Compliance Officer Jobs in North Carolina

Currently, there are no Compliance Officer jobs available in North Carolina which match this search. You may wish to explore similar job titles on the Business jobs in North Carolina page or view related jobs below.
Here are some related jobs:
Company Confidential Fort Wayne, IN, 46804
Local, independent Registered Investment Advisory firm seeking experienced Chief Compliance Officer Requirements : •Bachelors Degree in business or related field; 5+ years experience in managing RIA compliance •prior experience with SEC exams •Understanding of the Investment Adviser Act of 1940 and its requirements •compliance designations preferred, e.g. Investment Advisor Certified Compl...
TEXAS MEDICAL BOARD A state Agency Looking for COMPLIANCE OFFICER MONTHLY COMPENSATION @ $3550.00 NON-NEGOTIABLE “HOME-BASED POSITION” INTERVIEWS WILL BE CONDUCTED IN AUSTIN Only applicants that reside in the greater San Antonio area will be considered STATE OF TEXAS BENEFITS PACKAGE A STATE APPLICATION MUST BE COMPLETED For complete job description and state application go to the follow...
Sandhill is an investment management firm seeking a full-time compliance professional to serve as Chief Compliance Officer (CCO). Sandhill Investment Management is a fast growing Registered Investment Advisor (RIA) regulated by the SEC. The CCO will report directly to the Managing Partner. Sandhill seeks a candidate with extensive compliance experience in the securities industry that would like to...
The Director of Government Programs - Compliance and Medicare Compliance Officer is accountable for oversight of the Medicare Compliance Program and officially manages the interface with the Centers for Medicare and Medicaid Services (CMS), the federal regulatory agency over the Medicare Advantage (MA) and Medicare Prescription Drug (Part D) line of business. This position oversees the implementat...
Export Compliance Officer - CA (http://www.chiptonross.com/newjobs/148790.htm) Responsibilities: o Ensuring all export controlled technical data and other materials are properly secured from unauthorized access by non-US Persons and that such items carry the proper Trade Control Statements o Coordinating export compliance requirements applicable to visitors with Client and New Mexico Spaceport...
Bright Horizons L.P New York, NY
International Wealth Management Compliance Officer Job Number: : 3028659 Posting Date : Jun 27, 2014 Primary Location : Americas-United States of America-New York-New York Education Level : Bachelor's Degree Job : Compliance Employment Type : Full Time Job Level : Vice President Description Company Profile Morgan Stanley is a leading global financial services firm providing a wide range ...
Union BANK LOS ANGELES, CA
Vice President, Investment Banking and Market Surveillance Compliance Officer-34146-C Description Join a financial group that’s as committed to your future as you are. At MUFG, we share a vision for our future, we share our successes, and we strive to bring out the best in each other in everything we do. Our 14,000 diverse colleagues are connected by a common ambition to create change for the be...
Description Responsible for the implementation and administration of compliance programs. Ensures applicable laws and regulations are met by transactional testing and reviews of business units and related technologies and processes. Evaluates compliance adherence through analyzing data and reporting results, risks and trends to management. Reviews filings or reports to regulatory agencies. Depend...
City of Houston, TX Houston, TX, 77020
POSITION OVERVIEW Benefits Supplemental Questions PN #13299 Applications accepted from: ALL PERSONS INTERESTED Sr. Contract Compliance Officer Human Resources Director's Office Contract Compliance and Special Projects 611 Walker, Garden Level* Monday – Friday; 8 a.m. – 5 p.m.* *Subject to Change * DESCRIPTION OF DUTIES/ ESSENTIAL FUNCTIONS Performs administrative duties in reviewing a...
Bank of the West Monterey Park, CA
Qualifications Required Education or Equivalent Experience High School Diploma or GED Required Bachelor’s Degree in Business Administration or related field Required Required Experience Years of functional/professional experience: 5 - 7 yrs combined Compliance/Audit/Risk Management experience Alternative: Combination of education and experience (years /description): Bachelors degree or equiv...
Qualifications · Minimum of 8 to 10 years of proven AML Compliance and Region/Line of Business experience within a global financial institution · Minimum of a Bachelor’s degree in business, related field or equivalent experience · Very strong relationship building, networking, managerial, and communication skills required · Strong analytical, organizational and planning skills required · Deep...
This position is responsible for providing clear, accurate, and timely guidance on all escalations referred to the U.S. Economic Sanctions Advisory team. The candidate will be responsible for performing due diligence and research on prospective and existing clients as well as transactions undertaken by the global markets, commercial banking, private baking, and retail banking businesses. The candi...
What sets Bank of the West apart from other banks is our team members–they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our modern western values—straightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters and rewards excell...
What sets Bank of the West apart from other banks is our team members–they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our modern western values—straightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters and rewards excell...
Yang Management, Inc. is currently looking for a dedicated Project Manager I (Labor Compliance Officer), who is a team player for assignment on a multi-billion bond program for the largest Community College school district in California. Position Overview: The Labor Compliance Officer (LCO) provides senior level management, oversight and assistance to the District’s Labor Compliance Department o...
CORPORATE SECTOR New York, NY
Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. The Quality Testing (“QT”) Team is an integral ...
CORPORATE SECTOR NOC 5, CA
Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. The Institutional Equities Surveillance group i...
Searchamericanjobs New York, NY
## Description What sets Bank of the West apart from other banks is our team members–they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our mode weste values-straightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters and ...
CORPORATE SECTOR NOC 5, CA
Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. Consumer & Community Banking Auto Finance Chas...
Marten Transport Long Island City, NY
Reference Code: 14049783Location: Long Island City, NY, USAEducation Level: Bachelor's Degree Brief Description of the Organization Citi, the leading global financial services company, provides consumers, corporations, governments and institutions with a broad range of financial products and services. Additional information may be found at www.citigroup.com. Description The Citi Global Retail Bank...

Get new jobs by email for this search
We'll keep looking and send you new jobs that match this search.
email me

Upload your resume and let employers find you!
It's that simple!

Business Career Tools

Compliance Coordinator

Salaries

$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator in North Carolina
(106 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
47.2%
Master's
19.4%
Some College Coursework Completed
15.3%
High School
6.9%
Associates
5.6%
Professional
2.8%
(72 Respondents)
Source: Monster.com Careerbenchmarking Tool

Popular Compliance Officer Articles

Finance Jobs Article Rating
Whether your beat is auditing, tax, financial analysis, lending or another specialty, explore careers in finance and search for finance jobs now.
Resume Tips for Finance Professionals Article Rating
Tune up your resume to highlight the financial expertise and accomplishments employers are looking for.
For Employers: Post Jobs | Search Resumes | Advertise
About Monster | Work for Monster | Advertise with Us | AdChoices | Partner with Us | Investor Relations | Social Media
Terms of Use | Privacy Center | Accessibility Center | Help | Security | Contact Us | Sitemap | Mobile
©2014 Monster - All Rights Reserved U.S. Patents No. 5,832,497; 7,599,930 B1; 7,827,125 and 7,836,060 MWW - Looking for Monster Cable? - V: 2014.4.45.50-317
eTrustLogo