Compliance Officer Jobs in Baton Rouge, Louisiana

Currently, there are no Compliance Officer jobs available in Baton Rouge, Louisiana which match this search. You may wish to explore similar job titles on the Business jobs in Louisiana page or view related jobs below.
Here are some related jobs:
Company Confidential Fort Wayne, IN, 46804
Local, independent Registered Investment Advisory firm seeking experienced Chief Compliance Officer Requirements : •Bachelors Degree in business or related field; 5+ years experience in managing RIA compliance •prior experience with SEC exams •Understanding of the Investment Adviser Act of 1940 and its requirements •compliance designations preferred, e.g. Investment Advisor Certified Compl...
TEXAS MEDICAL BOARD A state Agency Looking for COMPLIANCE OFFICER MONTHLY COMPENSATION @ $3550.00 NON-NEGOTIABLE “HOME-BASED POSITION” INTERVIEWS WILL BE CONDUCTED IN AUSTIN Only applicants that reside in the greater San Antonio area will be considered STATE OF TEXAS BENEFITS PACKAGE A STATE APPLICATION MUST BE COMPLETED For complete job description and state application go to the follow...
Sandhill is an investment management firm seeking a full-time compliance professional to serve as Chief Compliance Officer (CCO). Sandhill Investment Management is a fast growing Registered Investment Advisor (RIA) regulated by the SEC. The CCO will report directly to the Managing Partner. Sandhill seeks a candidate with extensive compliance experience in the securities industry that would like to...
The Director of Government Programs - Compliance and Medicare Compliance Officer is accountable for oversight of the Medicare Compliance Program and officially manages the interface with the Centers for Medicare and Medicaid Services (CMS), the federal regulatory agency over the Medicare Advantage (MA) and Medicare Prescription Drug (Part D) line of business. This position oversees the implementat...
Export Compliance Officer - CA (http://www.chiptonross.com/newjobs/148790.htm) Responsibilities: o Ensuring all export controlled technical data and other materials are properly secured from unauthorized access by non-US Persons and that such items carry the proper Trade Control Statements o Coordinating export compliance requirements applicable to visitors with Client and New Mexico Spaceport...
Union BANK LOS ANGELES, CA
Vice President, Investment Banking and Market Surveillance Compliance Officer-34146-C Description Join a financial group that’s as committed to your future as you are. At MUFG, we share a vision for our future, we share our successes, and we strive to bring out the best in each other in everything we do. Our 14,000 diverse colleagues are connected by a common ambition to create change for the be...
Bright Horizons L.P New York, NY
International Wealth Management Compliance Officer Job Number: : 3028659 Posting Date : Jun 27, 2014 Primary Location : Americas-United States of America-New York-New York Education Level : Bachelor's Degree Job : Compliance Employment Type : Full Time Job Level : Vice President Description Company Profile Morgan Stanley is a leading global financial services firm providing a wide range ...
Description Responsible for the implementation and administration of compliance programs. Ensures applicable laws and regulations are met by transactional testing and reviews of business units and related technologies and processes. Evaluates compliance adherence through analyzing data and reporting results, risks and trends to management. Reviews filings or reports to regulatory agencies. Depend...
City of Oceanside Oceanside, CA, 92049
Definition Benefits Supplemental Questions THE CITY OF OCEANSIDE IS AN EQUAL OPPORTUNITY EMPLOYER. The City of Oceanside is accepting applications for Compliance Officer in the Water Utilities Department. Under general direction, this position oversees and coordinates the operation of the industrial waste program and environmental compliance with federal, state and local regulations; and perfor...
Bank of the West Monterey Park, CA
Qualifications Required Education or Equivalent Experience High School Diploma or GED Required Bachelor’s Degree in Business Administration or related field Required Required Experience Years of functional/professional experience: 5 - 7 yrs combined Compliance/Audit/Risk Management experience Alternative: Combination of education and experience (years /description): Bachelors degree or equiv...
CORPORATE SECTOR New York, NY
Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. The Quality Testing (“QT”) Team is an integral ...
CORPORATE SECTOR NOC 5, CA
Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. Conduct surveillance of employee, firm and clie...
CORPORATE SECTOR LND, CA
Job Description The Markets Compliance Team comprises of 25 professionals and is based on the London Equities, Fixed Income and Commodities Trading Floors. The Team is responsible for providing advice and support on regulatory matters to the predominantly London-based EMEA Markets businesses. The Team forms part of the Compliance Department which covers JPMorgan’s Corporate and Investment Banking...
CORPORATE SECTOR NOC 5, CA
Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. The Institutional Equities Surveillance group i...
Description Job Purpose: The Control Group & Research Legal team (the ‘Control Group’) is responsible for the management of conflicts of interests within Citi. The team establishes and maintains the Firm's various information barriers or ‘Chinese Walls’ which operate between the Firm’s public and private side businesses, which are designed to prevent the misuse of material non-public information...
Description Job Purpose: The Control Group & Research Legal team (the ‘Control Group’) is responsible for the management of conflicts of interests within Citi. The team establishes and maintains the Firm's various information barriers or ‘Chinese Walls’ which operate between the Firm’s public and private side businesses, which are designed to prevent the misuse of material non-public information...
Description Key senior role in the Consumer Compliance Strategy and Risk team as project manager for the Regulatory Control Matrix, which includes reporting, and an understanding of key regulations and controls. This position sits at the Consumer level covering responsibilities described below across the following businesses: Retail Banking, Commercial Banking, Wealth Management, Real Estate Len...
Description The Citi Global Retail Bank (GRB) includes a network of nearly 4,000 branches globally. The retail bank network provides products such as credit cards; personal loans; wealth management and investment products; and insurance. Services include: Citishare Citibank Online internet banking service; CitiPhone – telephone banking support service; Citigold premium banking packages (similar t...
Description Citigold is a financial relationship that provides priority service, preferred pricing and personalized guidance. Products and services offered are primarily those available within the US Consumer Retail Bank, and as such, leverage the core Retail Bank infrastructure and coverage model. There are supplemental benefits and elements of Citigold which differ, and as a result require addi...
Description The Compliance Analytics team acts within Global Compliance Architecture & Strategy to analyze and model Compliance Risk. The team utilizes both quantitative (statistical) techniques and qualitative analysis in support of risk assessments and other compliance initiatives. The compliance analyst will contribute significant subject matter expertise in AML, Sanctions, or other complianc...

Get new jobs by email for this search
We'll keep looking and send you new jobs that match this search.
email me

Upload your resume and let employers find you!
It's that simple!

Business Career Tools

Compliance Coordinator

Salaries

$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator in Baton Rouge
(106 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
47.2%
Master's
19.4%
Some College Coursework Completed
15.3%
High School
6.9%
Associates
5.6%
Professional
2.8%
(72 Respondents)
Source: Monster.com Careerbenchmarking Tool

Popular Compliance Officer Articles

Finance Jobs Article Rating
Whether your beat is auditing, tax, financial analysis, lending or another specialty, explore careers in finance and search for finance jobs now.
Resume Tips for Finance Professionals Article Rating
Tune up your resume to highlight the financial expertise and accomplishments employers are looking for.
For Employers: Post Jobs | Search Resumes | Advertise
About Monster | Work for Monster | Advertise with Us | AdChoices | Partner with Us | Investor Relations | Social Media
Terms of Use | Privacy Center | Accessibility Center | Help | Security | Contact Us | Sitemap | Mobile
©2014 Monster - All Rights Reserved U.S. Patents No. 5,832,497; 7,599,930 B1; 7,827,125 and 7,836,060 MWW - Looking for Monster Cable? - V: 2014.4.45.50-308
eTrustLogo