Compliance Officer Jobs in California

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187 California Compliance Officer jobs found on Monster.

Jobs 1 to 20 of 187
At BBCN Bank, our highly qualified employees are our most valuable assets. Our philosophy is to present innovative banking products combined with excellent service to our customers. BBCN employees exude this belief, as they always make certain that the customer is their first priority. We are always looking for quality people to add to our competent and capable team. BBCN offers various opportunit...
Client is seeking a Senior-level Healthcare Compliance Officer to assist in the development of a healthcare compliance program for a new hospital set to open in the near future. Qualified candidates must have previous experience in establishing, implementing, and overseeing an effective compliance program fostering ethical business behavior and ensuring compliance with all laws and regulatory requ...
Compliance Officer for Wealth Management & Insurance Firm (S24 License is required): Creation and preservation is the primary focus of our firm. We offer Financial products and investments vehicles. Compliance Office Responsibilities (but not limited to) Wealth Regulatory policies and procedures for John Hancock Financial Network insurance agents. Additional FINRA obligations of those agents and b...
TO APPLY FOR THIS POSITION, CLICK ON THE FOLLOWING URL: https://home.eease.com/recruit/?id=8953271 Position Summary Under the supervision of the Contract Compliance Manager, the Contract Compliance Officer II provides guidance and support to First 5 LA departments and external stakeholders and regulatory agencies by performing the duties listed below. Essential Duties and Responsibilities Ensures...
Trade Compliance Officer, Sunbank Esterline welcomes people who share our determination and high standards to join us in doing work that moves the world forward. We design, manufacture, and market highly engineered products and systems principally for the aerospace and defense markets. Sunbank, located in Paso Robles, California is searching for a Trade Compliance Officer. Company Profile Company...
Esterline Technologies Corporation Export Compliance Officer, Esterline Power Systems (Leach International) Esterline welcomes people who share our determination and high standards to join us in doing work that moves the world forward. We design, manufacture, and market highly engineered products and systems principally for the aerospace and defense markets. Esterline Power Systems, a wholly-owned...
Boutique investment banking firm Bronson and Company and newly formed RIA seeking a candidate for a Part Time Compliance Officer. Requirements: · 5 years of compliance experience · Series 24 · Current knowledge of compliance requirements Specific Responsibilities: · Manage the compliance activities related to both entities · Maintain and/or augment what we are currently doing to keep in compliance...
Company Confidential LAKE FOREST, CA, 92630
Summary: This position is responsible for overseeing the Compliance program of the firm. Implementing and maintaining a system of supervisory control policies and procedures that are designed to achieve compliance with applicable State, FINRA and SEC regulations. Full description: Quest Capital Strategies is seeking another experienced Compliance Officer who will be responsible for developing, int...
Sophisticated and successful investment firm based in California, with international offices, seeks a compliance professional with 7-10 years of diversified Asset Management Compliance experience. The firm is a well-regarded money manager offering mutual funds, separate accounts and other investment management products and services. She/he will manage the compliance program, which is already in pl...
Join our Growing Team! First Choice Bank is seeking an experienced Senior BSA Officer. Summary: Administer Bank’s BSA / AML program by assisting the Compliance Officer through performing the following duties. Essential Duties and Responsibilities: Include the following. Other duties may be assigned. Minimum 4 years’ experience as Senior BSA Officer Proactively review existing internal controls and...
COMPANY DESCRIPTION: An industry innovator over the past decade, eHealth, Inc. is a leading eCommerce and Technology company that is transforming the way health insurance is bought and sold in the United States. eHealth.com has helped over 3+ million Americans find the quality health insurance products that best meet their personal needs and budget. eHealth customers receive personalized quotes fr...
Chief Financial Officer As part of the senior leadership team reporting to the CEO, the Chief Financial Officerwill play a critical role in strategic decision making and operations and is accountable forthe prudent management and use of organization assets and ensuring compliance with all laws, regulations, policies and procedures. The CFO is responsible for developing and supervising all finance-...
Johnson & Johnson companies are equal opportunity employers. MEDICAL SAFETY OFFICER-6175140317 Description Advanced Sterilization Products Division of Ethicon, Inc., a member of Johnson & Johnson's Family of Companies, is currently recruiting for a Medical Safety Officer position located in Irvine, CA. ASP (Advanced Sterilization Products), a member of the Johnson & Johnson Family of Companies, is...
Our client is seeking a Chief Financial Officer in Irvine, California (CA). The Chief Financial Officer (CFO) directly participates with strategic and tactical matters relating to budget management, cost benefit analysis, forecasting needs, taxation activity and compliance, for-profit and not-for profit business entities, trust accounting, and funding management. This position will provide operati...
APPLY HERE The Financial Services Officer is responsible for working with new and existing members to identify their financial needs and assist them in selecting, from the Credit Union's offering of both depository and loan products, the financial products and services that best meet the identified needs. Develops member relationships by providing high-quality sales and service to each individual...
APPLY HERE The Financial Services Officer is responsible for working with new and existing members to identify their financial needs and assist them in selecting, from the Credit Union's offering of both depository and loan products, the financial products and services that best meet the identified needs. Develops member relationships by providing high-quality sales and service to each individual...
APPLY HERE The Financial Services Officer is responsible for working with new and existing members to identify their financial needs and assist them in selecting, from the Credit Union's offering of both depository and loan products, the financial products and services that best meet the identified needs. Develops member relationships by providing high-quality sales and service to each individual...
Company Confidential Los Angeles, CA, 90014
Premier Property Development Company with offices across the West Coast is seeking a Chief Financial Officer. The Chief Financial Officer will work as part of a close-knit senior management team and take on a pivotal role in the long-term financial goals of this rapidly growing company. In this leadership Chief Financial Officer role, you will act as a trusted resource for financial guidance and p...
Must have recent For-Profit Acute Care experience. The Chief Nursing Officer (CNO) is responsible for: - Providing leadership to nurse employees that will enroll their support, create ownership of goals, and have them actively participate in decisions that impact the hospital - Maintaining necessary regulatory and compliance approvals and quality accreditations - Partnering with physicians who use...
NOW HIRING Parking Enforcement Officer PT, Hourly $18.08 - $23.51 Under General Supervision of the Code Compliance Manager, provides support in enforcing local ordinances related to the parking of vehicles. EXAMPLE OF DUTIES AND RESPONSIBILITIES: • Patrols the City, including metered and limited parking on City streets and parking lots. • Prepares and issues citations related to violations associa...
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Answers for Compliance Officer Jobs

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Customer compliance officer?
Today i recieved a letter from the job center from a customer compliance officer saying a query has arose that may effect my benifit.ive read up and realised it fraud officers that suspect im cheating...
I have recieved a letter from the Job Centre? Signed Compliance Officer?
Have you had one of these letters? They need to see me to discuss a query about benefits. I have done nothing wrong but i am more worried that someone might have maliciously reported me. In 2 years...

Business Career Tools

Compliance Coordinator

Salaries

$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator in California
(106 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
47.2%
Master's
19.4%
Some College Coursework Completed
15.3%
High School
6.9%
Associates
5.6%
Professional
2.8%
(72 Respondents)
Source: Monster.com Careerbenchmarking Tool

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