Compliance Officer Jobs in Minnesota

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30 Minnesota Compliance Officer jobs found on Monster.

Jobs 1 to 20 of 30
Ameriprise Financial, Inc Minneapolis, MN
The compliance officer will ensure that marketing communications created by different Ameriprise Financial entities satisfy regulatory and internal company requirements; support marketing and communication initiatives from a compliance standpoint; foster and promote a culture of compliance; and provide guidance to different business units with respect to advertising rules and regulations.• Review ...
Fintegra Financial Solutions is a Minneapolis based broker-dealer providing investment and insurance services through investment representatives located within financial institutions and independent financial consultants. Job Purpose/Summary Statement: As the Chief Compliance Officer you will be involved in all Compliance aspects and initiatives of Fintegra, LLC. This encompasses but is not limi...
Robert Half Minneapolis, MN
Description Robert Half Legal is seeking compliance officers with 1-3 years of experience to assist a corporate client in their privacy department. Ideal candidates will have prior experience reviewing, interpreting and analyzing regulations related to data privacy. Knowledge of international privacy regulations is highly preferred. Applicants do not need to be licensed attorneys, but some prior ...
Thrivent Financial Minneapolis, MN
The Chief Compliance Officer of Thrivent Federal Credit Union develops , maintains and implements a comprehensive compliance program and applicable procedures for Thrivent Federal Credit Union designed to ensure compliance with all applicable federal and state laws, regulations and statements of policy, and internally-developed policies and procedures. Provides assistance and input to the credit u...
Robert Half St Louis Park, MN
Description A Twin Cities financial services company is looking for a Compliance Officer. The ideal candidate will have a bachelor's degree in business or related discipline or a law degree with a minimum of 8 years of experience in consumer finance compliance. Knowledge of energy industry regulation and compliance is preferred but not required. The position entails regulatory research, policy cr...
Thrivent Financial for Lutherans Minneapolis, MN, 55415
The Chief Compliance Officer of Thrivent Federal Credit Union develops , maintains and implements a comprehensive compliance program and applicable procedures for Thrivent Federal Credit Union designed to ensure compliance with all applicable federal and state laws, regulations and statements of policy, and internally-developed policies and procedures. Provides assistance and input to the credit u...
Focused on people, not just our bottom line. Here, you'll be part of an inclusive, collaborative culture that rewards you for your contributions. You'll work with other talented people who share your passion for doing great work that's in the best interest of our clients. And you'll have plenty of opportunities to make your mark at the office - and a difference in your community. So if you're tal...
Job Title: Compliance Manager 5 Job ID Number: 5045087 Schedule Type: Reg-Time Work Hours: 40 Location: Minneapolis,MN Qualifications: An advanced degree (MBA and/or JD) Strong communication and collaboration skills Prior experience dealing directly with various regulators/internal auditors. Broad-based knowledge of financial services-related activities with strong ability to quickly gr...
The Compliance Consultant, in collaboration with the appropriate manager and under the direction of the System Director of Compliance, is responsible for the implementation of all HealthEast compliance program elements and activities within assigned areas of responsibility. The Compliance Consultant will collaboratively work with managers, clinical leaders and all members of the healthcare team to...
Bethesda Hospital Saint Paul, MN, 55102
Requisition Number: HE-18799 Job Title: COMPLIANCE CONSULTANT Site Overview: HealthEast Corporate - You don't have to be in direct patient care to work at HealthEast. Corporate Services allows you to work in a business setting, while still being part of an organization that really does care for people. Such corporate areas of opportunity include: patient accounting, finance, information tech...
University of Minnesota Minneapolis, MN, 55415
Required qualifications: - Masters degree in education, vocational training, education or public policy, or management - 2 years of experience working with Chinese government offices, academic institutions, or business organizations - Must be eligible to obtain authorization to work in the United States - Must speak fluent Mandarin Chinese - Must have a valid U.S. driver's license - Possess ...
University of Minnesota Minneapolis, MN, 55415
BA in accounting and three years of professional accounting experience and/or an equivalent combination of education and experience sufficient to perform the essential duties of the classification 5 years of cost accounting, financial accounting, reporting, or auditing experience that demonstrates a substantial knowledge of the entire accounting and reporting cycle. CPA and /or MBA preferred Pu...
Ameriprise Financial, Inc Minneapolis, MN
The Compliance Officer will conduct Branch Office and Office of Supervisory Jurisdiction FINRA required inspections, including Ameriprise Advisor Center, Centralized Supervision Unit and Columbia Asset Management locations.• Conduct Branch Office and Office of Supervisory Jurisdiction FINRA required inspections, including Ameriprise Advisor Center, Centralized Supervision Unit and Columbia Asset M...
Pricewaterhouse Coopers Minneapolis, MN
Boards of Directors and executive management recognize the ever increasing importance of effective risk management efforts in meeting their organization's strategic objectives. Globalization, evolving business models, upgraded IT systems, the changing regulatory environment and higher stakeholder expectations serve as a critical catalyst driving this heightened need to identify and address signifi...
U.S. Bancorp Minneapolis, MN
At U.S. Bank, we're passionate about helping customers and the communities where we live and work. The fifth-largest bank in the United States, we’re one of the country's most respected, innovative and successful financial institutions. U.S. Bank is an equal opportunity employer committed to creating a diverse workforce. We consider all qualified applicants without regard to race, religion, color,...
U.S. Bancorp Minneapolis, MN
At U.S. Bank, we're passionate about helping customers and the communities where we live and work. The fifth-largest bank in the United States, we’re one of the country's most respected, innovative and successful financial institutions. U.S. Bank is an equal opportunity employer committed to creating a diverse workforce. We consider all qualified applicants without regard to race, religion, color,...
PricewaterhouseCoopers Minneapolis, MN, 55415
Boards of Directors and executive management recognize the ever increasing importance of effective risk management efforts in meeting their organization's strategic objectives. Globalization, evolving business models, upgraded IT systems, the changing regulatory environment and higher stakeholder expectations serve as a critical catalyst driving this heightened need to identify and address signifi...
The Investment Associate I is accountable to provide sales and administrative support to assigned Financial Advisor(s) to support the achievement of sales objectives, client service objectives and overall business growth. This role will provide specialized support related to investment client services issues, addressing day to day client concerns and issues as well as communicating as required wit...
Cargill Limited Hopkins, MN
Description Black River Asset Management, a wholly owned subsidiary of Cargill, is an independently managed global asset management company with net assets under management of approximately $8B, and offices in 11 countries. Black River offers a wide range of alternative investment strategies and products to institutional investors supported by experienced investment professionals, focused risk pr...
Description Line of Service: Assurance Industry: Risk Assurance State & City: MN-Minneapolis Travel Requirements: 21-40% Position Type: Full Time Auto req ID: 61669BR-0 PwC/LoS Overview: Are you interested in the opportunity to work for an industry-leading firm that services clients that include the Fortune 500, and will give you the experience and exposure you need to build your career an...

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Business Career Tools

Compliance Coordinator

Salaries

$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator in Minnesota
(108 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
45.9%
Master's
21.6%
Some College Coursework Completed
14.9%
High School
6.8%
Associates
5.4%
Professional
2.7%
(74 Respondents)
Source: Monster.com Careerbenchmarking Tool

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