Compliance Officer Jobs in Boston, Massachusetts

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319 Boston, MA Compliance Officer jobs found on Monster.

Jobs 1 to 20 of 319
Our client is currently in need of a Chief Compliance Officer. The firm primarily deals with high-net worth clients as well as funds and convertible bonds. The firm has a friendly, professional and fast-moving environment. They would like for the person to have 7-10 years experience with an Registered Investment Advisory and must have a JD for the role. The successful candidate will have excellen...
Description The Market Compliance Officer for Boston reports directly to the Northeast Region Compliance Director, who reports to the Vice President and Chief Compliance Officer for Tenet Healthcare Corporation. Specific Market Compliance Officer Responsibilities include: The Market Compliance Officer has responsibility for managing the implementation of Tenets Ethics and Compliance program for...
This Position supports the Bank?s Compliance Officer by managing the Compliance staff and providing compliance expertise to the Bank?s core business areas: Residential Lending, Commercial Lending, Deposit Management, and Investment Management & Trust. The Assistant Compliance Officer manages the day-to-day elements of the Compliance Program to help ensure the Bank?s compliance with all applicable ...
Bright Horizons L.P Boston, MA
Bank Oversight Compliance Officer Job Number:: 3030446 Posting Date: Oct 16, 2014 Primary Location: Americas-United States of America-Massachusetts-Boston Education Level: Bachelor's Degree Job: Compliance/Attorney Employment Type: Full Time Job Level: Vice President Description Company Profile Morgan Stanley (“MS”) is a global financial services firm that conducts its business through t...
Citizens Bank Boston, MA
Responsibilities A Compliance Officer is the independent compliance partner who is responsible for working with regulations specific to CFG to ensure that the Business Compliance Program (Program) appropriately addresses the risks relative to the Division/Unit’s business activities. As a Compliance team member, working within the RBS-CFG Compliance function, the Compliance Officer will be co-loca...
Morgan Stanley Boston, MA
Job Number:: 3030446 Posting Date: Oct 16, 2014 Primary Location: Americas-United States of America-Massachusetts-Boston...
The Bank of New York Mellon Corporation Boston, MA
Compliance Officer II ( Job Number: 1403297 ) BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 35 countries and more than ...
Our client is currently seeking a driven and ambitious Quality and Compliance Officer to join their team. This is a unique opportunity for a highly motivated professional who has a go-getter attitude. 1) Support the Director of Manufacturing and Regulatory Affairs to ensure full compliance with all regulatory FDA, ISO, requirements and policies 2) Assist in all activities involving quality assur...
State Street Global Advisors Boston, MA, 02298
Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.40 trillion in assets under custody and administration and $2.48 trillion in assets under management as of June 30, 2014, State Street operates globally in more than 100...
State Street Global Advisors Boston, MA, 02298
Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.40 trillion in assets under custody and administration and $2.48 trillion in assets under management as of June 30, 2014, State Street operates globally in more than 100...
State Street Global Advisors Boston, MA, 02298
Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $27.48 trillion in assets under custody and administration and $2.38 trillion in assets under management as of March 31, 2014, State Street operates globally in more than 10...
State Street Global Advisors Boston, MA, 02298
Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.40 trillion in assets under custody and administration and $2.48 trillion in assets under management as of June 30, 2014, State Street operates globally in more than 100...
State Street Global Advisors Boston, MA, 02298
Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.40 trillion in assets under custody and administration and $2.48 trillion in assets under management as of June 30, 2014, State Street operates globally in more than 100...
State Street Global Advisors Boston, MA, 02298
Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.40 trillion in assets under custody and administration and $2.48 trillion in assets under management as of June 30, 2014, State Street operates globally in more than 100...
Boston Private Financial Holdings Boston, MA, 02298
" align="left" width="150" class="LabelCell" id="LabelCell_Req_Description" valign="top" nowrap="nowrap"> Description This Position supports the Bank’s Compliance Officer by managing the Compliance staff and providing compliance expertise to the Bank’s core business areas: Residential Lending, Commercial Lending, Deposit Management, and Investment Management & Trust. The Assistant Compliance Offi...
Department of Population Medicine Boston, MA, 02298
The Research Integrity and Compliance Officer is responsible for the direction, planning and oversight of HPHC and HPHCI’s regulatory research program. The Officer is responsible and accountable for the oversight and management of research compliance activities including scientific integrity, human research protection, informed consent and authorization, and privacy and data security. S/he serves ...
Morgan Stanley Boston, MA, 02298
Company Profile Morgan Stanley (“MS”) is a global financial services firm that conducts its business through three principal business segments—Institutional Securities, Global Wealth Management via Wealth Management (WM) and Asset Management. WM’s network includes approximately 15,000 Financial Advisors with total client assets of over $1.5 trillion. WM provides comprehensive financial advice and...
Harvard University Cambridge, MA
Reporting to the Special Advisor to the Chief of Police at Harvard University Police Department (HUPD) the Clery Act Compliance and Records Officer works collaboratively with various units at the University to ensure the institution’s compliance with the Jeanne Clery Disclosure of Campus Security Policy and Campus Crime Statistics Act and associated regulations. In addition, this role will support...
Reporting to the Billing Compliance Manager, will be responsible for conducting prospective and retrospective compliance reviews of documentation supporting codes assigned by practitioners to ensure accuracy in billing and compliance with Federal, State, payer and institutional requirements. Will be responsible for performing all audit field work, as well as preparing all oral and written communic...
Citizens Bank Boston, MA
Responsibilities The individual will assist in projects and business as usual functions designed to strengthen CFG Compliance Program through the development and understanding of processes and relationships with the Commercial Bank and Corporate Function areas. In this role the individual will also support a range of processes designed to track, communicate and implement regulatory change while s...

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Business Career Tools

Compliance Coordinator

Salaries

$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator in Boston
(108 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
45.9%
Master's
21.6%
Some College Coursework Completed
14.9%
High School
6.8%
Associates
5.4%
Professional
2.7%
(74 Respondents)
Source: Monster.com Careerbenchmarking Tool

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