Compliance Officer Jobs in California
Franklin Templeton Investments is a leading global investment management organization due to the efforts of our greatest assets - our employees. We have over 8,500 employees working in 50 offices around the world, servicing investment solutions for our clients in more than 150 countries. We believe in our corporate values of putting clients first, building relationships, achieving quality results,...
Financial Staffer is looking to fill two positions in San Diego County Job #1: Sales Assistant for Retirement Advisor Provide strong sales support to a Sales VP to maximize sales productivity. Job responsibilities include: Handling customer relations issues to assist in both the retention and acquisition of assets under management Speaking directly with existing clients and prospective clients reg...
CommerceWest Bank is a leading business bank headquartered in Irvine, California. With a unique business model catering to small to mid-sized business in Southern California, CommerceWest Bank delivers high-quality, low-stress, and personally tailored banking and financial services to our clients. We are able to do this by hiring a team of banking professionals who are passionate about their work...
Company Confidential Woodland Hills, CA, 91367
An established leader in the consumer asset recovery industry, is seeking a Chief Compliance Officer to manage our compliance and regulatory programs. The Chief Compliance Officer is responsible for ensuring that appropriate policies and procedures are developed, communicated, and followed by our staff. Essential Job Functions: • Assist in the development, execution, and monitoring of local, state...
Los Angeles Firemen’s Credit Union has over 75 years of providing financial services and support to firefighters and their families. The depth of their legacy is equally matched with the potential of their future as they aggressively seek out and provide the services that allow firefighter members to fully embrace quality of life and their potential. The Credit Union extends a rare career opportun...
CyberCoders Matching Great People with Great Companies Learn more about CyberCoders Compliance Officer Sacramento, CA; San Francisco, CA Full-Time $110,000 - $150,000 Posted 5/23/2013 Nancy Gibbs is recruiting for this position. Email your resume to Nancy Apply Job Details Compliance Officer Compliance Officer We are a stable bank seeking a seasoned Compliance Officer to join us in the affordable,...
CyberCoders Matching Great People with Great Companies Learn more about CyberCoders Compliance Officer Sacramento, CA; San Francisco, CA Full-Time $120,000 - $160,000 Posted 5/23/2013 Nancy Gibbs is recruiting for this position. Email your resume to Nancy Apply Job Details If you are a seasoned compliance officer with CRCM certification send your resume immediately. Must be authorized to work in t...
CyberCoders Matching Great People with Great Companies Learn more about CyberCoders Compliance Officer Sacramento, CA; San Francisco, CA Full-Time $95,000 - $140,000 Posted 5/23/2013 Nancy Gibbs is recruiting for this position. Email your resume to Nancy Apply Job Details Compliance Officer We are a stable bank seeking a seasoned Compliance Officer. Some of what you will do: -ensure the bank is in...
CyberCoders Matching Great People with Great Companies Learn more about CyberCoders Compliance Officer Irvine, CA; Newport Beach, CA Full-Time $75,000 - $100,000 Posted 5/23/2013 Kelly McInnis is recruiting for this position. Email your resume to Kelly Apply Job Details Compliance Officer for growing National Bank - CRA, FDIC, DFI, FRB, OCC We are a large, national bank experiencing strong growth....
A Los Angeles based investment manager is seeking a Chief Compliance Officer. The Chief Compliance Officer will primarily be responsible for day-to-day implementation and maintenance of the compliance program. The CCO will work closely with colleagues in every functional area within the firm. Key responsibilities include: • Development, implementation and maintenance of compliance policies and pro...
Company Confidential Palo Alto, CA, 94301
Summary Our Company is looking for a Chief Compliance Officer to oversee an Electronic Brokerage in the Silicon Valley. This individual will need extensive knowledge of securities rules and regulations covering a FINRA member firm and the ability to apply this knowledge to develop and maintain an effective compliance program. This individual needs a strong aptitude for understanding, implementing,...
ESSENTIAL FUNCTIONS Ø Assist with the development, scoping and prioritization of the Bank’s compliance monitoring calendar. Ø Complete monitoring projects as assigned by the Compliance Monitoring Managers. Ø Provide clearly written reports that identify the “root cause” of identified violations of regulation or Bank policy/procedure. Ø Maintain sufficient work papers to support compliance monitori...
PHH Mortgage is looking for a talented, self-motivated Loan Originator (Mortgage Advisor) to fill this exciting opportunity with an industry-leading company. PHH Mortgage conducts business with individually owned franchises of Coldwell Banker, Century 21 and ERA real estate companies. The Mortgage Advisor will also continually identify, develop and maintain a quality network of business relationsh...
We're growing ! PacTrust Bank is looking for a talented Loan Officer to join our dynamic team in our Ontario area, CA location. Due to our continued business growth and expansion, the Loan Officer will be part of a committed team focused on the core values of Service, Choice, Value, & Trust. The Loan Officer should have a proven track record of producing quality work and desire to be part of a rew...
Company Confidential Los Angeles, CA, 90077
A well established and growing publicly-traded Company is actively recruiting for a Chief Financial Officer. The CFO will supervise the finance team of the Company and be the chief financial spokesperson for the organization. The CFO will report directly to the Chief Executive Officer (CEO) and directly assists the Chief Operating Officer (COO) on all strategic and tactical matters as they relates...
Position Summary: PHH Home Loans is looking for a talented, self-motivated Loan Originator (Mortgage Advisor) to fill this exciting opportunity with an industry-leading company. PHH Home Loans, through its joint venture with National Realty Trust (NRT), conducts business with Coldwell Banker and ERA real estate companies owned and operated by the NRT. The Mortgage Advisor will also continually ide...
We're growing ! PacTrust Bank is looking for a talented Loan Officer to join our dynamic team in our Los Angeles area, CA location. Due to our continued business growth and expansion, the Loan Officer will be part of a committed team focused on the core values of Service, Choice, Value, & Trust. The Loan Officer should have a proven track record of producing quality work and desire to be part of a...
Port of Hueneme OXNARD HARBOR DISTRICT VISIT www.portofhueneme.org FOR APPLICATION INSTRUCTIONS & REQUIREMENTS (or see below) Application Deadline MAY 22, 2013 JOB DESCRIPTION POSITION TITLE: CHIEF OPERATIONS OFFICER REPORTS TO: CEO & PORT DIRECTOR DEPARTMENT: 6000 - MARITIME OPERATIONS HOURLY RATE RANGE: $51.30 - $81.24 ANNUAL SALARY RANGE: $106,707 - $168,986 POSITION DESCRIPTION: The Chief Oper...
DESCRIPTION The University of California, San Diego, Environment, Health & Safety (EH&S) Research Assistance Program Officer works under the direction of the Research Safety Manager to design, develop, implement and manage laboratory safety programs and services for UCSD employees and students. Programs directly managed include management of Research Assistance, Laboratory Safety, CUPA compliance,...
Reports to NSO and takes lead in partnering with the Region to drive pro-active risk management and supervision within the Region's complexes. Assures that Complex Management teams are supervising appropriately and in accordance with firm and regulatory policies. Reports to NSO and takes lead in the Region area on driving regional initiatives related to sales supervision, compliance and business...
Government Jobs in Your Area: Full Or Part Time Work (Hiring Now)
Hiring Compliance Professionals. Search Positions Near You & Apply.
Business Compliance Assistance. Free Legal Info - Search FindLaw.
Full Time and Part Time Jobs Now Available. Apply Today!
Didn't find the right Compliance Officer job in California?
We'll keep looking and send you new jobs that match this search.
Upload your resume and let employers find you!
It's that simple!
Answers for Compliance Officer Jobs
Questions & Answers Powered by Yahoo! Answers
What are the different types of jobs you can get in a hospital?
Besides the basic ones, like a doctor or nurse, how many different types of jobs are available in a hospital? Please be specific and list as many as you can! Thanks.
I recieved a letter today from the job centre saying?
We need to see you in order to discuss the benefit we are currently paying you because a query has arisen on your cliam. we need to ensure your payments are correct and it is important that you are av...
Interview with Customer Compliance Officer at the job centre?
I'm currently claiming employment support allowance for severe anxiety and agoraphobia and I received a letter from the job centre saying: "We need to see you in order to discuss the benefit we are...
What are the pros and cons of working as an ADA Compliance Officer for an educational institution or...
I'm considering applying for a position as an ADA Compliance Officer with a west coast college. I would love to hear from anyone who has worked as an ADA Compliance Officer about the upsides and downs...
How can I become a health care compliance officer ?
I want to become a health care compliance officer. I have the credentials but no experience in the field.I have a Master Degree in the health arena. All the jobs I've seen or even called to inquire ...
Business Career Tools
$31,200.00 - $100,000.00
Typical Salary for Compliance Coordinator in California
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Provides audit information to management by researching and analyzing data; preparing reports.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Administrative Writing Skills
Complies with federal, state, and local legal requirements by studying existing and new legislation; enforcing adherence to requirements; advising management on needed actions.
Provides administrative support by implementing systems, procedures, and policies; completing projects in support of compliance auditors.