Compliance Officer Jobs in Boston, Massachusetts

RSS

282 Boston, MA Compliance Officer jobs found on Monster.

Jobs 1 to 20 of 282
Our client is currently in need of a Chief Compliance Officer. The firm primarily deals with high-net worth clients as well as funds and convertible bonds. The firm has a friendly, professional and fast-moving environment. They would like for the person to have 7-10 years experience with an Registered Investment Advisory and must have a JD for the role. The successful candidate will have excellen...
Description The Market Compliance Officer for Boston reports directly to the Northeast Region Compliance Director, who reports to the Vice President and Chief Compliance Officer for Tenet Healthcare Corporation. Specific Market Compliance Officer Responsibilities include: The Market Compliance Officer has responsibility for managing the implementation of Tenets Ethics and Compliance program for...
Our client is searching for an Officer of compliance controls (ethics) to join their team. The responsibilities of this position include but are not limited to: identify control objective(s) for the regulatory risks within these areas of Compliance that require Controls design and evaluation; advise and educate the business-aligned Compliance Managers to support them to better understand the appli...
Morgan Stanley Boston, MA
Job Number:: 3030446 Posting Date: Oct 16, 2014 Primary Location: Americas-United States of America-Massachusetts-Boston...
Citizens Bank Boston, MA
Responsibilities A Compliance Officer is the independent compliance partner who is responsible for working with regulations specific to CFG to ensure that the Business Compliance Program (Program) appropriately addresses the risks relative to the Division/Unit’s business activities. As a Compliance team member, working within the RBS-CFG Compliance function, the Compliance Officer will be co-loca...
Bright Horizons L.P Boston, MA
Bank Oversight Compliance Officer Job Number: : 3030446 Posting Date : Oct 16, 2014 Primary Location : Americas-United States of America-Massachusetts-Boston Education Level : Bachelor's Degree Job : Compliance/Attorney Employment Type : Full Time Job Level : Vice President Description Company Profile Morgan Stanley (“MS”) is a global financial services firm that conducts its business th...
The Bank of New York Mellon Corporation Boston, MA
Compliance Officer II ( Job Number: 1403297 ) BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 35 countries and more than ...
*This is a full-time position Keys to this Position 1. We are seeking a strong Regulatory Compliance professional that has solid experience at an Investment Advisor. 2. This individual will have strong knowledge of the Investment Advisors Act (which governs Investment Advisors). 3. This candidate will have experience in several of the following areas: Code of ethics, Privacy, Proxy Voting, Mar...
Citizens Financial Group, Inc. Boston, MA, 02298
Responsibilities A Compliance Officer is the independent compliance partner who is responsible for working with regulations specific to CFG to ensure that the Business Compliance Program (Program) appropriately addresses the risks relative to the Division/Unit’s business activities. As a Compliance team member, working within the RBS-CFG Compliance function, the Compliance Officer will be co-loca...
State Street Global Advisors Boston, MA, 02298
Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.40 trillion in assets under custody and administration and $2.48 trillion in assets under management as of June 30, 2014, State Street operates globally in more than 100...
State Street Global Advisors Boston, MA, 02298
Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.40 trillion in assets under custody and administration and $2.48 trillion in assets under management as of June 30, 2014, State Street operates globally in more than 100...
State Street Global Advisors Boston, MA, 02298
Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.40 trillion in assets under custody and administration and $2.48 trillion in assets under management as of June 30, 2014, State Street operates globally in more than 100...
State Street Global Advisors Boston, MA, 02298
Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $27.48 trillion in assets under custody and administration and $2.38 trillion in assets under management as of March 31, 2014, State Street operates globally in more than 10...
State Street Global Advisors Boston, MA, 02298
Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.40 trillion in assets under custody and administration and $2.48 trillion in assets under management as of June 30, 2014, State Street operates globally in more than 100...
Morgan Stanley Boston, MA, 02298
Company Profile Morgan Stanley (“MS”) is a global financial services firm that conducts its business through three principal business segments—Institutional Securities, Global Wealth Management via Wealth Management (WM) and Asset Management. WM’s network includes approximately 15,000 Financial Advisors with total client assets of over $1.5 trillion. WM provides comprehensive financial advice and...
Harvard University Cambridge, MA
Reporting to the Special Advisor to the Chief of Police at Harvard University Police Department (HUPD) the Clery Act Compliance and Records Officer works collaboratively with various units at the University to ensure the institution’s compliance with the Jeanne Clery Disclosure of Campus Security Policy and Campus Crime Statistics Act and associated regulations. In addition, this role will support...
Citizens Bank Medford, MA
Responsibilities The Compliance Officer II, Ethics is responsible for assisting in the development and implementation of the strategy for the promotion, enhancement and oversight of the Citizens Financial Group, Inc., Corporate Ethics Program. The individual promotes an organizational culture that encourages ethical conduct and a commitment to compliance with applicable laws and regulations, as w...
40hr Administrative Assistant (Finance and Compliance) Job Location: Needham, MA Req ID: 10375BR Job Summary: Reporting to and under general direction of the Chief Financial Officer (CFO), the Administrative Assistant will be responsible for coordinating all day to day administrative functions to assure the efficient operation of the Finance Departments. As appropriate, acting independently, th...
Reporting to the Billing Compliance Manager, will be responsible for conducting prospective and retrospective compliance reviews of documentation supporting codes assigned by practitioners to ensure accuracy in billing and compliance with Federal, State, payer and institutional requirements. Will be responsible for performing all audit field work, as well as preparing all oral and written communic...
Chief Financial Officer - Boston Major supply chain management company located in Boston, MA is currently seeking a qualified individual for their expanding accounting department. The CFO will be responsible for all forecasting, budgeting, accounting, financial analysis and pricing, reporting, FP&A. Compliance of all FASB, GAAP, and other standards, regulatory requirements and government reporti...

Get new jobs by email for this search
We'll keep looking and send you new jobs that match this search.
email me

Upload your resume and let employers find you!
It's that simple!

Business Career Tools

Compliance Coordinator

Salaries

$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator in Boston
(108 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
45.9%
Master's
21.6%
Some College Coursework Completed
14.9%
High School
6.8%
Associates
5.4%
Professional
2.7%
(74 Respondents)
Source: Monster.com Careerbenchmarking Tool

Popular Compliance Officer Articles

Finance Jobs Article Rating
Whether your beat is auditing, tax, financial analysis, lending or another specialty, explore careers in finance and search for finance jobs now.
Resume Tips for Finance Professionals Article Rating
Tune up your resume to highlight the financial expertise and accomplishments employers are looking for.
For Employers: Post Jobs | Search Resumes | Advertise
About Monster | Work for Monster | Advertise with Us | AdChoices | Partner with Us | Investor Relations | Social Media
Terms of Use | Privacy Center | Accessibility Center | Help | Security | Contact Us | Sitemap | Mobile
©2014 Monster - All Rights Reserved U.S. Patents No. 5,832,497; 7,599,930 B1; 7,827,125 and 7,836,060 MWW - Looking for Monster Cable? - V: 2014.4.70.65-309
eTrustLogo