Compliance Officer Jobs in New York

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1000+ New York Compliance Officer jobs found on Monster.

Jobs 1 to 20 of 3052
Position: Compliance Officer Reports to (Position): Compliance Supervisor Department: Compliance Location: Grand Island, NY POSITION SUMMARY The Compliance Officer works with the Compliance Management Team to support and maintain the Quality Systems in place at the Production Unit from a local, regional and global perspective. This function serves to help identify and correct any cGMP inadequ...
The Arc, Oneida-Lewis Chapter is searching for a Full Time Corporate Compliance Officer (CCO) / HIPAA Privacy Officer. Responsibilities include leading Agency compliance efforts, designing and implementing internal controls, policies and procedures to assure compliance with applicable local, state and federal laws and regulations, and third party guidelines; managing audits and investigations into...
The Bank of New York Mellon Corporation Capital Region, NY
Compliance – Senior CAP Compliance Officer (Job Number:1412421) BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 35 countr...
The McGraw-Hill Companies Financial New York, NY
Job Description The Role: This position will be responsible for planning, executing and reporting compliance examinations of S&P operating units (S&P Ratings Services, S&P Cap IQ, S&P Dow Jones Indices) and affiliates primarily in the EMEA region, as well as globally, to assess compliance with regulations, industry practice codes, Codes of Conduct and compliance policies and procedures. The Impa...
CORPORATE SECTOR New York, NY
Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. JPMorgan Chase is seeking talented candidates f...
CORPORATE SECTOR New York, NY
Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, corporate banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. Treasury Services Compliance...
CORPORATE SECTOR New York, NY
Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. Equity Compliance Coverage Officer Description...
JP Morgan NY
140092877 JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of %242 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. JPMorgan Chase is seeking talented candidates for p...
JP Morgan NY
140109556 JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of %242 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. Equity Compliance Coverage Officer Description: J...
JP Morgan NY
140092829 JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of %242 trillion and operations in more than 60 countries. The firm is a leader in investment banking, corporate banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. Treasury Services Compliance, pa...
Citigroup Inc. NAM, NY
Compliance Officer- Compliance Testing Practices/Quality Control Analyst (Cards)-14036068 Description The function will assist in the effective completion of the annual compliance testing program by: performing ongoing quality assurance assessments of testing reports and work papers to ensure full adherence with corporate testing and documentation standards by the testing team; provide feedback ...
Citigroup Inc. NAM, NY
Senior Compliance Officer – Compliance Testing Practices/Quality Control Manager (Cards)-14036123 Description The function will assist in the effective completion of the annual compliance testing program by: performing ongoing quality assurance assessments of testing reports and workpapers to ensure full adherence with corporate testing and documentation standards by the testing team; provide fe...
Citigroup Inc. NAM, NY
Compliance Officer- Mortgage Product Compliance Governance-14035071 Description Position will report to Compliance Governance Manager Director. The Mortgage Product Compliance Governance team is responsible for overseeing and driving execution of key elements within Citi's Compliance Program Policy, the Citi Mortgage Compliance Program, and the Citi Mortgage Servicing Compliance Program. The in...
Citigroup Inc. NAM, NY
Senior Compliance Officer - (Enterprise Compliance Manager)-14059511 Description Reports to Director – Enterprise Compliance Manage the analysis and reporting of regulatory trends and proactively identify areas of potential concern that could be raised by the CFPB or OCC examiners Coordinate and support enterprise-wide compliance initiatives and issue escalation processes Manage regular monit...
The Role: This position will be responsible for planning, executing and reporting compliance examinations of S&P operating units (S&P Ratings Services, S&P Cap IQ, S&P Dow Jones Indices) and affiliates primarily in the North American region, as well as globally, to assess compliance with regulations, industry practice codes, Codes of Conduct and compliance policies and procedures. The Impact: The...
JPMorgan Chase & Co. New York, NY, 10007
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. Equity Compliance Coverage Officer Description: JPMorgan Chase...
Client: NY Branch of Foreign Bank – Midtown Title: Sr. Compliance Officer - Financial Crimes Compliance Base salary: $100,000 - $115,000 REQUIREMENTS Minimum 5 years experience in Banking in compliance or related position. Education Required: BS Degree in Finance, Business or related field. License/Certification(s): Certified Anti Money laundering Specialist (ACAMS) or comparable certificati...
CORPORATE SECTOR Brooklyn, NY
Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. The Global Compliance Operations team is respon...
JP Morgan NY
140090684 JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of %242 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. The Compliance Department of JPMorgan Chase & Co is...
JPMorgan Chase & Co. New York, NY, 10007
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, corporate banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. Treasury Services Compliance, part of Corpora...

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Business Career Tools

Compliance Coordinator

Salaries

$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator in New York
(108 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
45.9%
Master's
21.6%
Some College Coursework Completed
14.9%
High School
6.8%
Associates
5.4%
Professional
2.7%
(74 Respondents)
Source: Monster.com Careerbenchmarking Tool

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