Compliance Officer Jobs in Boston, Massachusetts

469 jobs

Summary The Compliance AML Analyst Officer will assist in tracking and oversight of the Financial Intelligence Unit transaction monitoring team. The transaction monitoring team is responsible centralized monitoring of suspicious transactions and investigations where suspicious activity is present. This role will be involved in tracking and oversight of transaction monitoring performed globally. ...

Position Summary Manage Internal Control framework and compliance with all relevant and applicable laws and regulations. The scope covers Americas: NAM and LATAM, existing companies and new acquisitions as needed. This position reports to the Chief Financial Officer, Americas. Position Description A. Develop the organizational control program, identifying key areas of risk, appropriate control...

Our client is one of the world's leading private investment firms with approximately $80 billion in assets under management. In business for over 30 years, their family of funds includes private equity, public equity, leveraged debt assets, venture capital, and absolute return capital. Headquartered in Boston, the firm has offices throughout the US, and London, Munich, Mumbai, Palo Alto, Hong Kong...

Summary Our client is a top global bank building a compliance team from the ground up. Our client is seeking a Retail Compliance Officer to join their Boston team. Client Details Our client is a leading global bank that is rapidly growing their Risk and Compliance teams throughout Boston. As one of the largest banks in the world, our client supports internal growth and development with opportun...

Summary Globally renowned investment firm seeks Chief Risk and Compliance Officer for North America. Client Details My client is a global investment firm with over $70b AUM. Boasting 15,000 employees worldwide and operations in over 20 countries, they focus on risk, strategy and investment management. The firm has the backing of a large, listed corporation and has experienced an impressive peri...

Summary The Vice President Internal Controls Compliance Manager will be responsible for leading the global controls and testing team. This person will play a critical role in compliance oversight, reporting into the Chief Compliance Officer. Client Details My client is a major United States based international financial services holding company based in downtown Boston. Description Manage the...

Summary The AVP Internal Controls Compliance Manager will be responsible for leading the global controls and testing team. This person will play a critical role in compliance oversight, reporting into the Chief Compliance Officer. Client Details My client is a major United States based international financial services holding company based in downtown Boston. Description Manage the execution ...

The mission of the Massachusetts Department of Public Health (DPH) is to prevent illness, injury, and premature death, to assure access to high quality public health and health care services, and to promote wellness and health equity for all people in the Commonwealth. We envision a Commonwealth in which all people enjoy optimal health. Massachusetts ranks among the healthiest of states according...

Understanding of various regulatory requirements including HIPAA, FERPA, FISMA and MA201CMR17, ideally as they pertain to research applications, and standards and control frameworks including ISO/IEC 27002, COSO and COBIT; experience performing application vulnerability assessments and presenting results to application owners; experience analyzing business units for IT risk and assessing vendor se...

Chief Risk & Compliance Officer, North America Investments-BOS000SL Description Mercer is a global consulting leader in talent, health, retirement and investments. Mercer helps clients around the world advance the health, wealth and performance of their most vital asset – their people. Mercer's 20,000 employees are based in more than 40 countries. If you thrive on challenge, are passionate about...

Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.19 trillion in assets under custody and administration and $2.45 trillion in assets under management as of December 31, 2014, State Street operates globally in more than...

Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.19 trillion in assets under custody and administration and $2.45 trillion in assets under management as of December 31, 2014, State Street operates globally in more than...

Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.47 trillion in assets under custody and administration and $2.42 trillion in assets under management as of September 30, 2014, State Street operates globally in more tha...

taleo Qualifications: Minimum Entrance Requirements: Applicants must have at least (a) three years of full-time, or equivalent part-time, experience in investigatory or law enforcement work, or (b) any equivalent combination of the required experience and the substitutions below. Substitutions: I. A Bachelor's or higher degree may be substituted for a maximum of two years of the required experienc...

Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.5 trillion in assets under custody and administration and $2.4 trillion* in assets under management as of March 31, 2015, State Street operates globally in more than 100...

Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.5 trillion in assets under custody and administration and $2.4 trillion* in assets under management as of March 31, 2015, State Street operates globally in more than 100...

Duties & Responsibilities Reporting to the Chief Information Officer (CIO), the Information Security & IT Compliance Officer will have responsibility for providing consulting, training, and risk assessment to faculty, staff, and students at Harvard Medical School (HMS). The role is part trusted advisor/consultant and part technical expert. He or she will be partnering with Harvard University’s Inf...

Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.5 trillion in assets under custody and administration and $2.4 trillion* in assets under management as of March 31, 2015, State Street operates globally in more than 100...

Job Overview The Compliance Officer (CO) for the Bioepsis Joint Venture Biosimilars Business Unit (BBU), Corporate Compliance is responsible for implementing the Company’s Corporate Compliance Program within the BBU across all the standard elements of a robust Compliance Program. The CO is responsible for adapting the program to ensure that the inherent operational risks related to the activities...

Job Overview The Compliance Officer for the Nordics, as a participant of the local leadership teams in the affiliates he/she supports, will lead with management the mission of driving a robust corporate culture that embraces integrity in our operations, consistent with the core values and principles of Biogen´s Code of Conduct. This includes providing subject matter expertise and leadership on co...