Compliance Officer Jobs in New York - Page 3
Manpower is looking for a Compliance Officer for our client in Brooklyn, New York. MAIN RESPONSIBILITIES: Due diligence case request set up and delivery into the case management system for research analyst consumption. Identify and ensure inclusion of the requisite entities to be researched during the due diligence review process. Facilitate research outside of the local Due Diligence Operatio...
The Arc, Oneida-Lewis Chapter is searching for a Full Time Corporate Compliance Officer (CCO) / HIPAA Privacy Officer. Responsibilities include leading Agency compliance efforts, designing and implementing internal controls, policies and procedures to assure compliance with applicable local, state and federal laws and regulations, and third party guidelines; managing audits and investigation...
Our client, an international bank with offices in New York City, is seeking a VP – Capital Markets Regulatory Reporting Compliance Officer in their Ethics & Compliance Regulatory Reporting Department. This role will be responsible for advising the Regulatory Reporting Group on all regulatory reporting matters arising from the firm’s US securities and futures trading activities. This individual mu...
A global investment bank seeks an electronic compliance professional who will be responsible for working with the technology, business, and compliance divisions to build and enhance surveillance systems. The candidate will develop a plan for and test surveillance reports utilized by securities compliance on an on-going periodic basis to ensure they are functioning as expected. He/she will work w...
Our client, a top global financial services firm, seeks a Compliance professional with Anti-Money Laundering and US Sanctions regulatory background, ideally in an institutional banking capacity, to provide compliance support for Treasury and Trade Services Trade Solutions. This important product set includes traditional trade services products (letters of credit, documentary collections, bank to ...
Senior Compliance Officer- Regional Sanctions and AB&C Coordination Officer-14058029 Description This role would support the Regional Office function of Sanctions and AB&C Compliance. The regional Offices are established to provide policy interpretation, guidance, oversight and consistency of the Global Sanctions Compliance program in the Regions. Job Purpose: Oversee and provide direction to ...
Compliance Officer- BUSA AML Program Officer-14056370 Description Banamex USA (BUSA) provides full banking services for companies and individuals that do business in Mexico and the United States. As part of Citigroup, Banamex USA is the U.S. banking arm of Banco Nacional de Mexico (Banamex), Mexico's premier bank. For corporate and individual customers alike, Banamex USA is the gateway to and fr...
TIAA-CREF New York, NY
Job Description For more information about TIAA-CREF, visit our website. The Director, Compliance Officer, Privacy Officer will report to the Sr. Compliance Officer Corporate Compliance, Chief Privacy Officer. Position Objective: To verify that company practices, policies, processes, and procedures are performed in accordance with applicable privacy, data protection and compliance laws. This po...
Citigroup Inc. New York, NY, 10007
Excellent knowledge and expertise of both Sanctions and ABC&C regulations, risks and typologies; 7 years previous experience in banking compliance, legal or other control-related function in the financial services or equivalent industry a plus; Bachelor's Degree Required Previous experience and expertise in the design and implementation of Sanctions and AB&C programs; exposure to Senior Managem...
TIAA-CREF New York, NY, 10007
For more information about TIAA-CREF, visit our website . The Director, Compliance Officer, Privacy Officer will report to the Sr. Compliance Officer Corporate Compliance, Chief Privacy Officer. Position Objective: To verify that company practices, policies, processes, and procedures are performed in accordance with applicable privacy, data protection and compliance laws. This position will prov...
Title: Compliance Officer/Risk Manager Client Overview: Our client is a premier investment firm that provides a wide range of services worldwide to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals.This role is located within Investment Management and has high exposure as well as strong potential for growth an...
Summary Our client a leading global Financial Services organization are looking to recruit a Manhattan based Foreign Exchange Compliance Officer. Client Details Leading global Financial Services organization Description Reporting to the Head of Fixed Income compliance the Foreign Exchange Compliance Officer will be responsible for all compliance issue for the Foreign exchange business. The b...
Summary Our client is seeking an experienced Consumer Compliance Officer. This position will cover key areas of consumer protection and regulatory focus, such as fair lending and UDAAP. To be based in Manhattan. Client Details A leading banking institution. Description Sitting in a team of subject matter experts the Consumer Compliance Officer will be primarily responsible for: Lead Fair Len...
Summary Our client a Top tier Financial Services organization are looking to a recruit a Municipal Securities Compliance Officer to join their Manhattan based team. Client Details A Top tier Financial Services organization Description The Municipal Securities Compliance Officer will provide advisory compliance support for the Municipal Securities Business. The successful indivual will be exp...
Financial Crimes Compliance Officer-Risk Management Group Risk Management Group is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Risk Management Groups functions include Credit, Prudential, Capital and Markets, Market Risk, Operational Risk, Compliance, Quantitative Applications, Internal Audit and Data Policy. Key Res...
A Preeminent privately-owned wealth management and investment advisory firm seeks an Investment Management Compliance Officer. This position reports directly into the Associate Directors of Investment Management Compliance but will work daily with the Chief Compliance Officer Responsibilities: • Oversight of the preparation of board materials. • Review of compliance policies and procedures, qu...
Company Confidential New York City, NY, 10018
General Position Summary: The Senior Compliance Officer is responsible for providing strategic oversight for supporting the Bank’s Chief Compliance Officer and Senior Management with identifying emerging compliance risks, addressing compliance issues, and assisting with the establishment of controls and strategies to mitigate compliance risks. In addition, the Senior Compliance Officer is respons...
An international bank located midtown seeks a Deputy Compliance Officer. Required: BA/BS in business, 10+ years experience in related bank compliance and management. Know US banking business including commercial lending, private banking, correspondent banking. Proficient in BSA, AML, OFAC plus consumer regulations required (Reg. B, D, E, F, O, P, U, Z, AA, CC, DD). Able to use various internal sof...
Senior Market Compliance Officer-NYC Job Overview: The Senior Markets Compliance Officer is responsible for reviewing the supervisory systems and the policies and procedures implemented within our client’s 2 primary entities, and for recommending appropriate action reasonably designed to achieve ongoing compliance with applicable laws, rules and regulations. Key Responsibilities: Overall manag...
Company Confidential new york City, NY
BH527 - SENIOR COMPLIANCE OFFICER - FCC Our client, a mid-sized bank is seeking a Senior Compliance Officer to join its growing department. JOB DESCRIPTION As a Senior Compliance Officer, the successful candidate would be responsible for ensuring that compliance related matters become integral to the staff and an important component of process and procedure development. He/she will support assi...
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$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator in New York
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Provides audit information to management by researching and analyzing data; preparing reports.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Administrative Writing Skills
Prepares compliance audit data by compiling and analyzing internal and external information.
Helps others by answering questions and responding to requests.
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