Compliance Officer Jobs in North Carolina

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43 North Carolina Compliance Officer jobs found on Monster.

Jobs 1 to 20 of 43
The University of North Carolina Greenville, NC, 27833
The Compliance Officer will develop and implement control and monitoring procedures that will ensure the Institute complies with applicable state and federal regulations, NC State policies, and the Bylaws and Membership Agreements of the Institute. The Compliance Officer will be responsible for securing and controlling all proprietary and sensitive information that is given to the Institute and wi...
North Carolina State University Raleigh, NC, 27611
The Compliance Officer will develop and implement control and monitoring procedures that will ensure the Institute complies with applicable state and federal regulations, NC State policies, and the Bylaws and Membership Agreements of the Institute. The Compliance Officer will be responsible for securing and controlling all proprietary and sensitive information that is given to the Institute and wi...
Laboratory Corporation of America Burlington, NC
LabCorp ® Corporate Compliance Officer Department: Corporate Affairs Grade: 11 **Applications will be accepted until 12 midnight on 07/27/14. Laboratory Corporation of America® Holdings, an S&P 500 company, is a pioneer in commercializing new diagnostic technologies and the first in its industry to embrace genomic testing. The LabCorp® Corporate Compliance Department seeks a Compliance Office...
TIAA-CREF Charlotte, NC
Job Description THE COMPANY For more information about TIAA-CREF, visit our website. Compliance Officer - Regulatory Examinations & Inquiries TIAA-CREF is seeking a Compliance Officer-Regulatory Examinations & Inquiries for our Charlotte office. This position supports the Regulatory Examination & Inquiries Program at TIAA-CREF. It requires the effective management of compliance responsibiliti...
TIAA-CREF Charlotte, NC
Job Description For more information about TIAA-CREF, visit our website. Compliance Officer This role of a compliance professional will be supporting with execution of the new SR08-8 compliance program. It can be filled in Charlotte or New York. Responsibilities will include supporting the development and implementation of program components and ultimately monitoring adherence with the requirem...
TIAA-CREF Charlotte, NC
Job Description For more information about TIAA-CREF, visit our website. Compliance Officer This role of a compliance professional will be supporting with execution of the new SR08-8 compliance program. It can be filled in Charlotte or New York. Responsibilities will include supporting the development and implementation of program components and ultimately monitoring adherence with the requirem...
TIAA-CREF Charlotte, NC
Job Description For more information about TIAA-CREF, visit our website. Compliance Officer, Fiduciary This position can be filled in Charlotte, NC or St. Louis, MO. This position will report to the Chief Compliance Officer of TIAA-CREF Trust Company, FSB (the Bank) and is critical for supporting the trust and fiduciary compliance program for the bank. This includes assisting in the execution o...
TIAA-CREF Charlotte, NC
Job Description For more information about TIAA-CREF, visit our website. Compliance Officer -Financial Crimes Governance This position is for a Financial Crimes (FC) Governance Officer. The FC Governance Officer will be the primary liaison with the lines of business (Trust/FSB, Individual, Institutional, TC Life, Asset Management) to provide governance, training, testing and advisory services i...
1000-UNCH Chapel Hill, NC
Description This position will be located at High Point Regional Hospital (HPRH) in High Point, NC General Purpose: The responsibilities of the Compliance Officer position include planning, developing and revising all aspects of an effective compliance program to meet the changes in the regulatory environment. Oversees, coordinates, and monitors the day-to-day functions of the HPRH Compliance O...
Line of Business: Investments Group Job Category: Professionals Desired Skills: 1. Series 4 - FINRA Options Principal Minimum Qualifications: 1. Four-year college degree in business related major or equivalent work-related experience. 2. Five years experience in the securities industry 3. Working knowledge of computers 4. Ability to travel as required 5. Advanced securities and insurance ...
UNC Health Care Systems Chapel Hill, NC, 27516
This position will be located at High Point Regional Hospital (HPRH) in High Point, NC General Purpose: The responsibilities of the Compliance Officer position include planning, developing and revising all aspects of an effective compliance program to meet the changes in the regulatory environment. Oversees, coordinates, and monitors the day-to-day functions of the HPRH Compliance Office. DESCR...
The University of North Carolina Greenville, NC, 27833
The Director of University Compliance/Chief Compliance Officer (CCO) reports to the General Counsel, with dotted line reporting relationships to the Chancellor and to the Finance and Audit Committee of the Board of Trustees. The CCO shall be responsible for the following: The development, implementation, administration, and general oversight of an enterprise-wide compliance program; Implementati...
Credit Suisse Raleigh, NC, 27611
Compliance officer within Americas Compliance, responsible for: monitoring applicable regulatory developments relating to electronic communications and social media, including participating in industry forums to learn, share and develop/enhance his/her understanding of the social media regulatory and compliance environment with peer organizations; assisting in developing the Americas GC departme...
For more information about TIAA-CREF, visit our website . Compliance Officer, Fiduciary This position can be filled in Charlotte, NC or St. Louis, MO. This position will report to the Chief Compliance Officer of TIAA-CREF Trust Company, FSB (the Bank) and is critical for supporting the trust and fiduciary compliance program for the bank. This includes assisting in the execution of an oversight a...
The University of North Carolina Greenville, NC, 27833
The Title IX Compliance Officer directs an institutional comprehensive compliance program by assessing institutional Title IX compliance, developing initiatives, delivering education and training offerings, and coordinating awareness of gender equity and sex discrimination across the university. The Officer reports to the Associate Provost for Equity and Diversity in the Office for Equity and Dive...
TIAA-CREF Charlotte, NC
Job Description For more information about TIAA-CREF, visit our website. Compliance Officer, AML Tuning The TIAA group of companies relies on Anti-Money Laundering and Fraud automated systems to assist in making critical risk decisions for AML Regulatory Compliance and Fraud detection purposes. The Tuning & Optimization function of these automated systems are key Compliance Risk Management acti...
Account Representative - excellent opportunity with a growing company! The Account Representative position includes a competitive salary and full benefit package - applications are now being accepted. Position Summary: Key Benefit Administrators is seeking an Account Representative in Client Relations to deliver results oriented, service to our clients and to successfully meet their expectations ...
AmTrust Financial Services, Inc. Charlotte, NC, 28201
About the Organization AmTrust Financial Services, Inc., (Nasdaq: AFSI) headquartered in New York City, is a multinational insurance holding company, which, through its insurance carriers, offers specialty property and casualty insurance products, including workers' compensation, commercial automobile and general liability; extended service and warranty coverage. For more information about AmTrus...
The University of North Carolina Greenville, NC, 27833
The Technology Support Technician position will provide first and second-tier evening classroom client support in the operation of and training in the use of classroom management and instructional technologies in the Health Sciences Building, in the interactive video classrooms and in teaching classrooms across the university campus. The position will promote, operate and support the use of new te...
Job Title: Compliance Manager 5 Job ID Number: 5045087 Schedule Type: Reg-Time Work Hours: 40 Location: Charlotte,NC Qualifications: An advanced degree (MBA and/or JD) Strong communication and collaboration skills Prior experience dealing directly with various regulators/internal auditors. Broad-based knowledge of financial services-related activities with strong ability to quickly gras...

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Business Career Tools

Compliance Coordinator

Salaries

$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator in North Carolina
(108 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
45.9%
Master's
21.6%
Some College Coursework Completed
14.9%
High School
6.8%
Associates
5.4%
Professional
2.7%
(74 Respondents)
Source: Monster.com Careerbenchmarking Tool

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