Compliance Officer Jobs

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CyberCoders Matching Great People with Great Companies Learn more about CyberCoders Chief Compliance Officer St. Louis, MO Full-Time $100,000 - $130,000 Apply Apply Chief Compliance Officer St. Louis, MO Full-Time $100,000 - $130,000 Apply Job Details We are a rapidly growing company who is thriving in our industry. We are always looking to add top-notch talent! What You Will Be Doin...

Our client is a community bank that is hiring a trust compliance officer in their trust and investment accounts. Responsibilities will include: Develop and implement policies and procedures for compliance throughout the Wealth Management department Assist in Federal regulatory exams Monitor account administration on personal, corporate, and investment accounts. Vendor Management Communicate e...

To support Regulatory Compliance by drafting, implementing, maintaining, performing training, auditing and enforcing policies to ensure Marketing Services Business Unit practices comply with applicable regulations, industry self-regulatory codes, Experian company values and principles, and regulatory requirements. Major Job Functions Drafts and reviews Privacy Policies. Answers questions on a da...

Bachelor's Degree 5 years AML experience required Prior experience with Investment Banking, Equity/Debt Capital Markets or Corporate Trust strongly preferred Prior experience in Markets, Prime Brokerage or Custody required Possess strong leadership and managerial skills, with the ability to interact effectively with Advisory compliance officers globally and other business and functional partne...

DescriptionTo support Regulatory Compliance by drafting, implementing, maintaining, performing training, auditing and enforcing policies to ensure Marketing Services Business Unit practices comply with applicable regulations, industry self-regulatory codes, Experian company values and principles, and regulatory requirements. Major Job Functions Drafts and reviews Privacy Policies. Answers quest...

Compliance Officer- Private Bank (Deputy Head Core and Sales Origination Compliance Officer for CPB NAM and LATAM)-14083134 Description This is a SVP position reporting to the Head of Compliance for CPB LatAm. Advisory support for the CPB LatAm Front Office, both offshore teams (Bankers, Relationship Officers, Service Teams and Supervisory Principals) and onshore bankers in Brazil and Mexico. C...

Compliance Officer- AML Advisory ICG Markets and Securities Services (SS) Compliance Officer-15030963 Description Provide AML and Sanctions Advisory Support for the Markets and Securities Services businesses at both a program and a client/transaction level, as required Provide compliance advice to the business with respect to applicability of policies and implementation of AML program and regul...

About us Description The Deputy Chief Compliance Officer and Chief Compliance Officer-BD Rx directly supports the VP and Chief Ethics & Compliance Officer and leads assigned elements of oversight and coordination of the compliance programs within BD on a global basis. The position will support the company's executives, management and associates in their efforts to achieve compliance with all rel...

Compliance Specialist / HMDA & Mortgage Compliance One of the fastest growing financial institutions in the Dayton area is continuing to expand their vibrant mortgage operation, and looking for a compliance specialist to join their team. The ideal candidate will have current knowledge of all regulations pertinent to mortgage origination with a special emphasis on HMDA compliance. This is an signi...

Essential Job Duties: Reporting to the NC State University Chief of Police, the Clery Act Compliance Coordinator works collaboratively with various offices at the University to ensure the institution’s compliance with the Jeanne Clery Disclosure of Campus Security Policy and Campus Crime Statistics Act and associated regulations. Job Summary: The Clery Act Compliance Office/Coordinator will manag...

Job Title: Officer (EX6) Department: Compliance Supervisor: Asst. Vice President Administrative Vice President Minimum Knowledge Skill and/or Education/Training Required: General banking knowledge. Prior banking experience in retail lending compliance finance degree or related required. Working knowledge of bank regulatory environment and applicable banking regulations. Does this employee supe...

RESPONSIBILITIES: Kforce has a client seeking a Fiscal Compliance Officer in Alexandria, Virginia (VA). Position Summary: The Fiscal Compliance Officer reports to the CFO and is responsible for the overall management/execution of internal controls, fiscal procedures, and compliance for the school division. The candidate will ensure effective internal controls are established across the division...

Compliance Officer opportunity, reporting to the CCO, with an Investment Management organization that will provide cross training and potential for future advancement. This role will: assist with the administration of their compliance program; support efforts related to compliance oversight, monitoring and testing of policies and procedures; provide recommendations on enhancements to their complia...

The Authority is looking to fill this position as a long-term temporary position to assist Superstorm Sandy disaster recovery for small business owners to receive financial aid. Responsible for the administration and enforcement of the Federal Labor Standards, EEO and Section 3 provisions on designated Federal Contracts. Ensures businesses comply with Davis-Bacon, NJ Affirmative Action, Prevaili...

Are you looking for a new challenge in compliance while further advancing your career? Marine Credit Union Enterprise invites you to consider joining our progressive financial institution during this exciting time for our organization! We are a full service Credit Union enterprise offering financial, insurance, and lending services for our members. Based in beautiful La Crosse, Wisconsin, with loc...

OMNIPLEXis seeking talented individuals committed to excellence, honesty, and integrity to join our team. We are a trusted provider of high quality background investigations programs to government agencies at locations throughout the United States. If you have investigations experience, OMNIPLEX is where you want to be for the future.Upcoming opportunity.Geographic Area: Within 30 miles of Grove C...

Our client is currently seeking a Compliance Officer I. Support the Compliance, Risk Culture & Anti-Financial Crime Training efforts for the Americas and for AWM globally, including compliance induction training, in accordance with Group training initiatives and guidelines, and regulatory requirements. Assist with designing, writing, facilitating and promoting high quality training solutions inc...

Job Description: a dynamic technology company in the managed health care field. We focus on new technology, providing opportunity for growth, good benefits, and a competitive salary. This position is located in Tucson, AZ. 1. Overseeing and monitoring the implementation of the compliance program for HIPAA, DIACAP and other required regulations. 2. Reporting on a regular basis to leadership on t...

Summary The Compliance AML Analyst Officer will assist in tracking and oversight of the Financial Intelligence Unit transaction monitoring team. The transaction monitoring team is responsible centralized monitoring of suspicious transactions and investigations where suspicious activity is present. This role will be involved in tracking and oversight of transaction monitoring performed globally. ...

RESPONSIBILITIES: Kforce has a client seeking a Compliance Officer in the Jersey City, New Jersey (NJ) area. Summary: As a Compliance Officer, the successful applicant will be responsible for executing the Personal Trading Policy and Procedures. The ideal candidate will be responsible for reviewing Quarterly Access Persons reports for Investment Management staff. Additional functions will inclu...