Compliance Officer Jobs in New York

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212 New York Compliance Officer jobs found on Monster.

Jobs 1 to 20 of 212
Compliance Risk Officer Bankers Healthcare Group is the premier provider of financing solutions for healthcare professionals nationwide. BHG offers funding for commercial purposes with the speed and efficiency that healthcare professionals deserve and expect. Bankers Healthcare Group, Inc. is looking for a Compliance Risk Officer. This position will be responsible for a wide variety of supervisory...
Code: 2816 Posted On: Thursday, 26th June 2014 Location: Aeroflex, Stevenage Division Wireless Business Unit Phone: [+44] (1438) 742200 Longacres House Six Hills Way, Stevenage, UK, SG1 2AN Duration: Travel: Job Description: Purpose of Role To be responsible, at a facility management level, for supervising and implementing the day to day operations of the Export/Import policy. Duties & Responsibil...
T3 Companies, LLC is currently seeking a Compliance Officer to join the team. The Compliance Officer will coordinate with the CCO regarding firm surveillance, risk assessment, regulatory reporting and branch office reviews. The Compliance Officer will respond and provide guidance to daily compliance inquiries from proprietary traders, staff and partners. The Compliance Officer will assist with the...
Position: Compliance Officer Reports to (Position): Compliance Supervisor Department: Compliance Location: Grand Island, NY POSITION SUMMARY The Compliance Officer works with the Compliance Management Team to support and maintain the Quality Systems in place at the Production Unit from a local, regional and global perspective. This function serves to help identify and correct any cGMP inadequacies...
Interactive Brokers LLC is the fastest growing online broker in the U.S. and serves an increasingly large institutional and sophisticated individual client base. We are the largest online broker in the U.S. based on daily trade volume. We have been named Barron's best online broker three years in a row. The Interactive Brokers Group is publicly traded under the symbol IBKR. Interactive Brokers LLC...
Interactive Brokers LLC is the fastest growing online broker in the U.S. and serves an increasingly large institutional and sophisticated individual client base. We are the largest online broker in the U.S. based on daily trade volume. We have been named Barron's best online broker three years in a row. The Interactive Brokers Group is publicly traded under the symbol IBKR. Interactive Brokers LLC...
Chief Compliance Officer/BSA Major Bank located in New York City is currently seeking a qualified individual for their expanding compliance department. Responsibilities: Develops and maintains an inventory of regulatory requirements applicable to the Branch. Designs and implements a risk assessment process to ensure that all existing and emerging compliance risks are appropriately identified and m...
An elite investment bank is seeking a qualified Compliance Officer to join the Compliance Department in Midtown Manhattan. This position requires a broad scope of knowledge of assigned businesses, including products, operations, systems, and organization and full understanding of all significant regulatory compliance requirements applicable to assigned business(es); Well-developed communications,...
UBS AG, a global financial services company, seeks a Compliance Officer to support the UBS IB Americas FRC (FX, Rates and Credit) trading and sales businesses. Responsibilities to include: Advisory - responsible for providing compliance coverage to the UBS Investment Bank's FRC (FX, Rates and Credit) division Rules and Regulations - responsible for interpreting and enforcing applicable rules and r...
An international bank located midtown seeks a Deputy Compliance Officer. Required: BA/BS in business, 10+ years experience in related bank compliance and management. Know US banking business including commercial lending, private banking, correspondent banking. Proficient in BSA, AML, OFAC plus consumer regulations required (Reg. B, D, E, F, O, P, U, Z, AA, CC, DD). Able to use various internal sof...
Overview: Seeking a Compliance Officer to work in the Compliance Department of a provisionally registered US swap dealer. Responsibilities: Assist with and provide support to the Compliance team in the execution of the Annual Testing and Monitoring program, periodic reviews, training programs and special projects as assigned. Assist with creating, enhancing, and updating policies and procedures to...
Company Confidential Niagara Falls, NY, 14304
COMPLIANCE OFFICER/INDUSTRIAL WASTE INSPECTOR: Please go to www.nfwb.org for requirements....
Position Description Compliance Officer Picture yourself building a successful career at AIG working alongside other talented, highly motivated individuals committed to reaching our goal of becoming our industry’s employer of choice. We believe that our success depends on a world class team with diverse and unequaled expertise. If you would like to be part of a strategic organization where there a...
SBH Health System’s flagship is St. Barnabas Hospital, a not-for-profit hospital (www.sbhny.org) with 461 beds, 100,000 annual emergency department visits and over 500,000 ambulatory care visits. Its network includes a 199 bed Nursing Home (St. Barnabas Rehabilitation & Continuing Care Center) and a Federally Qualified Health Center Look-Alike (Union Community Health Center), and employs 3,000 peo...
Markets compliance officer role at a large investment bank - focused on a variety of product areas including delta one, equity derivatives and structured products. Specific duties will include: •Assess regulatory/compliance controls related to areas of coverage - drafting and delivering Compliance training on these topics •Partner with Trading and IT to further develop and enhance the governance s...
My client is a Diversified Multibillion dollar Hedge Fund located here in NYC, they are looking for a Compliance Officer whom will work side by side with the CCO. Responsibilities will stretch across General trade compliance i.e. Regulatory, Trade Surveillance, Email Surveillance, and Account Compliance....
Large Top tier Multi strategy hedge fund seeks a Front Office Senior Compliance Officer to monitor and offer guidance to portfolio managers and traders with regard to trading activities in the equity, fixed income, commodity, derivative and foreign exchange markets. The position will also monitor relationships and dealings with sell side research firms, expert networks, vdr's and voice brokers. Wi...
The Company Go beyond. At Towers Watson, we are more than individuals. We are a community focused on helping our colleagues and clients thrive and succeed. Towers Watson is a leading global professional services company that helps organizations improve performance through effective people, risk and financial management. With more than 14,000 associates around the world, we offer consulting, techno...
Compliance Officer - Securities Major broker-dealer and clearing firm located in New York City is currently seeking a qualified individual for their expanding compliance department. Responsibilities: Research and respond to regulatory inquiries and exchange requests Point person for equities and options trading desks on regulatory matters Manage exchange, regulatory and internal audit reviews Cond...
HEALTH CARE COMPLIANCE OFFICER JOB DESCRIPTION: Under the direction of the First Deputy Commissioner and in consultation with the Counsel to the Department, the Health Care Compliance Officer will develop, implement and monitor policies, procedures and programs to require and promote compliance with: (a) Federal, State and City laws, rules and regulations governing the billing of governmental and...
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Business Career Tools

Compliance Coordinator

Salaries

$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator in New York
(106 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
47.2%
Master's
19.4%
Some College Coursework Completed
15.3%
High School
6.9%
Associates
5.6%
Professional
2.8%
(72 Respondents)
Source: Monster.com Careerbenchmarking Tool

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