Compliance Officer Jobs in North Carolina

RSS

27 North Carolina Compliance Officer jobs found on Monster.

Jobs 1 to 20 of 27
For more information about TIAA-CREF, visit our website . Compliance Officer -Financial Crimes Governance This position is for a Financial Crimes (FC) Governance Officer. The FC Governance Officer will be the primary liaison with the lines of business (Trust/FSB, Individual, Institutional, TC Life, Asset Management) to provide governance, training, testing and advisory services in support of ...
The University of North Carolina Greenville, NC, 27833
The Compliance Officer will develop and implement control and monitoring procedures that will ensure the Institute complies with applicable state and federal regulations, NC State policies, and the Bylaws and Membership Agreements of the Institute. The Compliance Officer will be responsible for securing and controlling all proprietary and sensitive information that is given to the Institute and wi...
North Carolina State University Raleigh, NC, 27611
The Compliance Officer will develop and implement control and monitoring procedures that will ensure the Institute complies with applicable state and federal regulations, NC State policies, and the Bylaws and Membership Agreements of the Institute. The Compliance Officer will be responsible for securing and controlling all proprietary and sensitive information that is given to the Institute and wi...
Laboratory Corporation of America Burlington, NC
LabCorp ® Corporate Compliance Officer Department: Corporate Affairs Grade: 11 **Applications will be accepted until 12 midnight on 07/27/14. Laboratory Corporation of America® Holdings, an S&P 500 company, is a pioneer in commercializing new diagnostic technologies and the first in its industry to embrace genomic testing. The LabCorp® Corporate Compliance Department seeks a Compliance Office...
Line of Business: Investments Group Job Category: Professionals Desired Skills: 1. Series 4 - FINRA Options Principal Minimum Qualifications: 1. Four-year college degree in business related major or equivalent work-related experience. 2. Five years experience in the securities industry 3. Working knowledge of computers 4. Ability to travel as required 5. Advanced securities and insurance ...
UNC Health Care Systems Chapel Hill, NC, 27516
This position will be located at High Point Regional Hospital (HPRH) in High Point, NC General Purpose: The responsibilities of the Compliance Officer position include planning, developing and revising all aspects of an effective compliance program to meet the changes in the regulatory environment. Oversees, coordinates, and monitors the day-to-day functions of the HPRH Compliance Office. DESCR...
The University of North Carolina Greenville, NC, 27833
The Director of University Compliance/Chief Compliance Officer (CCO) reports to the General Counsel, with dotted line reporting relationships to the Chancellor and to the Finance and Audit Committee of the Board of Trustees. The CCO shall be responsible for the following: The development, implementation, administration, and general oversight of an enterprise-wide compliance program; Implementati...
Credit Suisse Raleigh, NC, 27611
Compliance officer within Americas Compliance, responsible for: monitoring applicable regulatory developments relating to electronic communications and social media, including participating in industry forums to learn, share and develop/enhance his/her understanding of the social media regulatory and compliance environment with peer organizations; assisting in developing the Americas GC departme...
For more information about TIAA-CREF, visit our website . Compliance Officer, Fiduciary This position can be filled in Charlotte, NC or St. Louis, MO. This position will report to the Chief Compliance Officer of TIAA-CREF Trust Company, FSB (the Bank) and is critical for supporting the trust and fiduciary compliance program for the bank. This includes assisting in the execution of an oversight a...
The University of North Carolina Greenville, NC, 27833
The Title IX Compliance Officer directs an institutional comprehensive compliance program by assessing institutional Title IX compliance, developing initiatives, delivering education and training offerings, and coordinating awareness of gender equity and sex discrimination across the university. The Officer reports to the Associate Provost for Equity and Diversity in the Office for Equity and Dive...
AmTrust Financial Services, Inc. Charlotte, NC, 28201
About the Organization AmTrust Financial Services, Inc., (Nasdaq: AFSI) headquartered in New York City, is a multinational insurance holding company, which, through its insurance carriers, offers specialty property and casualty insurance products, including workers' compensation, commercial automobile and general liability; extended service and warranty coverage. For more information about AmTrus...
Job Title: Compliance Manager 5 Job ID Number: 5045087 Schedule Type: Reg-Time Work Hours: 40 Location: Charlotte,NC Qualifications: An advanced degree (MBA and/or JD) Strong communication and collaboration skills Prior experience dealing directly with various regulators/internal auditors. Broad-based knowledge of financial services-related activities with strong ability to quickly gras...
Capital Bank Corporation Raleigh, NC, 27611
SUMMARY Reporting to the Consumer Compliance Officer, this position is responsible for assisting with all aspects of the Company’s Regulatory Compliance Program in order to effectuate successful Compliance examinations. ESSENTIAL DUTIES AND RESPONSIBILITIES include the following. Other duties may be assigned. • Works with the Consumer Compliance Officer and Compliance Director to develop and maint...
Pricewaterhouse Coopers Raleigh, NC
Boards of Directors and executive management recognize the ever increasing importance of effective risk management efforts in meeting their organization's strategic objectives. Globalization, evolving business models, upgraded IT systems, the changing regulatory environment and higher stakeholder expectations serve as a critical catalyst driving this heightened need to identify and address signifi...
Pricewaterhouse Coopers Charlotte, NC
Boards of Directors and executive management recognize the ever increasing importance of effective risk management efforts in meeting their organization's strategic objectives. Globalization, evolving business models, upgraded IT systems, the changing regulatory environment and higher stakeholder expectations serve as a critical catalyst driving this heightened need to identify and address signifi...
MetLife Field Office Charlotte, NC
Job Location Charlotte, NC Job Description The Senior Compliance Analyst has primary responsibility for the development and implementation of Retail Distribution and Corporate compliance policies and training that comply with new and pending regulations, the creation of any new or revised policies and training to maintain the Company’s compliance with applicable laws and regulations, and dissem...
Job Title: Compliance Manager 4 Job ID Number: 5051429 Schedule Type: Reg-Time Work Hours: 40 Location: Charlotte,NC Qualifications: Bachelors Degree or equivalent work experience Knowledge of FINRA and applicable SEC, FRB, OCC rules associated with fixed income and Asset Backed Finance MBA or other advanced degree or designation Understanding of Information barriers and related control...
For more information about TIAA-CREF, visit our website . Reporting to the Chief Compliance Officer to ensure that TIAA Direct meets regulatory requirements that apply to its retail deposit operations, the Regulatory Compliance Specialist will primarily assist in the planning, development and implementation of compliance monitoring activities. The goal of these efforts is to identify and add...
PricewaterhouseCoopers Charlotte, NC, 28201
For companies today, everything is fast paced. The speed at which technology advances is incredible. While there's non-stop regulatory reform, moves are also underway to deregulate and company stakeholders increasingly demand transparency and accountability. Meanwhile, emerging markets and continued economic uncertainty add to an already risky business environment. From the boardrooms to the back...
PricewaterhouseCoopers Raleigh, NC, 27611
Boards of Directors and executive management recognize the ever increasing importance of effective risk management efforts in meeting their organization's strategic objectives. Globalization, evolving business models, upgraded IT systems, the changing regulatory environment and higher stakeholder expectations serve as a critical catalyst driving this heightened need to identify and address signifi...

Get new jobs by email for this search
We'll keep looking and send you new jobs that match this search.
email me

Upload your resume and let employers find you!
It's that simple!

Business Career Tools

Compliance Coordinator

Salaries

$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator in North Carolina
(108 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
45.9%
Master's
21.6%
Some College Coursework Completed
14.9%
High School
6.8%
Associates
5.4%
Professional
2.7%
(74 Respondents)
Source: Monster.com Careerbenchmarking Tool

Popular Compliance Officer Articles

Finance Jobs Article Rating
Whether your beat is auditing, tax, financial analysis, lending or another specialty, explore careers in finance and search for finance jobs now.
Resume Tips for Finance Professionals Article Rating
Tune up your resume to highlight the financial expertise and accomplishments employers are looking for.
For Employers: Post Jobs | Search Resumes | Advertise
About Monster | Work for Monster | Advertise with Us | AdChoices | Partner with Us | Investor Relations | Social Media
Terms of Use | Privacy Center | Accessibility Center | Help | Security | Contact Us | Sitemap | Mobile
©2014 Monster - All Rights Reserved U.S. Patents No. 5,832,497; 7,599,930 B1; 7,827,125 and 7,836,060 MWW - Looking for Monster Cable? - V: 2014.4.60.60-303
eTrustLogo