Compliance Officer Jobs

1000+ jobs

CyberCoders Matching Great People with Great Companies Learn more about CyberCoders Chief Compliance Officer St. Louis, MO Full-Time $100,000 - $130,000 Apply Apply Chief Compliance Officer St. Louis, MO Full-Time $100,000 - $130,000 Apply Job Details We are a rapidly growing company who is thriving in our industry. We are always looking to add top-notch talent! What You Will Be Doin...

CyberCoders Matching Great People with Great Companies Learn more about CyberCoders Chief Compliance Officer St. Louis, MO Full-Time $100,000 - $130,000 Apply Apply Chief Compliance Officer St. Louis, MO Full-Time $100,000 - $130,000 Apply Job Details We are a rapidly growing company who is thriving in our industry. We are always looking to add top-notch talent! What You Will Be Doin...

Job Functions The Compliance Officer / Compliance Counsel for Mortgage Master will report to the Associate General Counsel and serve as a resource for regulatory matters and compliance related initiatives in a distributed retail mortgage lending environment. They will also perform the following functions: Will assist with remediation/corrective action stemming from exam findings or internally id...

Full-time Senior Compliance Officer Corporate Headquarters in Memphis, TN Office Wunderlich Securities is a Memphis-based investment firm with over $10 billion in assets under management and is a member of FINRA (Financial Industry Regulatory Authority) and SIPC (Securities Investor Protection Corporation). Wunderlich is one of the fastest growing regional broker dealers in the country. We are ...

Title: Compliance-Regulatory Officer/Risk Manager Client Overview: Our client is a premier investment firm that provides a wide range of services worldwide to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. This role is located within Investment Management and has high exposure as well as strong potential f...

Administrative Specialist II Receptionist/Scheduler MUSC’s Department of Pediatric Dentistry/Orthodontics has an immediate opening for a Receptionist/Scheduler. The selected candidate will be working as a Receptionist /Scheduler in the Pediatric Dentistry and Orthodontics clinics. In this position, the Receptionist/Scheduler will serve patients by greeting and assisting in scheduling appointmen...

Position Summary Manage Internal Control framework and compliance with all relevant and applicable laws and regulations. The scope covers Americas: NAM and LATAM, existing companies and new acquisitions as needed. This position reports to the Chief Financial Officer, Americas. Position Description A. Develop the organizational control program, identifying key areas of risk, appropriate control...

Under the guidance of the Chief Risk Officer, and with the support of the Board of Directors and Executive Management, responsible for oversight of the Bank’s compliance program and coordinating compliance with applicable federal and state banking laws and regulations. Oversees and monitors bank wide compliance and security programs. Researches laws and regulations for compliance. Reviews and deve...

Firm: Northern Lights Capital Group, LLC (“Northern Lights” or “NLCG”) Northern Lights is a multi-boutique asset management group, which has recently merged with the Treasury Group in Sydney, Australia, to further grow a combined business -- Aurora Trust -- dedicated to identifying and collaborating with the brightest boutique investment managers poised for success. We partner with – and invest i...

University Risk Management, Division of Occupational Safety, has the following vacancies currently available. ENVIRONMENTAL SAFETY OFFICER POSTING NUMBER 051313 The person filling this role will perform Research and Clinical Laboratory Safety inspections and will be responsible for conducting general OSHA safety inspections at MUSC. Additionally employee will coordinate and assist in the admini...

North Dakota State Job Opportunities www.nd.gov/hrms/jobs/announcements.asp Compliance Officer I Office of State Tax Commissioner - Bismarck 3 Full- time positions available in Bismarck. All 3 positions provide taxpayer assistance, but each has a different focus in job duties. The focus of duties is defined in each job posting located on the above website. Applicants are encouraged to read all job...

North Dakota State Job Opportunities www.nd.gov/hrms/jobs/announcements.asp Compliance Officer I Office of State Tax Commissioner - Bismarck 2 full- time positions available in Bismarck. Both positions provide taxpayer assistance, but each has a different focus in job duties. The focus of duties is defined in each job posting located on the above website. Applicants are encouraged to read both job...

DIME BANK Compliance/BSA Officer. Responsible for assisting in the monitoring, documenting and reporting of the Banks compliance program; participating in projects to implement new, or improve existing, practices and procedures; coordinating internal and regulatory compliance examinations and audits, including gathering information, documenting issues, tracking, and implementing resolutions. Kno...

To support Regulatory Compliance by drafting, implementing, maintaining, performing training, auditing and enforcing policies to ensure Marketing Services Business Unit practices comply with applicable regulations, industry self-regulatory codes, Experian company values and principles, and regulatory requirements. Major Job Functions Drafts and reviews Privacy Policies. Answers questions on a d...

DescriptionTo support Regulatory Compliance by drafting, implementing, maintaining, performing training, auditing and enforcing policies to ensure Marketing Services Business Unit practices comply with applicable regulations, industry self-regulatory codes, Experian company values and principles, and regulatory requirements. Major Job Functions Drafts and reviews Privacy Policies. Answers quest...

The primary areas of responsibility will be providing compliance and operational risk control coverage to the UBS Investment Bank's capital markets businesses in the Corporate Client Solutions ("CCS" and fka "investment banking" or 'IBD") business for the Americas region. While this role will largely focus on equity capital markets, the scope of the position extends to CCS Coverage and Advisory (i...

GOSHEN CITY is seeking Code Compliance Officer I/Building Inspector for the Building Department. Up to $22.37/hr. Excellent benefits. Full job descriptions at: www.goshenindiana.org. Click Job Opportunities. Applications (required) in Human Resources, 204 E. Jefferson St., Goshen, IN or online at www.goshenindiana.org, Job Opportunities. EOE/Drug Free/Smoke Free This job listing broug...

Compliance Officer Dynamic company seeking Compliance Officer to manage urgent care, emergency services, and patient transportation. Must demonstrate ability to interact with senior management and counsel compliance related matters. Prior experience in healthcare or financial compliance helpful. Minimum 3-5 years experience in a compliance management role preferred. Must thrive in a fast-paced...

UBS aims to hire intelligent, motivated people to assist the Firm in navigating today's challenging regulatory and compliance environment. The C&ORC Review team is a cross-divisional team that conducts reviews of UBS's various businesses in order to proactively identify compliance issues (e.g., securities laws and broker-dealer rules & regulations, prudential regulations) and ensure adequate contr...

Full time, senior management position, overseeing quality assurance, national accreditation, risk management, contracting, electronic health records, and archival functions for a dynamic, growing child welfare agency. Office based in Fullerton but requires extensive travel within our five-county service area, as well as routine trips to Sacramento and DC. Must possess a J.D. and be admitted to the...