Compliance Officer Jobs in California
ASC Process Systems is currently seeking a talented individual to fill the position of Compliance Officer/ISO Auditor. ASC is the world leader in the manufacture of custom process equipment and control systems and is the largest manufacturer of composite autoclaves in the United States. Our international customer base includes all major aerospace companies including The Boeing Company, Lockheed Ma...
Our client is seeking a Compliance Officer in Irvine, California (CA). Under direction of the Chief Administrative Officer, the Compliance Officerâ€™s primary focus will be to create and maintain a risk-based operations compliance program to ensure adherence to compliance requirements with state and federal legislation and regulations, and to identify new/revised statutes and regulations impacting...
The Compliance Officer III will support the assigned Regional Banking Group (RBG) Compliance Manager by helping research and analyze pending/new/changed regulations, including related to the Dodd-Frank Act, and determining new requirements necessary for RBG to comply. The Compliance Officer III will also help monitor RBG’s compliance with, Regulations W and Y, Non-Deposit Investment Products requi...
Out Client is seeking a Deputy Chief Compliance Officer to work closely with the senior business leaders of the office to help maintain an effective culture of compliance. Additionally, this position will assist the Chief Compliance Officer in developing and monitoring the firm’s overall compliance program (with offices in New York, San Diego and San Francisco) and ensuring that the organization’s...
Job_Other_Compensation: Up to $100000.00 Job Description: We are currently recruiting for a Mortgage Lending Compliance Officer for the Manhattan Beach or Santa Rosa, CA locations. Pay is DOE and history. The ideal candidate will have 3 plus years experience in a lending compliance role. CRCM designation highly preferred. Must have knowledge of all OCC requirements. This position will report to th...
COMPLIANCE OFFICERS (2) We are currently seeking Compliance Officers for two well established banking clients in the Central Valley. These positions will be part of the senior management team and report to the CEO. Duties will include Compliance Program Administration, Compliance Review and Audit, CRA Officer and Program Administration, BSA Officer and Administration and related responsibilities....
Financial Staffer is looking to fill two positions in San Diego County Job #1: Sales Assistant for Retirement Advisor Provide strong sales support to a Sales VP to maximize sales productivity. Job responsibilities include: Handling customer relations issues to assist in both the retention and acquisition of assets under management Speaking directly with existing clients and prospective clients reg...
LeVecke Corporation Job Description LEVECKE CORPORATION JOB DESCRIPTION POSITION TITLE: Government Records Compliance Officer DEPARTMENT: Accounting/Finance REPORTS TO: Chief Financial Officer STATUS: Non-exempt EFFECTIVE DATE: GRADE: GENERAL SUMMARY: This position is responsible for keeping the Company compliant within TTB regulations for all records pertaining to production, procedures, transact...
Real Estate Compliance Officer Southern California At Realty ONE Group we believe that happy employees are productive employees. We mix as much fun as possible into our work. We want your enthusiasm, motivation and zest for life to join our collaborative group of professionals and help further our endeavor to create a real estate brokerage built for the future. ESSENTIAL JOB RESPONSIBILITIES: Stro...
Finance & Thrift Bank seeks an experienced Compliance Officer to manage all details of its compliance program. This is an excellent opportunity for a professional candidate with a positive attitude, sound judgment and strong writing skills. This position serves as primary liaison with various regulatory agencies including the FDIC and California DBO. Job Requirements: Monitor legislative and regul...
Established in 1995, a small but growing full service, broker-dealer, RIA and Insurance Agency is seeking an experienced Compliance and AML Officer with work experience for a FINRA member firm that services high net worth clientele and dealer to dealer business. The Firm offers a range of products including investment banking, retail securities sales, investment advisory services and life and annu...
Full-time Bi-lingual Code Comlpiance Officer Salary $3,500-$5,000 monthly (depending on qualifications) AndersonPenna, a local municipal services firm, is looking for a highly qualified and motivated individual to provide contract code services to municipalities in the LA county area and Coachella Valley. Candidates shall possess a minimum of a PC 832, two years of experience in the field and fami...
This Senior Leader is responsible for overseeing an assigned U.S. region for BSA/AML/OFAC/KYC Compliance. This individual will have 5 direct reports where he/she will be responsible for hands on management of the entire compliance functions. This really is a hybrid role where most of the compliance work is concentrated within the Commercial Banking space which includes, Commercial Real Estate, Co...
ARE YOU LOOKING FOR A PERMANENT HOME? TOP NOTCH LOAN OFFICERS WANTED!! About the Job Loanleaders of America, Inc. is headquartered in Irvine, CA. We are a National Direct Lender that is seeking motivated self-starters with sales experience or experienced loan officers for immediate openings. Our extensive marketing approach includes a in-house telemarketing department, inward dialed real time lead...
The Deputy BSA Officer is responsible for assisting the Bank BSA Officer in BSA/AML related strategic, program management, and operational support and advisory functions. In addition, the Deputy BSA Officer will be expected to seamlessly manage all aspects of the BSA/AML and OFAC compliance program in the event that the BSA Officer is unavailable for extended periods. Accordingly, the Deputy BSA O...
Johnson & Johnson companies are equal opportunity employers. MEDICAL SAFETY OFFICER-8849131003 Description Biosense Webster, Inc., is recognized worldwide as an industry leader in endocardial diagnostics and therapy. Guided by the needs of electrophysiologists and cardiologists, the company has pioneered innovative technological advancements ranging from the first deflectable tip catheter to today...
For more than 75 years, SchoolsFirst Federal Credit Union has remained rooted in the philosophy of “people helping people.” Today, SchoolsFirst FCU is the nation’s largest educational credit union, with more than 500,000 Members, $9.8 billion in assets, and 40 service locations in Southern California. Originally based in Orange County, the credit union now operates in 10 counties throughout Southe...
Solid reputation, passionate people and endless opportunities. That's Travelers. Our superior financial strength and consistent record of strong operating returns mean security for our customers - and opportunities for our employees. You will find Travelers to be full of energy and a workplace in which you truly can make a difference. JOB SUMMARY: The Regional Underwriting Officer (RUO) is respons...
Description The Chief Nursing Officer (CNO) is responsible for: •Providing leadership to nurse employees that will enroll their support, create ownership of goals, and have them actively participate in decisions that impact the hospital •Maintaining necessary regulatory and compliance approvals and quality accreditations •Partnering with physicians who use, or will use, the hospital •Assisting in...
The Art Institute of California Silicon Valley, a Campus of Argosy University is actively seeking a Financial Aid Officer. Job Summary Develop, negotiate and finalize student financial plans consistent with financial planning policies and procedures and with Federal/State regulations for awarding aid. Work closely with new, continuing and re-entry students and their families to ensure the plan and...
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I am currently doing an internship at the financial aid office at my campus and there will be an opening in the Fall for which they would like me to apply. They are also employing me part-time over t...
I need a job in the mines in Australia can anyone help ?
I want a career in the mines as a workplace Health and Saftey officer but don't have mining experiance. I need to get this experiance can anyone help me please.
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$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator in California
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Provides audit information to management by researching and analyzing data; preparing reports.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Administrative Writing Skills
Complies with federal, state, and local legal requirements by studying existing and new legislation; enforcing adherence to requirements; advising management on needed actions.
Provides administrative support by implementing systems, procedures, and policies; completing projects in support of compliance auditors.
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