Compliance Officer Jobs

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1000+ Compliance Officer jobs found on Monster.

Jobs 1 to 20 of 27481
Description: Bring us your experience, your head for strategy, your strength with relationships and your eye for opportunity. In return we offer an unmatched place to grow and develop your career among a richly diverse group of businesses driven by the power and stability of a leading health care organization. Come help us heal and strengthen the health care system as you do your life's best work...
Description: Bring us your experience, your head for strategy, your strength with relationships and your eye for opportunity. In return we offer an unmatched place to grow and develop your career among a richly diverse group of businesses driven by the power and stability of a leading health care organization. Come help us heal and strengthen the health care system as you do your life's best work...
Our client is a community bank that is hiring a trust compliance officer in their trust and investment accounts. Responsibilities will include: Develop and implement policies and procedures for compliance throughout the Wealth Management department Assist in Federal regulatory exams Monitor account administration on personal, corporate, and investment accounts. Vendor Management Communicate e...
The NRP Group is currently seeking a Compliance Officer for the San Antonio, Texas office. Position Summary: Provide overall tax credit compliance for the assigned NRP portfolio. Responsibilities include complete application approval, file documentation and completion, support and/or training for site personnel, annual reporting, monthly and quarterly reporting and all other related issues to en...
Company Confidential Houston, TX, 77027
Responsibilities: · Supervise the underwriting of new and renewal business. · Develop sound underwriting policies and procedures. · Analyze agencies; Answer agents’ questions. · Coordinate responses to Regulatory examinations and inquiries · Liaison with Texas Department of Insurance and other states as needed. · Collaborates with other departments (e.g., Internal Audit, TDI Exams, etc.) to ...
BSA / Compliance Officer Columbus Metro Federal Credit Union is currently seeking an experienced BSA/Compliance Officer to join their Risk Management team in Columbus, OH. Job Summary: The BSA/Compliance Officer will be reporting directly to the President. This position will play a pivotal role in maintaining and shaping compliance within the credit union. Job Responsibilities: Oversees all a...
A global financial services firm seeks a Chief Compliance for their annuities division. The candidate will play a key management role within the Annuities business unit as a member of the Annuities Senior Leadership Team as well as assist Compliance management in the firms’ Enterprise-wide initiatives within the LCBE (Law, Compliance, Business Ethics and External Affairs) organization. CCO will ...
What sets Bank of the West apart from other banks is our team members–they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our modern western values—straightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters and rewards excell...
FXCM is one of the pioneers in online currency trading and f ounded in 1999. FXCM Inc., is a listed company on the New York Stock Exchange (NYSE: FXCM). FXCM's international office s are located in the US, UK, Germany, Australia, France, Italy, Greece , Hong Kong, China and Japan . Our affiliated offices are located in Canada, Israel, Chile and Lebanon. As we c ontinue our rapid expansion in Asia ...
What sets Bank of the West apart from other banks is our team members–they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our modern western values—straightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters and rewards excell...
Experian Services Corp Schaumburg, IL
DescriptionTo support Regulatory Compliance by drafting, implementing, maintaining, performing training, auditing and enforcing policies to ensure Marketing Services Business Unit practices comply with applicable regulations, industry self-regulatory codes, Experian company values and principles, and regulatory requirements. Major Job Functions Drafts and reviews Privacy Policies. Answers quest...
Citigroup Inc. NAM, NY
Senior Compliance Officer- Private Bank (Deputy Head Core and Sales Origination Compliance Officer for CPB NAM and LATAM)-14083134 Description This is a SVP position reporting to the CPB (Citi Private Bank) NAM Core & Sales Origination Compliance Manager and matrix to the CPB LATAM Compliance Head. Responsible for providing specialist support/advice to the NAM Banking Teams (LFG - Law Firm Grou...
To support Regulatory Compliance by drafting, implementing, maintaining, performing training, auditing and enforcing policies to ensure Marketing Services Business Unit practices comply with applicable regulations, industry self-regulatory codes, Experian company values and principles, and regulatory requirements. Major Job Functions Drafts and reviews Privacy Policies. Answers questions on a da...
7 years of experience in a regulatory, compliance and/or control role. Banking compliance, legal and/or regulatory background preferred. Experience as a banking or financial services regulator helpful. Bachelors degree in related field of study required, MBA/JD preferred. CRCM, Series 7 desirable. Solid working knowledge of private banking/wealth management products and services; bank regulatory...
BD (Becton, Dickinson and Company) Franklin Lakes, NJ
About us Description The Deputy Chief Compliance Officer and Chief Compliance Officer-BD Rx directly supports the VP and Chief Ethics & Compliance Officer and leads assigned elements of oversight and coordination of the compliance programs within BD on a global basis. The position will support the company's executives, management and associates in their efforts to achieve compliance with all rel...
Bank of the West San Ramon, CA
Qualifications Required Education or Equivalent Experience · Bachelor’s Degree required · ACAMS certification preferred Required Experience · 5 - 7 years internal audit, compliance, or regulatory Field of Experience · Strong knowledge of general banking with an understanding of deposit, lending and alternative investment products. · Strong knowledge of assigned laws and regulations. · Str...
Leading global money transfer and foreign exchange headquartered in Middlesex County, NJ is seeking a Compliance Officer. In this job, the successful candidate will primarily be responsible to maintain the integrity of the company by ensuring compliance with all outside regulatory requirements as well as internal policies and procedures. . QUALIFICATIONS: Must have a valid ACAMS Certification M...
Summary A Compliance Officer is required to work initially on temporary basis in New York for a Foreign Bank. Client Details Our client is financial services provider with activities in banking, asset management, leasing, insurance and real estate. Description Our client is looking for a Compliance Officer to join the team in a generalist function. They will be responsible for updating and cr...
Bank Staff, Inc is currently recruiting for several banking positions in the Wilminton, NC area.... These are direct hire positions with a very competitive base. SBA Underwriter/Assistant Business Development Officer/SBA Sales SBA Compliance Manage/Post Closing Manager Loan Officer/Outside Sales All positions require a minimum of 2-5 years experience. Please submit your resume if you are ex...
Summary Volcker Rule focussed compliance officer role at Associate or AVP level with a large global bank. Candidates will ideally have 2 to 5 years of experience, which does not necessarily need to involve Volcker Rule compliance. Client Details Global banking and investments organization Description Work with and provide support to the Compliance Volcker team Participate in workstreams rega...

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