Compliance Officer Jobs

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1000+ Compliance Officer jobs found on Monster.

Jobs 1 to 20 of 29936
Our client is a community bank that is hiring a trust compliance officer in their trust and investment accounts. Responsibilities will include: Develop and implement policies and procedures for compliance throughout the Wealth Management department Assist in Federal regulatory exams Monitor account administration on personal, corporate, and investment accounts. Vendor Management Communicate e...
The NRP Group is currently seeking a Compliance Officer for the San Antonio, Texas office. Position Summary: Provide overall tax credit compliance for the assigned NRP portfolio. Responsibilities include complete application approval, file documentation and completion, support and/or training for site personnel, annual reporting, monthly and quarterly reporting and all other related issues to en...
This is a SVP position reporting to the Head of Compliance for CPB LatAm. Advisory support for the CPB LatAm Front Office, both offshore teams (Bankers, Relationship Officers, Service Teams and Supervisory Principals) and onshore bankers in Brazil and Mexico. Compliance support for the LatAm Business Managers, Product Heads and Fraud Manager Responsible for providing specialist support/advice to...
7 years of experience in a regulatory, compliance, legal and/or control role. Bachelor’s degree, MBA/JD preferred Fluent in Spanish, knowledge of Portuguese desired Knowledge of banking and wealth management products and services, bank regulatory and compliance requirements, and KYC /AML laws and regulations Exceptional reasoning and analytical skills Ability to work proactively with control ...
What sets Bank of the West apart from other banks is our team members–they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our modern western values—straightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters and rewards excell...
FXCM is one of the pioneers in online currency trading and f ounded in 1999. FXCM Inc., is a listed company on the New York Stock Exchange (NYSE: FXCM). FXCM's international office s are located in the US, UK, Germany, Australia, France, Italy, Greece , Hong Kong, China and Japan . Our affiliated offices are located in Canada, Israel, Chile and Lebanon. As we c ontinue our rapid expansion in Asia ...
What sets Bank of the West apart from other banks is our team members–they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our modern western values—straightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters and rewards excell...
Experian Services Corp Schaumburg, IL
DescriptionTo support Regulatory Compliance by drafting, implementing, maintaining, performing training, auditing and enforcing policies to ensure Marketing Services Business Unit practices comply with applicable regulations, industry self-regulatory codes, Experian company values and principles, and regulatory requirements. Major Job Functions Drafts and reviews Privacy Policies. Answers quest...
Citigroup Inc. NAM, NY
Senior Compliance Officer- Private Bank (Deputy Head Core and Sales Origination Compliance Officer for CPB NAM and LATAM)-14083134 Description This is a SVP position reporting to the CPB (Citi Private Bank) NAM Core & Sales Origination Compliance Manager and matrix to the CPB LATAM Compliance Head. Responsible for providing specialist support/advice to the NAM Banking Teams (LFG - Law Firm Grou...
To support Regulatory Compliance by drafting, implementing, maintaining, performing training, auditing and enforcing policies to ensure Marketing Services Business Unit practices comply with applicable regulations, industry self-regulatory codes, Experian company values and principles, and regulatory requirements. Major Job Functions Drafts and reviews Privacy Policies. Answers questions on a da...
BD (Becton, Dickinson and Company) Franklin Lakes, NJ
About us Description The Deputy Chief Compliance Officer and Chief Compliance Officer-BD Rx directly supports the VP and Chief Ethics & Compliance Officer and leads assigned elements of oversight and coordination of the compliance programs within BD on a global basis. The position will support the company's executives, management and associates in their efforts to achieve compliance with all rel...
Bank of the West San Ramon, CA
Qualifications Required Education or Equivalent Experience · Bachelor’s Degree required · ACAMS certification preferred Required Experience · 5 - 7 years internal audit, compliance, or regulatory Field of Experience · Strong knowledge of general banking with an understanding of deposit, lending and alternative investment products. · Strong knowledge of assigned laws and regulations. · Str...
RN, LPN, HHA & Quality Assurance/Compliance Officer Retirement, vacation, Dental and Health Insurance, paid time off benefits package available. Apply in person at 1409 S. Muskogee Ave. Tahlequah, OK Ask for Tawnya or email resume to ***** This job listing brought to you by The Tahlequa Daily Press...
Mortgage Compliance Specialist in US for Cl Practice.. This person will be responsible for assisting in providing significant support to Tavant's mortgage practice with includes origination, servicing and secondary markets. A successful candidate must be detail-oriented and have the ability to work independently while managing multiple priorities and deadlines. Have a thorough understanding of re...
CORPORATE COMPLIANCE OFFICER OUR MISSIONSaban Community Clinic, in collaboration with strategic partners, serves as a medical home for the underserved and those who are most vulnerable by providing comprehensive, dependable and affordable quality health care in a caring environment. OUR HISTORYIn 1967 the Clinic (originally named The Los Angeles Free Clinic) opened its doors to provide medical, ...
RESPONSIBILITIES: Kforce has a client seeking a Fiscal Compliance Officer in Alexandria, Virginia (VA). Position Summary: The Fiscal Compliance Officer reports to the CFO and is responsible for the overall management/execution of internal controls, fiscal procedures, and compliance for the school division. The candidate will ensure effective internal controls are established across the division...
Job Description The Compliance Officer-Documents and Fees is responsible for acting as the compliance liaison/subject matter expert for all WFS departmental needs, specifically focusing on state and federal mandated documents/forms, as well as fee requirements and updates. The position audits forms and systems to ensure the Company remains in compliance with applicable government regulations. v ...
Wilbarger General Hospital in Vernon, Texas, has several job opportunities including openings for a full-time RN in Emergency Room, full-time RN in Surgery, and RN's (PRN) for Nursing Service . If you are a dependable and dedicated team player with a "can do" attitude, then one of these positions may be the opportunity for you! Competitive salary and benefits package available and commensurate upo...
Description: Bring us your experience, your head for strategy, your strength with relationships and your eye for opportunity. In return we offer an unmatched place to grow and develop your career among a richly diverse group of businesses driven by the power and stability of a leading health care organization. Come help us heal and strengthen the health care system as you do your life's best work...
COMPLIANCE OFFICER PNB is seeking an experienced Compliance Officer to oversee the Bank's Compliance Management Program. Minimum requirements include 3 to 5 years or more of related experience and a CRCM certification. The successful candidate will be a generalist with outstanding analytical skills, excellent problem solving abilities, extensive familiarity with National banking regulations, and e...

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