Compliance Officer Jobs in North Carolina

383 jobs

Essential Job Duties: Reporting to the NC State University Chief of Police, the Clery Act Compliance Coordinator works collaboratively with various offices at the University to ensure the institution’s compliance with the Jeanne Clery Disclosure of Campus Security Policy and Campus Crime Statistics Act and associated regulations. Job Summary: The Clery Act Compliance Office/Coordinator will manag...

Description The responsibilities of the UNCH Compliance Officer position include planning, developing and revising all aspects of an effective compliance program to meet the changes in the regulatory environment. Oversees, coordinates, and monitors the day-to-day functions of the Compliance Office. Ensure that the Compliance Program is developed, evaluated, and revised to meet the changes in the ...

Description Location: High Point Regional Hospital and Caldwell Memorial Hospital Full time position; 40 hours/week This position will support High Point Regional Hospital and Caldwell Memorial Hospital The responsibilities of the Compliance Officer position include planning, developing and revising all aspects of an effective compliance program to meet the changes in the regulatory environmen...

Responsibilities The Sr. Compliance Officer for Enterprise Programs is an experienced compliance contributor with experience in the establishment and execution of regulatory required enterprise compliance programs (e.g., Volcker Rule, FINRA, and SEC) including ongoing oversight, monitoring, analysis, reporting and governance. Must demonstrate the ability to manage complex compliance risk issues ...

Responsibilities The Sr. Compliance Officer for Enterprise Programs is an experienced compliance contributor with experience in the establishment and execution of regulatory required enterprise compliance programs (e.g., Volcker Rule, FINRA, and SEC) including ongoing oversight, monitoring, analysis, reporting and governance. Must demonstrate the ability to manage complex compliance risk issues ...

Description Benefits Supplemental Questions Orange County currently has a Code Compliance Officer III opening in the Planning and Inspections Department. The individual in this role will Inspect residential and commercial building construction and renovations for compliance with applicable zoning, ordinance, and building codes which could include building, mechanical, electrical, plumbing, occu...

Compliance Officer Use your LinkedIn Profile to help you apply faster! Apply with LinkedIn Job ID #: 24528 Location: NC-Raleigh Functional Area: Compliance Employment Type: Full-Time Exempt Education Required: Bachelors Degree Experience Required: 5 years Days and Hours: Monday through Friday, 8-5 Physical Address: 16 E Rowan Street, Raleigh, NC 27609 Department Name: Corporate Complian...

Responsibilities The Senior Compliance Officer Regulatory Intelligence is an experienced compliance contributor with a broad knowledge of the federal and state regulations affecting large financial institutions and may possess specific subject matter expertise in regulatory matters in one or more disciplines (Consumer, Commercial, Securities, Insurance, or Trust). Demonstrated background in manag...

Responsibilities The Compliance Officer Regulatory Intelligence will be a key member of the Regulatory Intelligence Services team driving the culture of regulatory change and development compliance across the organization. This position requires excellent communication and technical skills to provide immediate value by identifying applicable banking laws, rules, regulations, and guidance to deter...

Compliance Officer Use your LinkedIn Profile to help you apply faster! Apply with LinkedIn Job ID #: 24528 Location: NC-Raleigh Functional Area: Compliance Employment Type: Full-Time Exempt Education Required: Bachelors Degree Experience Required: 5 years Days and Hours: Monday through Friday, 8-5 Physical Address: 16 E Rowan Street, Raleigh, NC 27609 Department Name: Corporate Complian...

Description: Associate Compliance Officer identifies, investigates and resolves compliance issues related to coding, billing and documentation and reimbursement activities of DUHS facilities. Assists operational staff in review and implementation of CMS and governmental coding regulations. Evaluates information published including regulatory and manual updates, fraud alerts, OIG advisory opinio...

Administer and oversee all aspects of the trade surveillance for the firm’s alternative investments and investment advisory activities. Work closely with the compliance team in Poland to ensure trade surveillance activities are being performed timely and are being escalated and appropriately resolved. Monitor, enhance, and enforce trading policies and procedures pursuant to the Investment Advisers...

Job Duties Serves as Compliance Officer to oversee: training, medical logistics, infection control/health & safety for the Emergency Medical Services & Safety divisions; oversees & records the training activities of all county agencies providing emergency services; establishes & evaluates policies, procedures & operations; prepares & maintains detailed reports & files; provides paramedic coverage...

Description: The Compliance Officer establishes and implements an effective compliance program to prevent illegal, unethical or improper conduct. The Compliance Officer acts as staff to the CEO and Governing Board by monitoring and reporting results of the compliance and ethics efforts of the company and in providing guidance for the Board and senior management team on matters relating to reportin...

A challenging function within the Central Compliance Group (CCG) of the Credit Suisse General Counsel Division. Understand and conduct Suitability monitoring and targeted reviews. Oversight of and the capacity to challenge the findings of the recurring suitability & appropriateness monitoring for all divisions. Liaise with stakeholders to implement IS (investment suitability) related training, ...

Responsibilities The Consumer Compliance Department at Citizens Bank is responsible for providing superior regulatory support and guidance to the Consumer Banking lines of business and for evaluating, tracking and reporting on the state of regulatory compliance. To meet these on-going and challenging needs, Citizens Bank is seeking a Senior Compliance Officer to be responsible for the enhancemen...

33378BR Compliance Senior Risk Officer - Testing Compliance Group Winston-Salem, NC - 2400 Reynolda Road English Full time Regular 1st shift 40 Test compliance programs, use professional judgment to identify control weaknesses, document and report findings and assist in the correction of identified issues. Perform necessary compliance testing, with attention to enterprise impact, accuracy...

Description Safeguards the assets of UNC Health Care by performing audits to assure compliance with established policies and regulatory/legal requirements. Supports the Audit and Compliance Services department by ensuring the accuracy and reliability of data and by promoting operating efficiencies. Protects the financial operation of the Health System by identifying and assessing risks and exposu...

33857BR Compliance Risk Manager - Lending Compliance Group Compliance Group Winston-Salem, NC - 200 West Second Street English Full time Regular 1st shift 40 Be a lending subject matter expert and risk manager who, under limited supervision, is responsible for managing and supervising compliance risks related to assigned lines of business (LOBs), products, disclosures, advertisements, mar...

About Vidant Health Vidant Health is a regional health system serving 29 counties in eastern North Carolina. We are working every day to improve the health of the 1.4 million people we serve. Vidant Health is made up of 8 hospitals, physician practices, home health, hospice, wellness centers and other health care services. Vidant Medical Center is affiliated with the Brody School of Medicine at E...