Compliance Officer Jobs in North Carolina

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61 North Carolina Compliance Officer jobs found on Monster.

Jobs 1 to 20 of 61
TIAA-CREF Charlotte, NC
Job Description For more information about TIAA-CREF, visit our website. Compliance Officer -Financial Crimes Governance This position is for a Financial Crimes (FC) Governance Officer. The FC Governance Officer will be the primary liaison with the lines of business (Trust/FSB, Individual, Institutional, TC Life, Asset Management) to provide governance, training, testing and advisory services i...
1000-UNCH Chapel Hill, NC
Description This position will be located at High Point Regional Hospital (HPRH) in High Point, NC General Purpose: The responsibilities of the Compliance Officer position include planning, developing and revising all aspects of an effective compliance program to meet the changes in the regulatory environment. Oversees, coordinates, and monitors the day-to-day functions of the HPRH Compliance O...
TIAA-CREF Charlotte, NC
Job Description For more information about TIAA-CREF, visit our website. Compliance Officer, Fiduciary This position can be filled in Charlotte, NC or St. Louis, MO. This position will report to the Chief Compliance Officer of TIAA-CREF Trust Company, FSB (the Bank) and is critical for supporting the trust and fiduciary compliance program for the bank. This includes assisting in the execution o...
Line of Business: Investments Group Job Category: Professionals Desired Skills: 1. Series 4 - FINRA Options Principal Minimum Qualifications: 1. Four-year college degree in business related major or equivalent work-related experience. 2. Five years experience in the securities industry 3. Working knowledge of computers 4. Ability to travel as required 5. Advanced securities and insurance ...
Marten Transport Raleigh, NC
*Our Company*State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.40 trillion in assets under custody and administration and $2.48 trillion in assets under management as of June 30, 2014, State Street operates globally in more than 100...
Marten Transport Raleigh, NC
*Our Company*State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.40 trillion in assets under custody and administration and $2.48 trillion in assets under management as of June 30, 2014, State Street operates globally in more than 100...
For more information about TIAA-CREF, visit our website . Compliance Officer -Financial Crimes Governance This position is for a Financial Crimes (FC) Governance Officer. The FC Governance Officer will be the primary liaison with the lines of business (Trust/FSB, Individual, Institutional, TC Life, Asset Management) to provide governance, training, testing and advisory services in support of ...
Job Title: Global Chief Compliance Officer and Job ID Number: 5044548 Schedule Type: Reg-Time Work Hours: 40 Location: Charlotte,NC Qualifications: BA/BS equivalent Proven experience presenting to institutional clients, auditors and/or regulators Excellent communication skills both verbal and written Ability to handle heavy workloads while remaining focused in fast paced environment Wel...
UNC Health Care Systems Chapel Hill, NC, 27516
This position will be located at High Point Regional Hospital (HPRH) in High Point, NC General Purpose: The responsibilities of the Compliance Officer position include planning, developing and revising all aspects of an effective compliance program to meet the changes in the regulatory environment. Oversees, coordinates, and monitors the day-to-day functions of the HPRH Compliance Office. DESCR...
The University of North Carolina Greenville, NC, 27833
The Director of University Compliance/Chief Compliance Officer (CCO) reports to the General Counsel, with dotted line reporting relationships to the Chancellor and to the Finance and Audit Committee of the Board of Trustees. The CCO shall be responsible for the following: The development, implementation, administration, and general oversight of an enterprise-wide compliance program; Implementati...
Credit Suisse Raleigh, NC, 27611
Compliance officer within Americas Compliance, responsible for: monitoring applicable regulatory developments relating to electronic communications and social media, including participating in industry forums to learn, share and develop/enhance his/her understanding of the social media regulatory and compliance environment with peer organizations; assisting in developing the Americas GC departme...
For more information about TIAA-CREF, visit our website . Compliance Officer, Fiduciary This position can be filled in Charlotte, NC or St. Louis, MO. This position will report to the Chief Compliance Officer of TIAA-CREF Trust Company, FSB (the Bank) and is critical for supporting the trust and fiduciary compliance program for the bank. This includes assisting in the execution of an oversight a...
The University of North Carolina Greenville, NC, 27833
The Title IX Compliance Officer directs an institutional comprehensive compliance program by assessing institutional Title IX compliance, developing initiatives, delivering education and training offerings, and coordinating awareness of gender equity and sex discrimination across the university. The Officer reports to the Associate Provost for Equity and Diversity in the Office for Equity and Dive...
The University of North Carolina Greenville, NC, 27833
The Compliance Officer will develop and implement control and monitoring procedures that will ensure the Institute complies with applicable state and federal regulations, NC State policies, and the Bylaws and Membership Agreements of the Institute. The Compliance Officer will be responsible for securing and controlling all proprietary and sensitive information that is given to the Institute and wi...
North Carolina State University Raleigh, NC, 27611
The Compliance Officer will develop and implement control and monitoring procedures that will ensure the Institute complies with applicable state and federal regulations, NC State policies, and the Bylaws and Membership Agreements of the Institute. The Compliance Officer will be responsible for securing and controlling all proprietary and sensitive information that is given to the Institute and wi...
TIAA-CREF Charlotte, NC
Job Description For more information about TIAA-CREF, visit our website. Compliance Officer, AML Tuning The TIAA group of companies relies on Anti-Money Laundering and Fraud automated systems to assist in making critical risk decisions for AML Regulatory Compliance and Fraud detection purposes. The Tuning & Optimization function of these automated systems are key Compliance Risk Management acti...
Laboratory Corporation of America Burlington, NC
LabCorp ® Corporate Compliance Officer Department: Corporate Affairs Grade: 11 **Applications will be accepted until 12 midnight on 07/27/14. Laboratory Corporation of America® Holdings, an S&P 500 company, is a pioneer in commercializing new diagnostic technologies and the first in its industry to embrace genomic testing. The LabCorp® Corporate Compliance Department seeks a Compliance Office...
TIAA-CREF Charlotte, NC
Job Description For more information about TIAA-CREF, visit our website. Compliance Officer This role of a compliance professional will be supporting with execution of the new SR08-8 compliance program. It can be filled in Charlotte or New York. Responsibilities will include supporting the development and implementation of program components and ultimately monitoring adherence with the requirem...
TIAA-CREF Charlotte, NC
Job Description THE COMPANY For more information about TIAA-CREF, visit our website. Compliance Officer - Regulatory Examinations & Inquiries TIAA-CREF is seeking a Compliance Officer-Regulatory Examinations & Inquiries for our Charlotte office. This position supports the Regulatory Examination & Inquiries Program at TIAA-CREF. It requires the effective management of compliance responsibiliti...
TIAA-CREF Charlotte, NC
Job Description For more information about TIAA-CREF, visit our website. Compliance Officer This role of a compliance professional will be supporting with execution of the new SR08-8 compliance program. It can be filled in Charlotte or New York. Responsibilities will include supporting the development and implementation of program components and ultimately monitoring adherence with the requirem...

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Business Career Tools

Compliance Coordinator

Salaries

$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator in North Carolina
(108 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
45.9%
Master's
21.6%
Some College Coursework Completed
14.9%
High School
6.8%
Associates
5.4%
Professional
2.7%
(74 Respondents)
Source: Monster.com Careerbenchmarking Tool

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