Compliance Officer Jobs in California

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30 California Compliance Officer jobs found on Monster.

Jobs 1 to 20 of 30
Summary: The Compliance Officer is responsible for developing, implementing and administering all aspects of the Bank's Compliance Management Programs. This position plans, organizes, and controls the Bank's day-to-day administrative, lending, trust and operational compliance activities; collaborates with the COO in the overall administration of these directives for the Bank. Participates in vario...
What sets Bank of the West apart from other banks is our team members–they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our modern western values—straightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters and rewards excell...
Union BANK LOS ANGELES, CA
Vice President, Investment Banking and Market Surveillance Compliance Officer-34146-C Description Join a financial group that’s as committed to your future as you are. At MUFG, we share a vision for our future, we share our successes, and we strive to bring out the best in each other in everything we do. Our 14,000 diverse colleagues are connected by a common ambition to create change for the be...
What sets Bank of the West apart from other banks is our team members–they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our modern western values—straightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters and rewards excell...
Bank of the West San Francisco, CA
Qualifications Bachelor’s Degree in Business Administration or related field Required Master’s/Advanced Degree in Business Administration or related field highly preferred Compliance certifications - CRCM and/or ACAMS highly preferred Years of functional/professional experience: 7 - 10 yrs combined Compliance/Audit/Risk Management experience Alternative: Combination of education and experienc...
Bank of the West San Ramon, CA
Qualifications Required Education or Equivalent Experience High School Diploma or GED Required Bachelor’s Degree in Business Administration or related fieldRequired Required Experience Years of functional/professional experience: 3 - 5 yrs combined Compliance/Audit/Risk Management experience Alternative: Combination of education and experience (years /description) Bachelors degree or equival...
Bank of the West Monterey Park, CA
Qualifications Required Education or Equivalent Experience High School Diploma or GED Required Bachelor’s Degree in Business Administration or related field Required Required Experience Years of functional/professional experience: 5 - 7 yrs combined Compliance/Audit/Risk Management experience Alternative: Combination of education and experience (years /description): Bachelors degree or equiv...
What sets Bank of the West apart from other banks is our team members–they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our modern western values—straightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters and rewards excell...
What sets Bank of the West apart from other banks is our team members–they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our modern western values—straightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters and rewards excell...
Bank of the West San Ramon, CA, 94582
What sets Bank of the West apart from other banks is our team members–they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our modern western values—straightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters and rewards excell...
Bank of the West San Francisco, CA
Job Description What sets Bank of the West apart from other banks is our team members–they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our modern western values-straightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters a...
City of Oceanside Oceanside, CA, 92049
Definition Benefits Supplemental Questions THE CITY OF OCEANSIDE IS AN EQUAL OPPORTUNITY EMPLOYER. The City of Oceanside is accepting applications for Compliance Officer in the Water Utilities Department. Under general direction, this position oversees and coordinates the operation of the industrial waste program and environmental compliance with federal, state and local regulations; and perfor...
CORPORATE SECTOR NOC 5, CA
Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. Conduct surveillance of employee, firm and clie...
CORPORATE SECTOR LND, CA
Job Description The Markets Compliance Team comprises of 25 professionals and is based on the London Equities, Fixed Income and Commodities Trading Floors. The Team is responsible for providing advice and support on regulatory matters to the predominantly London-based EMEA Markets businesses. The Team forms part of the Compliance Department which covers JPMorgan’s Corporate and Investment Banking...
CORPORATE SECTOR NOC 5, CA
Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. The Institutional Equities Surveillance group i...
CORPORATE SECTOR NOC 5, CA
Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. Consumer & Community Banking Auto Finance Chas...
CORPORATE SECTOR LND, CA
Job Description The Markets Compliance Team comprises of 20 professionals and is based on the London Equities, Fixed Income and Commodities Trading Floors. The Team is responsible for providing real-time advice and support on regulatory matters to the predominantly London-based EMEA Markets businesses. The Team forms part of the Compliance Department which covers JPMorgan’s Corporate and Investme...
CORPORATE SECTOR NOC 5, CA
Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. The E-Communications Surveillance group is part...
What sets Bank of the West apart from other banks is our team members–they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our modern western values—straightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters and rewards excell...
What sets Bank of the West apart from other banks is our team members–they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our modern western values—straightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters and rewards excell...

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Business Career Tools

Compliance Coordinator

Salaries

$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator in California
(108 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
45.9%
Master's
21.6%
Some College Coursework Completed
14.9%
High School
6.8%
Associates
5.4%
Professional
2.7%
(74 Respondents)
Source: Monster.com Careerbenchmarking Tool

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