Compliance Officer Jobs in New Jersey

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554 New Jersey Compliance Officer jobs found on Monster.

Jobs 1 to 20 of 554
BD (Becton, Dickinson and Company) Franklin Lakes, NJ
About us Description The Deputy Chief Compliance Officer and Chief Compliance Officer-BD Rx directly supports the VP and Chief Ethics & Compliance Officer and leads assigned elements of oversight and coordination of the compliance programs within BD on a global basis. The position will support the company's executives, management and associates in their efforts to achieve compliance with all rel...
JPMorgan Chase & Co. Jersey City, NJ, 07097
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. The Global Compliance Operations team is responsible for support...
Qualifications Knowledge & Experience / Qualifications (For the role – not the role holder. Minimum requirements of the role.) · Minimum of five to seven years proven and progressive financial services audit, operations, and/or compliance experience or equivalent, preferably in a large bank environment. · Bachelor’s degree in business, finance, related field or equivalent experience. · Strong ...
As a Futures Compliance Officer, you will work to support compliance for the futures business within the Wealth Management Americas division of UBS. Key Responsibilities: • Remain current on industry rules, best practices, and regulatory developments to help ensure that the futures compliance program meets regulatory standards. • Proactively review existing business practices against specific r...
A global bank seeks a Market Surveillance Compliance Officer who will be responsible for providing independent compliance coverage for the Equities, Fixed Income, Commodities/Futures, and Energy Sales and Trading businesses. Responsibilities: • Surveillance, regulatory inquiry response and ad-hoc special projects. • Analysts are expected to create, enhance and implement surveillance scenarios a...
Come Apply to the NEW TDI Power, Inc.! TDI Power, Inc. is an entrepreneurial company dedicated to the development and manufacture of state-of-the-art power systems, power supplies and related equipment with world-class quality, reliability, performance and value. TDI provides unparalleled service and conducts business with integrity and honesty, recognizing our responsibility to customers, emplo...
JP Morgan NJ
150005279 JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of %242 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. Global Financial Crimes Compliance (GFCC) team is p...
Ability to lead and influence people at senior levels Independent thinker Strong analytical skills to make sound decisions that reflect good judgment A passion for driving results Attention to detail and willingness to "roll up sleeves" Must be able to perform well under pressure and meet strict deadlines Self-motivated/self-starter who can take initiative and work independently with limited...
Our client is currently seeking a COMPLIANCE OFFICER. Summary: The main functions of a Compliance Officer are to provide a high level of compliance and regulatory support ensuring quality service and professionalism. Job Responsibilities: * Apply appropriate due diligence ensuring accuracy and preparing and promptly completing all required supporting documentation (reports, presentations, invoi...
Minimum of 5 years of experience in a Compliance, controls, or relevant operational role in the financial industry Education Level: Bachelor's Degree Pluses include: TTS background Regulatory background Operational risk background Advanced degree - J.D. or MBA...
Bachelors degree and 5 years experience in the financial industry / examination field. Prior experience in examinations/auditing roles, and in depth understanding of testing methodology, risk and controls analysis and business process mapping. Leading small to medium sized teams in audits/compliance reviews is a plus. Strong presentation, program and relationship management skills. Excellent w...
Bachelor’s degree or equivalent work experience 5 years work experience directly related to complex and sensitive investigations: any combination of AML/BSA, fraud, financial irregularities, etc. Finance/Banking background or equivalent experience Excellent judgment and assessment skills Excellent communication skills: Excellent written and oral formats, including presentations to audiences r...
Artech Information Systems Jersey City, NJ
Job Summary Company: Artech Information Systems LLC Position: Compliance Officer II Location: Jersey City, NJ Job Reference Code: 14-34152 Type: Contract Duration: 6+Months Job Description: Role: • Conduct AML reviews and investigations of alerts generated by new scenarios in order to develop procedures, protocols and to establish sufficient training. • Work in conjunction with the team ...
Compliance Officer (Community Bank) NJ Fort Lee, NJ
Job Description Job description JOB TITLE: Compliance Officer (AVP or VP) CRA Officer, Reg “O” Officer, Privacy Officer DEPARTMENT: Compliance REPORTS TO: EVP/CFO SUPERVISES: None FSLA Status: Exempt POSITION SUMMARY: Responsible for legislative affairs, policy development and legal compliance for the Bank. PRIMARY RESPONSIBILITIES: Compliance Works with Department Managers, Senior Mana...
As a Futures Compliance Officer, you will work to support compliance for the futures business within the Wealth Management Americas division of UBS. Key Responsibilities: • Remain current on industry rules, best practices, and regulatory developments to help ensure that the futures compliance program meets regulatory standards. • Proactively review existing business practices against specific r...
Compliance Officer (Community Bank) Edgewater, NJ
Job Description Job description JOB TITLE: Compliance Officer (AVP or VP) CRA Officer, Reg “O” Officer, Privacy Officer DEPARTMENT: Compliance REPORTS TO: EVP/CFO SUPERVISES: None FSLA Status: Exempt POSITION SUMMARY: Responsible for legislative affairs, policy development and legal compliance for the Bank. PRIMARY RESPONSIBILITIES: Compliance Works with Department Managers, Senior Mana...
Conduct complex risk, quantitative, and statistical analyses using SAS technology that is consistent with regulatory needs. Assemble relevant statistical data, create and maintain programs that track the criteria, and follow up on improvement. Build and validate linear and logistic regression models or other models appropriate for Fair Lending Analysis. Working both on UNIX and Windows platform, a...
This position is responsible for directing and overseeing the compliance division. The VP provides leadership and guidance at various levels in the functional unit in delivering and/or effectively supporting compliance programs, processes and procedures as well as accomplishing compliance goals and strategies. Will foster open communication with the team to ensure a common vision and will be accou...
First Data Corporation Jersey City, NJ
This position is responsible for directing and overseeing the compliance division. The VP provides leadership and guidance at various levels in the functional unit in delivering and/or effectively supporting compliance programs, processes and procedures as well as accomplishing compliance goals and strategies. Will foster open communication with the team to ensure a common vision and will be accou...
As a Futures Compliance Officer, you will work to support compliance for the futures business within the Wealth Management Americas division of UBS. Key Responsibilities: • Remain current on industry rules, best practices, and regulatory developments to help ensure that the futures compliance program meets regulatory standards. • Proactively review existing business practices against specific r...

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Business Career Tools

Compliance Coordinator

Salaries

$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator in New Jersey
(108 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
45.9%
Master's
21.6%
Some College Coursework Completed
14.9%
High School
6.8%
Associates
5.4%
Professional
2.7%
(74 Respondents)
Source: Monster.com Careerbenchmarking Tool

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