Compliance Officer Jobs in Florida

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161 Florida Compliance Officer jobs found on Monster.

Jobs 1 to 20 of 161
Company Confidential Miami, FL, 33131
New York based Broker/Dealer seeks a Compliance Officer with 3+ years of experience whose primary responsibilities include the management and oversight of all compliance related matters with respect to the Firm’s Aventura Branch (retail customers), including compliance with the Firm’s policies and procedures and SRO Rules and Regulations. The candidate must be fluent in English and Spanish, Portug...
Job Description Ethics and Compliance Officer(Job Number:00476-2400) Work Location:United States-Florida-Port St Lucie-St. Lucie Medical Center - Treasure Coast Schedule:Full-time Description Ethics and Compliance Officer St. Lucie Medical Center/Raulerson Hospital Port St. Lucie and Okeechobee, FL Facility Descriptions: Facility Description: St. Lucie Medical Center is a 229 bed acute-c...
Albion Staffing Solutions is an established ISO 9000 certified full-service staffing company with 5 offices in South Florida. We have a Client seeking to fill this position on a Full Time basis. Some relocation assistance provided. The Salary Range is $80,000 to $90,000 per year and the the Job Description follows: • Conduct regulatory compliance monitoring review of various business units as s...
The candidate will be responsible for support the Regulatory Management team with initiatives such as risk assessments, regulatory reporting, amending policies and procedures as well as Ad-hoc projects. Duties & Responsibilities: - Respond to regulatory requests for securities transaction activity (Bluesheets), new account documentation, customer confirms and statements. - Respond to regulatory...
Description Florida Region Tenet Florida Physician Services comprises 137 employed physicians throughout the South Florida market. Southern States Region The Southern States Region includes Alabama, Georgia, North Carolina, and South Carolina. Within the Southern States Region, Tenet Practice Resources employs 364 physicians in various specialties. The Position Location Florida TFPS (Tenet ...
Thrivent Financial for Lutherans Ave, FL
The Chief Compliance Officer of Thrivent Federal Credit Union develops, maintains and implements a comprehensive compliance program and applicable procedures for Thrivent Federal Credit Union designed to ensure compliance with all applicable federal and state laws, regulations and statements of policy, and internally-developed policies and procedures. Provides assistance and input to the credit un...
Morgan Stanley Naples, FL
Job Number:: 3030437 Posting Date: Sep 11, 2014 Primary Location: Americas-United States of America-Florida-Naples...
Tenet Healthcare Corporation Boca Raton, FL
Description : Florida Region Tenet Florida Physician Services comprises 137 employed physicians throughout the South Florida market. Southern States Region The Southern States Region includes Alabama, Georgia, North Carolina, and South Carolina. Within the Southern States Region, Tenet Practice Resources employs 364 physicians in various specialties. The Position Location Florida TFPS (Ten...
Bright Horizons L.P Naples, FL
Bank Oversight Compliance Officer Job Number: : 3030437 Posting Date : Sep 11, 2014 Primary Location : Americas-United States of America-Florida-Naples Education Level : Bachelor's Degree Job : Compliance/Attorney Employment Type : Full Time Job Level : Vice President Description Company Profile Morgan Stanley (“MS”) is a global financial services firm that conducts its business through ...
Ace Group, Ace LTD. Miami, FL, 33196
Purpose (A) Serveas the regional information security resource to support, review and continueto improve on ACE’s existing information security program, utilizing arisk-based approach in accordance with ACE’s global security policies, workingclosely with the regional IT teams and global security teams. Enhance existing security policies and assistwith implementation on a regional basis. (B) Enha...
Raymond James Financial Inc Tampa, FL
Description Job Summary: Under limited direction, uses extensive knowledge and skills obtained through education, experience, specialized training and/or certification to administer and analyze the most complex compliance reviews in an assigned functional area. Leads moderate or multiple projects with significant scope and impact. Works independently on difficult assignments that are broad in na...
Develops,administers, trains and monitors programs ensuring Bank’s compliance with consumer laws, regulations and rules governing operations and loan department product offerings. Salary commensurate with experience....
MountainView Hospital FL
Schedule: Full-time Description Ethics and Compliance Officer St. Lucie Medical Center/Raulerson Hospital Port St. Lucie and Okeechobee, FL Facility Descriptions: Facility Description: St. Lucie Medical Center is a 229 bed acute-care, full service hospital and is a leading provider of quality affordable health care. Because SLMC believes in “Quality, Excellence, and Commitment,” it delivers...
The Senior Analyst/Supervisor may be responsible for reviewing the customer case container, conducting research, documenting the investigations, and providing initial recommendations and dispositions with supporting reasons for the dispositions. The Senior Analyst/Supervisor will review the work of other Analysts and Senior Analysts act as a mentor and/or perform first level Quality Assurance rev...
The GIU Triage Analyst performs a critical function in the execution of GIU Referral Assessments. Prior to initiation of an investigation, the GIU will perform an assessment of any matter received from any source, or any matter self-initiated. This function will conduct sufficient research and/or review to determine whether an investigation is warranted and whether the matter meets GIU criteria. ...
The Post Investigations Analyst is responsible for the post investigative phase of the investigation lifecycle. This role will help manage workflow associated with follow-up SAR filings, coordination of account and case closeouts as required. In addition, this function is responsible for ensuring that Enterprise-Wide Customer Relationship Review investigation recommendations are implemented and ca...
Citigroup Inc. Tampa, FL, 33602
This critical position reports to the Head of Global Sanctions Screening Solutions. Specific responsibilities include: - Develop and support a set of Global Sanctions Screening Standard Operating Procedures for the basic processes and controls that cover the responsibility in each country - Responsible for analysis of Sanctions List Management process(es) for testing and assurance elements, and...
The Senior Analyst/Supervisor may be responsible for reviewing the customer case container, conducting research, documenting the investigations, and providing initial recommendations and dispositions with supporting reasons for the dispositions. The Senior Analyst/Supervisor will review the work of other Analysts and Senior Analysts act as a mentor and/or perform first level Quality Assurance rev...
State of Florida Deland, FL, 32723
STATE OF FLORIDA DEPARTMENT OF TRANSPORTATION JOB POSTING DESCRIPTION 506 / DISTRICT CONSTRUCTION PENDING CLASSIFICATION UPDATE / OPEN COMPETITIVE CAREER SERVICE POSITION NUMBER: 55000601 BROADBAND OCCUPATION: Compliance Officers Completed State of Florida applications are required and should be submitted on-line through this website. If you need assistance, call 1-877-562-7287 (TTY applica...
State of Florida Tallahassee, FL, 32301
OCCUPATION PROFILE JOB FAMILY: BUSINESS AND FINANCE OCCUPATIONAL GROUP: BUSINESS OPERATIONS OCCUPATION: COMPLIANCE OFFICERS 13-1041-02 DESCRIPTIONMedical Quality Assurance/Medical Therapies/Psychology UnitThis is a professional position performing independent and complex regulatory activities for the Florida Electrolysis Council and the Florida Board of Occupational Therapy. The incumbent process...

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Business Career Tools

Compliance Coordinator

Salaries

$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator in Florida
(108 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
45.9%
Master's
21.6%
Some College Coursework Completed
14.9%
High School
6.8%
Associates
5.4%
Professional
2.7%
(74 Respondents)
Source: Monster.com Careerbenchmarking Tool

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