Compliance Officer Jobs in New York
Position: Compliance Officer Reports to (Position): Compliance Supervisor Department: Compliance Location: Grand Island, NY POSITION SUMMARY The Compliance Officer works with the Compliance Management Team to support and maintain the Quality Systems in place at the Production Unit from a local, regional and global perspective. This function serves to help identify and correct any cGMP inadequ...
Compliance Officer- Mortgage Product Compliance Governance - 14035071 Description Position will report to Compliance Governance Manager Director. The Mortgage Product Compliance Governance team is responsible for overseeing and driving execution of key elements within Citi's Compliance Program Policy, the Citi Mortgage Compliance Program, and the Citi Mortgage Servicing Compliance Program. Th...
Compliance Officer- Compliance Testing Practices/Quality Control Analyst (Cards)-14036068 Description The function will assist in the effective completion of the annual compliance testing program by: performing ongoing quality assurance assessments of testing reports and work papers to ensure full adherence with corporate testing and documentation standards by the testing team; provide feedback ...
Compliance Director-Chief Administrative Officer - Corporate Compliance Group - 14058570 Description The Chief Administrative Officer (CAO) of the Corporate Compliance Group (CCG) will report directly to the Global Head of CCG for Citigroup Inc. With little supervision, the CAO will oversee administrative matters, senior management reporting, budgetary issues, and projects and initiatives requ...
Senior Compliance Officer – Compliance Testing Practices/Quality Control Manager (Cards)-14036123 Description The function will assist in the effective completion of the annual compliance testing program by: performing ongoing quality assurance assessments of testing reports and workpapers to ensure full adherence with corporate testing and documentation standards by the testing team; provide fe...
Senior Compliance Officer - (Enterprise Compliance Manager) - 14059511 Description Reports to Director – Enterprise Compliance Manage the analysis and reporting of regulatory trends and proactively identify areas of potential concern that could be raised by the CFPB or OCC examiners Coordinate and support enterprise-wide compliance initiatives and issue escalation processes Manage regular m...
Citigroup Inc. New York City, NY
Compliance head Algeria (Country Compliance Officer 2) - 14070178 Description Primary purpose: • This position reports to the North Africa Compliance Cluster Head and to the CCO for Algeria and is responsible for developing and maintaining a robust control environment of all Compliance aspects in Algeria and North Africa countries. Responsible for ensuring that branch is in compliance with in...
Job Description The Role: This position will be responsible for planning, executing and reporting compliance examinations of S&P operating units (S&P Ratings Services, S&P Cap IQ, S&P Dow Jones Indices) and affiliates primarily in the EMEA region, as well as globally, to assess compliance with regulations, industry practice codes, Codes of Conduct and compliance policies and procedures. The Impa...
McGraw-Hill New York, NY, 10007
The Role: This position will be responsible for planning, executing and reporting compliance examinations of S&P operating units (S&P Ratings Services, S&P Cap IQ, S&P Dow Jones Indices) and affiliates primarily in the North American region, as well as globally, to assess compliance with regulations, industry practice codes, Codes of Conduct and compliance policies and procedures. The Impact: The...
The Bank of New York Mellon Corporation Capital Region, NY
Compliance – Senior CAP Compliance Officer ( Job Number: 1412421 ) BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 35 cou...
JPMorgan Chase & Co. New York, NY, 10007
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, corporate banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. Treasury Services Compliance, part of Corpora...
Job Description The Role: This position will be responsible for planning, executing and reporting compliance examinations of S&P operating units (S&P Ratings Services, S&P Cap IQ, S&P Dow Jones Indices) and affiliates primarily in the North American region, as well as globally, to assess compliance with regulations, industry practice codes, Codes of Conduct and compliance policies and procedures....
Citigroup Inc. New York, NY, 10007
Bachelors’ Degree 10 years professional experience in banking/financial services Exceptional writing and communication skills Knowledge of financial services laws, regulations and expectations regarding corporate policies Ability to work collaboratively within a complex organization, across multiple cultures, geographies and disciplines Ability to manage time efficiently and multi-task effect...
CITI Singapore, NY
Description Responsible for the implementation of the Corporate Compliance Group (CCG) Program & Data Privacy Programs. • Implement the Compliance program framework relating to CCG, particularly with regards to Key Enterprise Regulations and Key Regulatory Risks • Support the Country Compliance Officer to provide advisory to Global Functions stakeholders in mitigating regulatory and compliance ...
CITI New York, NY
Description This individual will be responsible for creating and delivering content for a comprehensive Ethics and Culture training program to be implemented firm-wide; partnering with various stakeholders to develop and implement a broad range of other Ethics and Culture initiatives; and assisting with other functions on behalf of the Office of the Chief Compliance Officer. Primary responsibili...
Port Authority of New York & New Jersey New York City, NY, 10008
The World Trade Center Construction Department (WTCC) has overall program responsibility for the planning, design and construction of facilities at the WTC site. We are currently seeking a Supervisor, Contract Compliance Analysis FTA Compliance Officer, in the Office of Budget Analysis (OBA). This position will be the primary liaison to coordinate and facilitate the activities of WTCC staff to ad...
Description -Assisting in testing control effectiveness through executing tests and targeted reviews; -Monitoring and surveillance of Regulation W transactions and activities on a daily basis; -Developing and maintaining Regulation W metrics reporting; -Identifying/investigating unusual trends or activity that can be indicative of compliance problems and communicate/escalate as necessary, incl...
Description Job Responsibilities / Needed Experience: Citi Compliance has many responsibilities related to managing the bank’s risk to ensure adherence with compliance requirements. One of the main responsibilities is to perform compliance audits in order to measure the various businesses’ adherence to banking laws, regulations, and internal policies. Within Compliance, these compliance audits a...
Job Description The Global Compliance Operations (GCO) team is responsible for supporting and leading aspects of the firm's Anti-Money Laundering (AML) program. The team works closely with the AML Program Management Office, Global Financial Crimes Compliance and the enterprise-wide control program teams to identify, remediate and track issues, and develop controls to sustain improvements as they ...
Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. Regional Compliance Officer - Compliance Manage...
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$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator in New York
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Provides audit information to management by researching and analyzing data; preparing reports.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Administrative Writing Skills
Helps others by answering questions and responding to requests.
Supports departments by collecting and coordinating internal compliance data with auditors and various departments.
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