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Compliance Officer Jobs

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AxisPoint Health Location: Westminster, CO Job description –Compliance Officer/ Manager of Compliance Position Purpose: This position ensures compliance with all policies and regulations for HIPAA, HITECH, Medicare Advantage, Medicare Prescription Drug Plans and other related CMS Programs. This position is the designated primary contact with Federal regulatory staff at CMS (Central and Regiona...

JOB SUMMARY The Compliance Officer reports to the Executive Director/VP Finance and is responsible for reviewing and evaluating procurement compliance issues/concerns within the organization. This position is also responsible for developing, administering and monitoring Long Beach Transit’s (LBT) Disadvantaged Business Enterprise (DBE) program under the direction of the Chief Executive Officer an...

Banking COMPLIANCE/INTERNAL AUDIT OFFICER Coulee Bank is a growing full service community bank with locations in Minnesota and Wisconsin. To learn more about our bank please visit www.couleebank.net Due to a promotion we are looking for a motivated individual with a minimum of three years compliance and/or internal audit experience within a financial institution that will have included mortgage, b...

Chief Compliance Officer Job Label:Chief Compliance Officer Chief Compliance Officer Responsible to manage and direct an organization quality improvement and outcome evaluation program; Develop a system to manage and direct the utilization management program, building operations, transportation and security; to develop and coordinate all quality activities necessary to retain accreditation by C...

Summary The Compliance AML Analyst Officer will assist in tracking and oversight of the Financial Intelligence Unit transaction monitoring team. The transaction monitoring team is responsible centralized monitoring of suspicious transactions and investigations where suspicious activity is present. This role will be involved in tracking and oversight of transaction monitoring performed globally. ...

This is a Piper-Morgan Personnel Exclusive Search: General Counsel, Chief Compliance Officer and Company Secretary SUMMARY: As general counsel, manages the legal function, is responsible for leading corporate strategic and tactical legal initiatives, advises management, and oversees the work of outside counsel as needed. The general counsel is also directly involved in complex business transacti...

SUMMARY: Are you tired of boring Compliance and BSA/AML programs? Uninterested with the same old, same old agendas? Are you looking for an exciting change, working with a dynamic team of forward thinking Compliance Officers? Well look no further, Colorado National Bank is expanding its Compliance Team and we are looking for an assistant BSA Officer who can think outside the box. This position is ...

To support Regulatory Compliance by drafting, implementing, maintaining, performing training, auditing and enforcing policies to ensure Marketing Services Business Unit practices comply with applicable regulations, industry self-regulatory codes, Experian company values and principles, and regulatory requirements. Major Job Functions Drafts and reviews Privacy Policies. Answers questions on a d...

DescriptionTo support Regulatory Compliance by drafting, implementing, maintaining, performing training, auditing and enforcing policies to ensure Marketing Services Business Unit practices comply with applicable regulations, industry self-regulatory codes, Experian company values and principles, and regulatory requirements. Major Job Functions Drafts and reviews Privacy Policies. Answers quest...

The Chief Compliance Officer (CCO) will lead the Firm in all compliance related activities and will be responsible for day-to-day compliance and related supervisory functions of Futures Commission Merchant (FCM). The CCO will work closely with the senior management team to devise and implement compliance policies and procedures that will act as a foundation for the firm. The successful candidate ...

AML Analyst who has comprehensive knowledge in BSA/AML Compliance, who is familiar with SAR procedures and is able to conduct AML investigation and draft SARs independently. He or she must be discreet, detail oriented, diligent and able to work under pressure. AML analyst is responsible for: · Conduct online research on transaction parties. · Use E-gift EDD and ICS system conduct suspicious act...

Position/Posting Details : All WMATA posted job openings are available through 11:59 pm the night before the noted Close Date. To ensure successful submission of application applicants are encouraged to apply well before this cut-off. The noted Close Date is the date on which the posting is automatically removed from the website as of 12:00am at which time submission of an application is no longe...

Overview This individual will be a Compliance Officer in the Regulatory Compliance – Americas Group in Compliance for Jacksonville, FL The Global Regulatory Advisory team has been created to bring a holistic approach to the way Compliance tracks regulatory change globally and will ensure that there is greater accountability, consistency, and coordination around Compliance’s implementation effort...

Community Hospice of Texas has become the largest not for profit hospice in North Texas. Working with a not for profit organization means you can feel good knowing that all profits go back into caring for the patients. Our employees feel that hospice is a true calling for them and they work together as a devoted team of professionals to provide the best end of life experience to everyone they serv...

About Us Super Bright LEDs is a global leader in cutting edge LED technology. We are committed to providing our customers with outstanding service and the highest quality products in LED lighting. Our company has been in business since 2002 with an average growth rate of 30% each year. Please check out our website at www.superbrightleds.com for more information on our growing company! Responsibi...

Compliance Officer US (female/male) We have a vacancy at Eurex Clearing AG in Chicago Eurex is the world's largest futures and options exchange and is jointly operated by Deutsche Börse AG and SWX Swiss Exchange. The Exchange is the market place of choice for trading and clearing of derivatives. Eurex has been a pioneer in electronic trading of derivative products for more than a decade, and it ...

Compliance Officer/Risk Manager Global investment bank in New York City requires Compliance professional with asset management surveillance experience to grow into officer-level role. This individual will be responsible for the daily surveillance of fixed income separately managed accounts and mutual funds. Job Description: · Reviews compliance alerts and warnings generated by Aladdin complianc...

Chief Compliance Officer The Compliance Professional will be a leader in operating and enhancing a compliance program for a self-clearing broker-dealer that provides innovative on-line services to self-directed retail customers, clients of unaffiliated registered investment advisors and customers introduced to the firm by unaffiliated introducing broker-dealers. The Compliance Professional also m...

Senior Compliance Officer An investment management company serving institutional investors, workplace retirement plans, financial intermediaries and their clients, Calvert Investments offers more than 40 equity, bond, cash, and asset allocation strategies, of which many feature integrated environmental, social, and governance research. By combining rigorous analysis with independent thinking, our...

Young, newly-formed, small ($125 million in equity) ambitious real estate securitized products hedge fund based in New York City seeks to hire an attorney for a Chief Compliance Officer/General Counsel role to advise on SEC, FHA/HUD, and GNMA regulations as they relate to securities trading as well as information flow between the hedge fund and parent company. 70% of position is fund compliance an...