Compliance Officer Jobs in California

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1000+ California Compliance Officer jobs found on Monster.

Jobs 1 to 20 of 3865
CORPORATE SECTOR LND, CA
Job Description JPMorgan Private Bank is the world’s premier private bank, operating globally, catering for an ultra high net worth client base with highly sophisticated investment, wealth preservation and financing requirements. Through discretionary and brokerage services the Private Bank offers a broad range of investment solutions encompassing alternative investments, structured products, mut...
CORPORATE SECTOR 1 Chaseside, CA
Job Description Department Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in Investment & Corporate Banking; Financial Services for consumers, small business and commercial banking; financial transaction processing; asset management and private equity. The Global F...
CORPORATE SECTOR D, CA
Job Description CIB – Global Financial Crimes Compliance - Compliance Officer – VP - Dublin, Ireland The Europe, Middle East & Africa (EMEA) Financial Crimes Compliance team is responsible for Anti Money Laundering (AML) and sanctions monitoring, providing advice on AML/Sanctions/KYC and anti -bribery and corruption requirements and for all EMEA booked and initiated activity across the Corporate...
CORPORATE SECTOR Johannesburg, CA
Job Description PMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $1.3 trillion and operations in more than 50 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset and wealth management, and private equity. A component of the Dow Jones Industr...
CORPORATE SECTOR LND, CA
Job Description A vacancy has arisen working within the JP Morgan Asset Management Compliance Team for an experienced Compliance Officer to join a team which provides regulatory advice and support to the asset management business, primarily within the area of financial promotions. This role will primarily be responsible for: providing regulatory advice to the asset management business on the pr...
CORPORATE SECTOR Istanbul, CA
Job Description About JPMorgan Chase & Co. JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $1.3 trillion and operations in more than 50 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset and wealth management, and private equity. A compo...
CORPORATE SECTOR Riyadh, CA
Job Description JPMorgan Compliance Overview: The Compliance function assists management and staff in fulfilling their duty of compliance. The function provides a broad range of regulatory and compliance services and advice to all areas of JPMorgan Chase worldwide. Services include regulatory analysis of transactions and activities, formulation of regulatory and control policy, assistance in ris...
CORPORATE SECTOR Beijing, CA
Job Description Purpose of position: Responsible (under the China country AML officer) for AML matters affecting relevant businesses for China. The position will assist in protecting the reputation of the firm, by helping to oversee and implement a country AML program that manages AML risks, complies with applicable group policies, and local laws and regulations. This will help to prevent the fir...
CORPORATE SECTOR 1 Chaseside, CA
Job Description The Global Financial Crimes Compliance (“GFCC”) team is responsible for Anti Money Laundering ("AML") monitoring, sanctions screening and to provide Know Your Client ("KYC") Compliance support for EMEA booked activity across multiple lines of business ("LOBs"). The team's role is part of the financial crime objective to: · Identify suspicious activity and report to law enforceme...
CORPORATE SECTOR LND, CA
Job Description Compliance Officer- Senior Equity Compliance Officer The Markets Compliance Team comprises of 20 professionals and is based on the London Equities, Fixed Income and Commodities Trading Floors. The Team is responsible for providing real-team advice and support on regulatory matters to the predominantly London-based EMEA Markets businesses. The Team forms part of the Compliance Dep...
CORPORATE SECTOR 1 Chaseside, CA
Job Description The Global Financial Crimes Compliance (“GFCC”) team is responsible for Anti Money Laundering ("AML") monitoring, sanctions screening and to provide Know Your Client ("KYC") Compliance support for EMEA booked activity across multiple lines of business ("LOBs"). The team's role is part of the financial crime objective to: · Identify suspicious activity and report to law enforceme...
CORPORATE SECTOR Geneva, CA
Job Description JPMorgan Chase & Co. is a leading global financial services firm with assets of more than $2 trillion, over 200,000 employees and operations in over 60 countries. It operates across four business segments including Asset & Wealth Management, Commercial Banking, Consumer and Community Banking, Corporate and Investment Banking. The Wealth Management division of JPMorgan Chase & Co....
CORPORATE SECTOR LND, CA
Job Description Compliance Officer – Credit Markets – Executive Director The Markets Compliance Team comprises of 20 professionals and is based on the London Equities, Fixed Income and Commodities Trading Floors. The Team is responsible for providing real-time advice and support on regulatory matters to the predominantly London-based EMEA Markets businesses. The Team forms part of the Compliance...
CORPORATE SECTOR LND, CA
Job Description This role resides within Global Compliance Control and is accountable for supporting the effective execution of the firm wide control framework across Global Compliance. Specifically, the position provides support to Compliance Officers on matters related to risk control self assessment (RCSA), issue management, new business initiative approval (NBIA), third party oversight (TPO),...
CORPORATE SECTOR LND, CA
Job Description Business Description J.P. Morgan is a leading global financial services firm with assets of $2.1 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management and private equity. Information about J.P. Morgan is available at ...
CORPORATE SECTOR LND, CA
Job Description The Markets Compliance Team comprises of 20 professionals and is based on the London Equities, Fixed Income and Commodities Trading Floors. The Team is responsible for providing real-time advice and support on regulatory matters to the predominantly London-based EMEA Markets businesses. The Team forms part of the Compliance Department which covers JPMorgan’s Corporate and Investme...
CORPORATE SECTOR 1 Chaseside, CA
Job Description The Role The Global Financial Crimes Compliance (“GFCC”) team is responsible for Sanctions Compliance and Anti Money Laundering (AML) investigation for all EMEA booked activity across the Corporate & Investment Bank (CIB) businesses and to provide KYC Compliance support to the heritage TSS business. The team’s role is part of the financial crime objective to: · Identify suspicio...
CORPORATE SECTOR LND, CA
Job Description J.P. Morgan is a leading global financial services firm with assets of $2.1 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management and private equity. Information about J.P. Morgan is available at http://www.jpmorgancha...
CORPORATE SECTOR LND, CA
Job Description Business Description J.P. Morgan is a leading global financial services firm with assets of $2.1 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management and private equity. Information about J.P. Morgan is available at ...
CORPORATE SECTOR 1 Chaseside, CA
Job Description The Global Financial Crimes team is responsible for Anti Money Laundering ("AML") monitoring, sanctions screening and to provide Know Your Client ("KYC") Compliance support to for EMEA booked activity across multiple lines of business ("LOBs"). The team's role is part of the financial crime objective to: · Identify suspicious activity and report to law enforcement · Prevent clie...

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Business Career Tools

Compliance Coordinator

Salaries

$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator in California
(108 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
45.9%
Master's
21.6%
Some College Coursework Completed
14.9%
High School
6.8%
Associates
5.4%
Professional
2.7%
(74 Respondents)
Source: Monster.com Careerbenchmarking Tool

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