Compliance Officer Jobs in New York - Page 3
SG AMERICAS SECURITIES, LLC New York, 10167
Chief Operating Officer (MARK FIC) (SG Americas Securities, LLC, New York, NY) Work within the Fixed Income & Currency business line to support businesses incl Finance Repurchase Agreements, US Treasuries & Agencies, Mortgage Back Securities, Emerging Markets Repo, US Rates Derivatives & Money Markets).Organize business plans & track requirements in all phases of business development. Review proce...
Global Chief Accounting Officer $300-350K + up to 100% Bonus + Equity (Total Comp $500-700K) Billion dollar global financial service conglomerate seeks CPA with 10+ years combo Property Casualty Insurance and Public (BIG 4 a +) industry experience. Position reports to global CFO. Responsible for hands on and supervisory accounting operations, financial reports, month end close, IFRS reporting, GAA...
Our client is looking for a Sr. BSA/AML Officer to join its growing Compliance team in New York. This individual must have experience in working with a foreign bank; specifically with wire transfers and US Dollar Clearing. He/she will also be responsible for monitoring transactions, conducting OFAC checks, and KYC review. Who we're looking for Bachelor's Degree 5-10 years of relevant experienc...
CHIEF RISK OFFICER Leads and takes ownership and accountability for the planning and execution of all enterprise risk management activities including but not limited to policies, reporting and systems to achieve strategic risk objectives of the credit union and its subsidiary organizations. Directs and oversees risk assessment and internal controls, contracts and vendor management; insurance and b...
DEPUTY COMMISSIONER/CHIEF DIVERSITY AND INCLUSION OFFICER JOB DESCRIPTION: The New York City Fire Department (FDNY) seeks a qualified candidate, with a proven record of success, to lead and establish its Office of Diversity and Inclusion. The selected candidate will serve in the in-house title of Deputy Commissioner - Chief Diversity and Inclusion Officer (CDIO) and report directly to the Commissi...
ANDRUS, a prestigious 34M multi-service non-profit serving vulnerable children and families in Westchester County, is seeking a mission-driven Chief Financial Officer to oversee all aspects of fiscal and budgetary management. This executive will lead a dynamic team of professionals and serve as a core member of the Leadership Team. This position reports to the Chief Executive Officer. Responsibili...
New York City School Construction Authority PROJECT OFFICER Summary of Position: Project Officers report to senior-level Project Officers and are responsible for managing and coordinating personnel, budget, administration and operational activities involved in all phases of assigned school construction projects, from their initial conception through completion and opening of the facility. Responsi...
Our client is looking to add to their Wealth Management department by hiring an AMLOperational Risk Officer as part of their team to provide deposit and lending products and services to serve the needs of their clients. Responsibilities -Conduct research of prospective and current clients. Present findings to senior management to further risk processes -Manage and review the bank's FA's and client...
The Mortgage Loan Officer (MLO) proactively solicits new residential mortgage business and sells Bethpage Federal Credit Union (Bethpage FCU Mortgage) mortgage products to meet established loan quality and production goals. Our MLO continually identifies, develops and maintains a quality network of business relationships that serves as a recurring source of referrals for new mortgage lending oppor...
Data Security Officer Department: Information Technology and Service Department Budget Title: Staff Associate Position Relationships: Reports to: Director of IT Operations Works with: IT unit managers and staff, Internal Audit and Compliance, Office of Council and University Policy Department Under the general direction of the Director of IT operations, the data security engineer is responsible fo...
Company Confidential Astoria, NY, 11101
My Client is looking to hire multiple candidates with NY City building codes and standards ASAP - interviewing NOW Job is very similar to a Sr. Construction Assessment Specialist; Project Architects; Sr. Project Construction Managers Salary is commensurate with experience Project Officer II Summary of Position: Oversee, as the on-site representative, various construction projects in various stages...
Medina Memorial Hospital, as part of Orleans Community Health, is a 43 bed full-service community hospital, serving 45,000 residents with off sites in Orleans, eastern Niagara, and northern Genesee counties. It is the only full-service, acute care system in Orleans County, and is one of the largest non-government employers. Medina Memorial Hospital is located in Medina, NY; 1 hour from Niagara Fal...
The Assistant Membership Officer is the primary supervisor of the Membership Office's front line sales and service team. Responsible for managing staff in all aspects of Membership sales and service delivery, this role will ensure that a warm and welcoming environment is extended to all Members and visitors of the Museum, with a focus on building customer relationships that strengthen connections...
Education Affiliates provides educational programs that deliver real-life career skills in high demand occupations that lead to employment upon graduation and a lifetime of personal growth. Position Description: POSITION OBJECTIVE: The financial aid officer is responsible for assisting students to correctly complete applications for federal, state, and local student financial assistance programs....
Carry through major client transactions from inception to closing Manage credit risk of given client portfolio Approve/decline transactions within credit approval authority Develop and improve relevant credit risk policies Develop and maintain relationships with both internal and external stakeholders Who we're looking for At least 8 years of experience within Wholesale Banking, especi...
Schedule Details/Location This position is located in West Boylston, MA. Job Duties Solicit mortgage loans, interview applicants to obtain pertinent information regarding their loan needs and initiate the lending decision process. Develop and cultivate self-generated referral sources. Develop referral sources for mortgages through partnerships with retail branches Cross-sell bank products Qualific...
Schedule Details/Location This position is located in Melville, NY. Job Duties Solicit mortgage loans, interview applicants to obtain pertinent information regarding their loan needs and initiate the lending decision process. Develop and cultivate self-generated referral sources. Develop referral sources for mortgages through partnerships with retail branches Cross-sell bank products Qualification...
Analyze credit risk variables namely in support of transactions made by portfolio companies in industries relating to Media, Telecom and Technology. Create executive summaries of credit applications that deal with relevant issues with comments and recommendations for senior credit department management to review. Keep careful track of an assigned portfolio of loan assets and report on key ch...
Company Confidential New York City, NY, 10012
Job Work Location: US Compensation Grade: Band 52K Posting Date: 06-10-2014 Posting Number: 20096602 SupOrg - Division Equivalent: CM1017 - Courant Institute of Mathematical Science (CIMS) FT/PT: FT Unit Specific Text: Position Summary: Manage complex sponsored research grants, contracts, gift and faculty 'start-up' funds. Advise Principal Investigators on grant funds management and budget plannin...
The CFO is assigned onsite financial responsibility for a healthcare facility. The CFO administers, directs and monitors all healthcare financial activities and keeps the CEO and the hospital Board of Trustees informed of the financial condition of the facility. Essential Duties and Responsibilities: ? Works with the CEO, corporate staff, Regional Vice-President (RVP), Assistant Vice President (AV...
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$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator in New York
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Provides audit information to management by researching and analyzing data; preparing reports.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Administrative Writing Skills
Supports departments by collecting and coordinating internal compliance data with auditors and various departments.
Complies with federal, state, and local legal requirements by studying existing and new legislation; enforcing adherence to requirements; advising management on needed actions.
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