Compliance Officer Jobs in California

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1000+ California Compliance Officer jobs found on Monster.

Jobs 1 to 20 of 3995
What sets Bank of the West apart from other banks is our team members–they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our modern western values—straightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters and rewards excell...
What sets Bank of the West apart from other banks is our team members–they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our modern western values—straightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters and rewards excell...
Bank of the West San Ramon, CA
Qualifications Required Education or Equivalent Experience · Bachelor’s Degree required · ACAMS certification preferred Required Experience · 5 - 7 years internal audit, compliance, or regulatory Field of Experience · Strong knowledge of general banking with an understanding of deposit, lending and alternative investment products. · Strong knowledge of assigned laws and regulations. · Str...
CODE COMPLIANCE OFFICER I - City of Santa Maria EOE. ($3,942.25 - $4,791.84/Mtly+ PERS ret.) Under general supervision, investigates requests for service for non-compliance with the City's Municipal Code. Spanish-speaking skills are highly desirable. Apply online @ www.cityofsantamaria.org . HR, 110 E. Cook St, Rm 1, SM, CA 93454, 805-925-0951, x203. File by: 3/13/15 8AM....
Job Description: Great opportunity for a Compliance Monitoring Officer. The Compliance Department is responsible for conducting periodic testing, monitoring and validation for compliance with privacy, deposit and lending applications. This individual also serves as resource to business units as well as is responsible for oversight and development of the Compliance Specialist. Will develop complia...
RESPONSIBILITIES: Kforce has a client seeking a Mortgage Compliance Officer in San Diego, California (CA). Responsibilities: Develop and maintain the fair lending program Conduct fair lending risk assessments and update fair lending initiatives based on risk Perform ongoing monitoring for compliance with fair lending, including potential disparate impact Conduct fair lending and UDAAP review...
--SUMMARY OF THE POSITION: A full-service, California broker dealer is seeking a qualified candidate to fill the position of Chief Compliance Officer (CCO). The CCO is responsible for the development, operation, review and enhancement of the firm’s compliance systems, policies, and procedures, and for fostering a culture of compliance within the organization. DUTIES AND RESPONSIBILITIES: • Help...
Compliance Officer Mission Federal Credit Union, Mira Mesa To learn more and apply online, visit: https://www.missionfed.com/about-us/careers SUMMARY: Administers, directs, and supervises allareas of regulatory compliance, excluding the Bank Secrecy Act. Develops and maintains a compliance program to ensure the credit union meets regulatory requirements in all assigned areas. Serves as Mission ...
Police Officer (Job #15-06) F/T position in University Police Department. Review: 3/2/15 (open until filled). For more info visit: http://apptrkr.com/575787 or call 707-826-3626. HSU is an ADA/Title IX/EOE...
Compliance Officer Job Label:SF_Compliance Partner-2-2 We are looking for a high energy experienced Mortgage Professional who is ready to have some fun and take his/her career to the next level. The Compliance Partner position is responsible for providing support to the branches and the Compliance Department. The primary focus of this position is to insure that all compliance issues are resolved...
CORPORATE SECTOR Moscow, CA
Job Description J.P. Morgan is a leading global financial services firm with assets of $2.1 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management and private equity. BUSINESS DESCRIPTION The Officer of the General Counsel (“OGC”) at...
CORPORATE SECTOR Johannesburg, CA
Job Description PMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $1.3 trillion and operations in more than 50 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset and wealth management, and private equity. A component of the Dow Jones Industr...
Charles Schwab & Company San Francisco, CA
Description: We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live a...
Union BANK LOS ANGELES, CA
VP, BSA/AML Compliance Business Line Compliance Officer (Investment Banking amp; Markets)-34147-C Description Join a financial group that’s as committed to your future as you are. At MUFG, we share a vision for our future, we share our successes, and we strive to bring out the best in each other in everything we do. Our 14,000 diverse colleagues are connected by a common ambition to create chang...
Charles Schwab & Company San Francisco, CA
Description: We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live a...
Our client is looking for a Senior Compliance Testing Officer who would be responsible for managing Compliance Review including: formal examination programs designed to assess the effectiveness of the regulatory compliance programs and adherence, project planning, Compliance Review execution, and any needed follow-up to ensure remediation of any identified regulatory weaknesses. Position Accounta...
Banamex USA (BUSA) provides full banking services for companies and individuals that do business in Mexico and the United States. As part of Citigroup, Banamex USA is the U.S. banking arm of Banco Nacional de Mexico (Banamex), Mexico's premier bank. For corporate and individual customers alike, Banamex USA is the gateway to and from the Mexican financial markets. The Know Your Customer (KYC) is a...
The ideal candidate will have the following attribute: College degree or equivalent required. Post-graduate degree a plus. Professional degrees (MBA, law degree) preferred. 7 of previous employment with a large financial institution (or within the financial services practice of a Big 4) required Experience in AML, compliance, and banking functions Some experience in operations areas: project m...
Description Banamex USA (BUSA) provides full banking services for companies and individuals that do business in Mexico and the United States. As part of Citigroup, Banamex USA is the U.S. banking arm of Banco Nacional de Mexico (Banamex), Mexico's premier bank. For corporate and individual customers alike, Banamex USA is the gateway to and from the Mexican financial markets The AML Program Gover...
For immediate consideration send resume to ***** or call Meagan 858.350.3234 DUTIES / RESPONSIBILITIES: A. Compliance Program. 1. Continuously develops and implements a program of compliance consistent with the Code of Conduct and Compliance Plan approved by the Board of Directors. Establishes written policies and procedures for administering the program. Implements and oversees a s...

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