance Manager II - New York, NY ( Job Number: 1500594) For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or re...

Compliance, Securities Division Compliance Officer, Associate/VP, New York Job id38239LocationNew YorkFull/Part TimeFull-time Job Summary Responsibilities The role of a Securities Division Compliance Officer is to articulate and maintain the standards of conduct required of the Firm?s businesses as well as the laws, regulations and policies governing these businesses in order to assist the Firm...

Global Financial Crimes Compliance - KYC Compliance Officer - Executive Director - New York, NY-140111249 Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial tra...

Global Compliance Operations - Quality Testing Compliance Officer-150090656 Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.6 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A...

Compliance, Securities Division Compliance Officer, Analyst/Associate, New York Job id38144LocationNew YorkFull/Part TimeFull-time Job Summary Responsibilities The role of the Divisional Compliance Officer is to articulate and maintain the standards of conduct required of the Firm?s businesses as well as the laws, regulations and policies governing these businesses in order to avoid economic, r...

Performs periodic testing reviews of the compliance control framework as directed by Compliance Monitoring and Testing (CMAT) management. Assures compliance with internal and external policies and procedures and with laws and regulations applicable to HNAH’s banking activities in the U.S. Focuses on control activities (e.g., first line of defense compliance monitoring functions) within and across ...

Overview Global Compliance Operations Quality Testing Compliance Officer in Newark, DEJPMorgan Chase Branch NewarkDEUS Position:Global Compliance Operations Quality Testing Compliance OfficerLocation:Newark, DE The company’s responsibilities related to Anti-Money Laundering span every business, function and region – and apply to every customer and client of the firm…. - 140097843 Job Descri...

The New York City Health and Hospitals Corporation (HHC) is a $6.7 billion integrated healthcare delivery system with its own 420,000 member health plan, MetroPlus, and is the largest municipal healthcare organization in the country. HHC serves 1.4 million New Yorkers every year and more than 475,000 are uninsured. HHC provides medical, mental health and substance abuse services through its 11 acu...

Job Posting:Compliance OfficerEmployment Type:Full TimeLocation:Washington Regional Medical Center Fayetteville, ARDepartment:ComplianceShift:1stFTE:Job Number:JO-1507-30977Date Posted:7/31/2015Categories:Licensed Professional Summary/Objective The Compliance Officer assists the organization with establishing and maintaining an effective compliance program to prevent, detect and address inappropr...

The role of the Divisional Compliance Officer is to articulate, develop and maintain the standards of conduct required of the Firm?s businesses as well as the laws, regulations and policies governing the Division in order to assist the Firm in avoiding economic, regulatory and legal liability and risk to reputation. The role requires close coordination with various Compliance functions, as well as...

AxisPoint Health Location: Westminster, CO Job description –Compliance Officer/ Manager of Compliance Position Purpose: This position ensures compliance with all policies and regulations for HIPAA, HITECH, Medicare Advantage, Medicare Prescription Drug Plans and other related CMS Programs. This position is the designated primary contact with Federal regulatory staff at CMS (Central and Regiona...

Compliance, Merchant Banking Division, Divisional Compliance Officer, Analyst/Associate, New York Job id37663LocationNew YorkFull/Part TimeFull-time Job Summary Responsibilities The role of the Divisional Compliance Officer is to articulate, develop and maintain the standards of conduct required of the Firm?s businesses as well as the laws, regulations and policies governing the Division in ord...

Senior Compliance Officer-Consumer & Community Banking Compliance Controls & Practices-150061664 Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.6 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, an...

Senior Compliance Officer- Compliance Report Coordinator-15054549 Description The Senior Compliance Officer- Compliance Report Coordinator is a member of Citi’s Corporate Compliance Group (CCG), which is responsible for risk assessments, metrics and other enterprise compliance functions. This person will be responsible for managing a team of two AVPs tasked with creating, modifying, and enhancin...

Compliance Officer, Athletic Compliance - 15000000S0 Description Pay Grade 43: DOE&Q General Description: The Compliance Officer serves as a member of the Intercollegiate Athletics Compliance Office staff and reports to the Associate Athletics Director of Compliance. The Officer works in conjunction with the compliance staff to implement NCAA, SEC and The University of Tennessee regulations. T...

Job ID: 0902-19421 Description: Phoenix - AZ, PHXPEAK, 2423 E Lincoln Dr, 85016-1215Jody Ann Neiman0902-19421We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We chall...

Job ID: 0902-19421 Description: Phoenix - AZ, PHXPEAK, 2423 E Lincoln Dr, 85016-1215Jody Ann Neiman0902-19421We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We chall...

Senior Compliance Officer - ICG Compliance Program Management Office-15025472 Description Identify stakeholders and key organizations, building and managing relationships with each Direct the creation of multiple projects of work and manage their alignment to business goals Lead the facilitation, coordination, and arbitration of cross-functional macro level topics within/across projects and wi...