Compliance Officer Jobs in New York

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31 New York Compliance Officer jobs found on Monster.

Jobs 1 to 20 of 31
Sandhill is an investment management firm seeking a full-time compliance professional to serve as Chief Compliance Officer (CCO). Sandhill Investment Management is a fast growing Registered Investment Advisor (RIA) regulated by the SEC. The CCO will report directly to the Managing Partner. Sandhill seeks a candidate with extensive compliance experience in the securities industry that would like to...
Morgan Stanley New York, NY
Institutional Banking Compliance Officer Morgan Stanley New York, NY, United States Description Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more tha...
Bright Horizons L.P New York, NY
International Wealth Management Compliance Officer Job Number: : 3028659 Posting Date : Jun 27, 2014 Primary Location : Americas-United States of America-New York-New York Education Level : Bachelor's Degree Job : Compliance Employment Type : Full Time Job Level : Vice President Description Company Profile Morgan Stanley is a leading global financial services firm providing a wide range ...
CORPORATE SECTOR New York, NY
Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. The Quality Testing (“QT”) Team is an integral ...
Description Job Purpose: The Control Group & Research Legal team (the ‘Control Group’) is responsible for the management of conflicts of interests within Citi. The team establishes and maintains the Firm's various information barriers or ‘Chinese Walls’ which operate between the Firm’s public and private side businesses, which are designed to prevent the misuse of material non-public information...
Description Job Purpose: The Control Group & Research Legal team (the ‘Control Group’) is responsible for the management of conflicts of interests within Citi. The team establishes and maintains the Firm's various information barriers or ‘Chinese Walls’ which operate between the Firm’s public and private side businesses, which are designed to prevent the misuse of material non-public information...
Description The Citi Global Retail Bank (GRB) includes a network of nearly 4,000 branches globally. The retail bank network provides products such as credit cards; personal loans; wealth management and investment products; and insurance. Services include: Citishare Citibank Online internet banking service; CitiPhone – telephone banking support service; Citigold premium banking packages (similar t...
Description The Compliance Analytics team acts within Global Compliance Architecture & Strategy to analyze and model Compliance Risk. The team utilizes both quantitative (statistical) techniques and qualitative analysis in support of risk assessments and other compliance initiatives. The compliance analyst will contribute significant subject matter expertise in AML, Sanctions, or other complianc...
Description The VP Project Manager for Consumer Compliance is a new role created to support consumer-wide compliance programs and large scale projects. The VP is responsible for supporting development and implementation by creating and driving project management and reporting. The role will report to the Head of Compliance Strategy and Risk Management, covering businesses within Global Consumer B...
Description As a member of the Compliance Team, the incumbent needs to provide compliance oversight to the IPB Business mainly on Investment /Offshore Wealth Management related matters. The incumbent is expected to perform relevant compliance processes and provide guidance to the businesses so that they will comply fully with the letter and spirit of all applicable laws. Main responsibilities: ...
Searchamericanjobs New York, NY
## Description What sets Bank of the West apart from other banks is our team members–they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our mode weste values-straightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters and ...
Marten Transport Long Island City, NY
Reference Code: 14049783Location: Long Island City, NY, USAEducation Level: Bachelor's Degree Brief Description of the Organization Citi, the leading global financial services company, provides consumers, corporations, governments and institutions with a broad range of financial products and services. Additional information may be found at www.citigroup.com. Description The Citi Global Retail Bank...
The Citi Global Retail Bank (GRB) includes a network of nearly 4,000 branches globally. The retail bank network provides products such as credit cards; personal loans; wealth management and investment products; and insurance. Services include: Citishare Citibank Online internet banking service; CitiPhone – telephone banking support service; Citigold premium banking packages (similar to the standar...
Description Key role in the Consumer Compliance Strategy and Risk team, which is critical to success risk assessments, as well as supporting the ongoing changes as methodologies and strategies are revised. This position will support the risk assessment processes, compliance departmental projects, and support reporting and presentations. This position sits at the Consumer level covering responsib...
Morgan Stanley New York, NY, 10007
Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm’s employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical...
JPMorgan Chase & Co. New York, NY, 10007
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. The Quality Testing (“QT”) Team is an integral part of the contr...
The VP Project Manager for Consumer Compliance is a new role created to support consumer-wide compliance programs and large scale projects. The VP is responsible for supporting development and implementation by creating and driving project management and reporting. The role will report to the Head of Compliance Strategy and Risk Management, covering businesses within Global Consumer Banking, Citib...
Deutsche Bank New York, NY, 10007
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. We’re committed to being the best financial services provider in the world, balancing passion with precision to deliver superior solutions for our clients. This is made possible by our people: agile minds, able to see beyond the obvious and act effectively in an ever-changing global business landsc...
Key role in the Consumer Compliance Strategy and Risk team, which is critical to success risk assessments, as well as supporting the ongoing changes as methodologies and strategies are revised. This position will support the risk assessment processes, compliance departmental projects, and support reporting and presentations. This position sits at the Consumer level covering responsibilities descr...
This global position reporting to the director of AML Monitoring – Global Consistency & Advisory will provide guidance to AML officers and their business partners globally in matters affecting Citi’s AML Monitoring program. Specifically, within the Global Consistency & Advisory role, the core responsibilities will be: Provide global guidance and oversight ensuring the consistent application of th...

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Business Career Tools

Compliance Coordinator

Salaries

$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator in New York
(106 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
47.2%
Master's
19.4%
Some College Coursework Completed
15.3%
High School
6.9%
Associates
5.6%
Professional
2.8%
(72 Respondents)
Source: Monster.com Careerbenchmarking Tool

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