Compliance Officer Jobs in Boston, Massachusetts

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41 Boston, MA Compliance Officer jobs found on Monster.

Jobs 1 to 20 of 41
Our client is currently in need of a Chief Compliance Officer. The firm primarily deals with high-net worth clients as well as funds and convertible bonds. The firm has a friendly, professional and fast-moving environment. They would like for the person to have 7-10 years experience with an Registered Investment Advisory and must have a JD for the role. The successful candidate will have excellen...
Description The Market Compliance Officer for Boston reports directly to the Northeast Region Compliance Director, who reports to the Vice President and Chief Compliance Officer for Tenet Healthcare Corporation. Specific Market Compliance Officer Responsibilities include: The Market Compliance Officer has responsibility for managing the implementation of Tenets Ethics and Compliance program for...
Bright Horizons L.P Boston, MA
Bank Oversight Compliance Officer Job Number:: 3030446 Posting Date: Oct 16, 2014 Primary Location: Americas-United States of America-Massachusetts-Boston Education Level: Bachelor's Degree Job: Compliance/Attorney Employment Type: Full Time Job Level: Vice President Description Company Profile Morgan Stanley (“MS”) is a global financial services firm that conducts its business through t...
Amtrak Boston, MA
Your success is a train ride away. Amtrak connects businesses and communities across the country and we move America’s workforce toward the future. We employ more than 20,000 diverse, energetic professionals in a variety of career fields throughout the United States. The safety of our passengers, our employees, the public and our operating environment is our priority and the success of our railro...
Compliance Officer - Monitoring and Testing for Private Equity Firm Boston, MA
Apply Now ? Apply to this Job Attach your resume By providing us with your information, you agree to become a Bullhorn Reach User, and to our use and disclosure of your information as described by our Privacy Policy. Job Description Our client, a private equity firm specializing in growth investing, seeks a Compliance Officer. This individual will report into the CCO/CFO of the firm. This ro...
Chief Compliance Officer - RIA, Mutual Funds Boston, MA
Apply Now ? Apply to this Job Attach your resume By providing us with your information, you agree to become a Bullhorn Reach User, and to our use and disclosure of your information as described by our Privacy Policy. Job Description Our client is currently in need of a Chief Compliance Officer. The firm primarily deals with high-net worth clients as well as funds and convertible bonds. The f...
*This is a full-time position Keys to this Position 1. We are seeking a strong Regulatory Compliance professional that has solid experience at an Investment Advisor. 2. This individual will have strong knowledge of the Investment Advisors Act (which governs Investment Advisors). 3. This candidate will have experience in several of the following areas: Code of ethics, Privacy, Proxy Voting, Mar...
Government Of Massachusetts Boston, MA, 02298
Monitors the DUA Unemployment Insurance Benefit Payment System (UIBPS) through investigation of a random sampling of benefit payments and denied claim determinations in compliance with the mandatory Federal Benefits Accuracy Measurement (BAM), Paid Claims Accuracy (PCA) Program, and Denied Claim Accuracy (DCA) Program. Through use of extensive UI knowledge, detects improper payments and improper d...
Government Of Massachusetts Boston, MA, 02298
State Employment Security Agencies (SESA) participate in the required Federal Data Validation (DV) program; a mechanism through which the data encompassed in Unemployment Insurance Required Reports (UIRR) is verified for accuracy. Data Validation program software allows data reported through Unemployment Insurance Tax and Benefit programs to be analyzed for comparison with submitted UIRR reports. ...
Government Of Massachusetts Boston, MA, 02298
Represents the Department of Unemployment Assistance (DUA) Director and supervises staff in responding to inquiries/complaints from DUA constituents including but not limited to elected officials, claimants, employers and/or their agents, and other government agencies. Resolves complaints by working with customers and DUA managers and their staff. Tracks and notifies the Director of Constituent Se...
Morgan Stanley Boston, MA, 02298
Company Profile Morgan Stanley (“MS”) is a global financial services firm that conducts its business through three principal business segments—Institutional Securities, Global Wealth Management via Wealth Management (WM) and Asset Management. WM’s network includes approximately 15,000 Financial Advisors with total client assets of over $1.5 trillion. WM provides comprehensive financial advice and...
Citizens Bank Medford, MA
Responsibilities The Compliance Officer II, Ethics is responsible for assisting in the development and implementation of the strategy for the promotion, enhancement and oversight of the Citizens Financial Group, Inc., Corporate Ethics Program. The individual promotes an organizational culture that encourages ethical conduct and a commitment to compliance with applicable laws and regulations, as w...
Senior Administrator Job Label:TCG_SR ADM The Colony Group seeks a motivated and qualified individual for the position of Senior Administrator on a wealth management team. The individual selected for this opportunity will provide a broad range of technical and client management support to a wealth management team, assist with managing all aspects of a client relationship, be dedicated to client ...
40hr Administrative Assistant (Medical Staff Office) Job Location: Needham, MA Req ID: 10004BR Job Summary: Under supervision of the Director of the Medical Staff Office, and with general direction from the CMO/Chief Compliance Officer and the President of the Medical staff, performs a variety of administrative duties to support department and medical staff. Supports committee meetings: invitin...
40hr Administrative Assistant (Finance and Compliance) Job Location: Needham, MA Req ID: 10375BR Job Summary: Reporting to and under general direction of the Chief Financial Officer (CFO), the Administrative Assistant will be responsible for coordinating all day to day administrative functions to assure the efficient operation of the Finance Departments. As appropriate, acting independently, th...
State Street Global Advisors Boston, MA, 02298
Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $27.48 trillion in assets under custody and administration and $2.38 trillion in assets under management as of March 31, 2014, State Street operates globally in more than 10...
State Street Global Advisors Boston, MA, 02298
Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.40 trillion in assets under custody and administration and $2.48 trillion in assets under management as of June 30, 2014, State Street operates globally in more than 100...
State Street Global Advisors Boston, MA, 02298
Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.40 trillion in assets under custody and administration and $2.48 trillion in assets under management as of June 30, 2014, State Street operates globally in more than 100...
Partners Healthcare System Boston, MA, 02298
Responsibilities GENERAL SUMMARY/OVERVIEW STATEMENT: In a highly regulated environment (FDA, AABB, JC, DPH, CLIA, FACT) works independently, under minimal supervision from the Technical Director. Works in conjunction with other Clinical Supervisors, Medical Staff, Compliance Officer, System Administrator and IT Technical Leads. Functions as the operational team lead for 1) oversight and manageme...
Sanofi-Aventis Cambridge, MA
Description One of the world's leading biotechnology companies, Genzyme is dedicated to making a major positive impact on the lives of people with serious diseases. Since its founding in 1981, the company has introduced breakthrough treatments that have provided new hope for patients. The company's areas of focus are rare genetic diseases, multiple sclerosis, cardiovascular disease and endocrinol...

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Business Career Tools

Compliance Coordinator

Salaries

$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator in Boston
(108 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
45.9%
Master's
21.6%
Some College Coursework Completed
14.9%
High School
6.8%
Associates
5.4%
Professional
2.7%
(74 Respondents)
Source: Monster.com Careerbenchmarking Tool

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