Compliance Officer Jobs in New Jersey

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795 New Jersey Compliance Officer jobs found on Monster.

Jobs 1 to 20 of 795
BD (Becton, Dickinson and Company) Franklin Lakes, NJ
About us Description The Deputy Chief Compliance Officer and Chief Compliance Officer-BD Rx directly supports the VP and Chief Ethics & Compliance Officer and leads assigned elements of oversight and coordination of the compliance programs within BD on a global basis. The position will support the company's executives, management and associates in their efforts to achieve compliance with all rel...
Wipro is recruiting for a Compliance Officer in New Jersey. Ø Role requires to liaison with Vendors, legal consulates, Operations and Finance team Ø Liaison with all the licensing bodies to establish a new collection licenses & renewals. Ø Coordination, documentation, facilitation of these activities in context to respective establishment acts for all the licensing states in US Ø Manage all th...
This position is responsible for coordinating and preparing financial forecasts for EDA’s Incentives Programs to support the State Office of Management Budget/Treasury NJ budget planning process. Salary Range - $68,400 - $83,600 Primary liaison and budget coordinator with state agencies (Office of Management & Budget, Division of Taxation, Office of the Treasurer) for cash reimbursement incentiv...
Company Confidential Hoboken, NJ, 07030
A recently established futures brokerage based in Hoboken, New Jersey, is looking for a Compliance Officer with 2-5 years experience in industry related compliance. This will be a stand alone role in our office with the successful candidate reporting in to the Head of Compliance in London. Knowledge and experience of CME / ICE Futures is essential as this is a large part of our business. Previous...
TD is a great organization powered by great people who want to make a difference every day. Our over 85,000 employees world-wide are a big part of what makes TD stand out from any other organization. Every day, we deliver legendary customer and client experiences to our approximately 19 million customers. We’re an award-winning organization that reinvests constantly to ensure future growth. We’re...
Qualifications Minimum of one to three years proven financial services, audit, risk, operations, and/or compliance experience or equivalent. Bachelor’s degree or equivalent job experience. Knowledge of assigned business, products, operations, systems and organization with an understanding of the regulatory compliance environment. Good analytical skills. Excellent communication skills both wri...
Identify stakeholders and key organizations, building and managing relationships with each Direct the creation of multiple projects of work and manage their alignment to business goals Lead the facilitation, coordination, and arbitration of cross-functional macro level topics within/across projects and with Senior Management Lead the identification and drive resolution of issues, including thos...
The successful candidate will have experience interacting with knowledgeable and demanding audiences at all levels of management. The incumbent is expected to demonstrate flexibility, versatility and an ability to shepherd multiple concurrent priorities to completion without significant guidance. Demonstrable success in coordinating large-scale projects involving geographically and functionally di...
JP Morgan NJ
150010330 JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of %242 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. The Senior Compliance Officer will assist with poli...
JPMorgan Chase & Co. Jersey City, NJ, 07097
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. The Global Compliance Operations team is responsible for support...
Qualifications Knowledge & Experience / Qualifications (For the role – not the role holder. Minimum requirements of the role.) · Minimum of five to seven years proven and progressive financial services audit, operations, and/or compliance experience or equivalent, preferably in a large bank environment. · Bachelor’s degree in business, finance, related field or equivalent experience. · Strong ...
A Financial services firm seeks a Bank Custody Compliance Officer who must possess a significant level of generalist knowledge with regards to operating platforms for both brokerage and bank custody and the respective rules, regulations and laws that govern those platforms. Further, subject matter expertise is required for brokerage operations, SEC/FINRA/OCC rule books, clearing and custody. Cand...
We are currently seeking a Compliance Analyst for a position in the Florham Park, NJ area. This is a temporary 6 month assignment paying between $19-21/hr. Responsibilities include: - Conduct random file audits on a monthly basis for the Sales, Implementation and Service teams and confirm each sampling is completed in accordance to state, carrier and agency documentation requirements. - Product...
JP Morgan NJ
150005279 JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of %242 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. Global Financial Crimes Compliance (GFCC) team is p...
TEAM LEAD: The role holder's work will be in relation to: Outside Business Activities, Personal Account Dealing, FINRA Outside Business Amendments and the bank's online affirmation/certification system, whilst representing the Employee Compliance function at relevant global committees and on projects both in Compliance and the business. working with colleagues across the bank and industry groups t...
Job DescriptionThe Branded Cards Senior Compliance Officer provides broad-based compliance support to credit card products, services, and marketing initiatives. Key responsibilities include direct participation in the development of new, revised, or modified products and services from inception through execution, and risk-based ongoing monitoring of relevant business activities and mitigating cont...
Market Surveillance provides independent Compliance coverage for the Equities, Fixed Income, Commodities, Futures, Energy and FX Sales and Trading businesses. The areas of focus for this position are divided between FX surveillance development and review, and the review of surveillances, researching and responding to regulatory inquiries, and participation in ad-hoc special projects across other p...
Market Surveillance provides independent Compliance coverage for the Equities, Fixed Income, Commodities, Futures, Energy and FX Sales and Trading businesses. The primary areas of focus for this position are FX surveillance development and review, and participation in ad-hoc special projects. The key responsibilities will include identifying behaviors of concern in FX trading, drafting business r...
The ideal candidate must have an undergraduate degree with at least 5 years of experience in FX sales and trading or FX Compliance advisory, capital markets, securities trading or regulation. The candidate should have strong regulatory, product and transaction knowledge. This position requires the ability to analyze trading data to discern patterns of potentially aberrant activity and to reconstru...
The ideal candidate must have an undergraduate degree with 7 years of experience in FX Sales and Trading, capital markets, trading compliance, securities trading or regulation. The candidate should have strong regulatory, product and transaction knowledge. A comprehensive understanding of the FX and futures markets is essential as is the ability to analyze trading data to discern patterns of poten...

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