Compliance Officer Jobs in New York - Page 3

1000+ jobs

Corporate Compliance-Private Funds Compliance Officer-Vice President - New York-150033122 Job Description Private Funds Compliance—Executive Director/Vice President JPMorgan Chase & Co.(NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small bus...

Senior Compliance Officer-Antitrust Compliance-150014807 Job Description JPMorgan Chase & Co.(NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private...

Global Financial Crimes Compliance - KYC Compliance Officer - Executive Director - New York, NY-140111249 Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial tra...

Compliance Global Financial Crime Anti-Corruption- Investigative Support/Special Projects Senior Compliance Officer-150024992 Job Description Anti-Corruption Compliance - Investigative Support/Special Projects Sr. Compliance Officer JPMorgan Chase & Co. (NYSE:JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leade...

Compliance Global Financial Crime-Anti Corruption Senior Compliance Officer-150024854 Job Description This position will be part of JPMorgan's Global Anti-Corruption compliance team, which is responsible for oversight of the firm's anti-corruption program, including program governance, policy development, training, quality assurance, monitoring, exam coordination and policy enforcement. The suc...

Global Financial Crim Compliance-Compliance Officer Anti Corruption-150024893 Job Description This position will be part of JPMorgan's Global Anti-Corruption compliance team, which is responsible for oversight of the firm's anti-corruption program, including program governance, policy development, training, quality assurance, monitoring, exam coordination and policy enforcement. The successful ...

Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. J.P. Morgan seeks a compliance officer for its ...

Job Description This position will be part of JPMorgan's Global Anti-Corruption compliance team, which is responsible for oversight of the firm's anti-corruption program, including program governance, policy development, training, quality assurance, monitoring, exam coordination and policy enforcement. The successful candidate is a proactive and creative leader able to confront multiple challeng...

Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. JPMorgan’s Compliance Group is looking for a Co...

Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. JPMorgan’s Compliance Group is looking for a Co...

Director of Corporate Compliance Nassau Health Care Corporation is a Long Island-based health system committed to delivering coordinated medical care, disease and lifestyle management to everyone, at every stage of life. This 1,200-bed health care system is comprised of Nassau University Medical Center, a 530-bed tertiary care teaching hospital which serves as the primary source of medical care f...

Xerox is the world's leading enterprise for business process and document management. Its services, technology, and expertise enable workplaces - from small businesses to large global enterprises - to simplify the way work gets done so they operate more effectively and focus more on what matters most: their real business. Xerox offers business process outsourcing and IT outsourcing services, inclu...

Compliance Counsel – CCO Potential - NYC NYC investment adviser, $20BB+ AUM, seeks a Compliance Counsel with 3+, 7+ years of experience. Our client is a registered investment adviser and a pioneering leader in the leveraged finance market. Join the Legal and Compliance Department. Report to the CCO; interact with senior management; fast-paced environment. This is an important position within the...

A Global Financial services firm seeks a Compliance Analyst who will be responsible for assisting in all aspects of compliance with the Investment Company Act of 1940 (“1940 Act”) and the Investment Advisers Act of 1940 (“Advisers Act”) as well as specific fund restrictions for all open- and closed-end funds and separately managed institutional accounts. Additionally, the candidate will also assi...

Compliance Assistant Location: New York, New York – Chinatown Area Type: Full-Time or Part-Time (20 hours per week - with possibility for future full-time) Summary: United Orient Bank is currently seeking a Compliance Assistant (Project Assistant) to join our team. This position will report to the Compliance Officer of the Bank. The Compliance Assistant is responsible for providing effective c...

Basic Function: Provide support to the Compliance Department and assist in conducting the daily responsibilities of a Compliance Associate that will be out on temporary medical leave. This is a temporary position. Principal Accountabilities: · Client account documentation (AML , trading authorizations, large trader ID’s, etc) · Maintain employees’ and the Firm’s registrations with regulators ...

A global asset management firm seeks a Compliance & Risk Associate who will be part of the Compliance division who will provide direct support to the Chief Compliance Officer and Risk Management globally. This individual will report directly to the Chief Compliance Officer as well as the Risk Analyst. This person will have the opportunity to learn and grow within a multicultural environment. Com...

Description: An International Bank/Broker dealer seeks Head of Anti-Money Laundering / Counter Terrorism Financing and Sanctions Compliance who will be responsible for the oversight of the design, implementation and maintenance of a comprehensive AML, counter-sanctions, and anti-fraud compliance program for the Americas platform. The program will meet the expectations of the Company’s U.S. regul...

Company Confidential
The Compliance Surveillance and Accounting Associate will have the responsibility of providing support to both the Compliance and Accounting departments. Relative to the Brokerage Compliance – this position is primarily responsible for the review process of flagged emails, correspondence, and validating the accuracy of manually added data to client statements. The review process requires adhering ...

Our client, a Top Tier Global Investment Bank is seeking a VP Level Compliance Officer to support their Sales & Trading Fixed Income Rates & Global FX Desk Responsibilities include: • Provide day to day compliance support to the US Macro Sales, Trading and Structuring businesses as a trusted partner providing best in class regulatory advice and guidance. • Coverage areas include GFX, Rates and ...