Compliance Officer Jobs

RSS

149 Compliance Officer jobs found on Monster.

Jobs 1 to 20 of 149
Summary: The Compliance Officer is responsible for developing, implementing and administering all aspects of the Bank's Compliance Management Programs. This position plans, organizes, and controls the Bank's day-to-day administrative, lending, trust and operational compliance activities; collaborates with the COO in the overall administration of these directives for the Bank. Participates in vario...
SunTrust Banks GA, GA
Description Responsible for the implementation and administration of compliance programs. Ensures applicable laws and regulations are met by transactional testing and reviews of business units and related technologies and processes. Evaluates compliance adherence through analyzing data and reporting results, risks and trends to management. Reviews filings or reports to regulatory agencies. Depend...
Bright Horizons L.P New York, NY
International Wealth Management Compliance Officer Job Number: : 3028659 Posting Date : Jun 27, 2014 Primary Location : Americas-United States of America-New York-New York Education Level : Bachelor's Degree Job : Compliance Employment Type : Full Time Job Level : Vice President Description Company Profile Morgan Stanley is a leading global financial services firm providing a wide range ...
Union BANK LOS ANGELES, CA
Vice President, Investment Banking and Market Surveillance Compliance Officer-34146-C Description Join a financial group that’s as committed to your future as you are. At MUFG, we share a vision for our future, we share our successes, and we strive to bring out the best in each other in everything we do. Our 14,000 diverse colleagues are connected by a common ambition to create change for the be...
Bank of the West San Francisco, CA
Qualifications Bachelor’s Degree in Business Administration or related field Required Years of functional/professional experience: 7 - 10 yrs combined Compliance/Audit/Risk Management experience Alternative: Combination of education and experience (years /description): Bachelors degree or equivalent combination of training and experience Field of Experience • Strong knowledge of commercial de...
Bank of the West San Ramon, CA
Qualifications Required Education or Equivalent Experience High School Diploma or GED Required Bachelor’s Degree in Business Administration or related fieldRequired Required Experience Years of functional/professional experience: 3 - 5 yrs combined Compliance/Audit/Risk Management experience Alternative: Combination of education and experience (years /description) Bachelors degree or equival...
Bank of the West Monterey Park, CA
Qualifications Required Education or Equivalent Experience High School Diploma or GED Required Bachelor’s Degree in Business Administration or related field Required Required Experience Years of functional/professional experience: 5 - 7 yrs combined Compliance/Audit/Risk Management experience Alternative: Combination of education and experience (years /description): Bachelors degree or equiv...
Deutsche Bank New York, NY, 10007
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. We’re committed to being the best financial services provider in the world, balancing passion with precision to deliver superior solutions for our clients. This is made possible by our people: agile minds, able to see beyond the obvious and act effectively in an ever-changing global business landsc...
Description14033302 Qualifications Key role in the Consumer Compliance Strategy and Risk team, which is critical to success risk assessments, as well as supporting the ongoing changes as methodologies and strategies are revised. This position will support the risk assessment processes, compliance departmental projects, and support reporting and presentations. This position sits at the Consumer ...
Description14050246 Qualifications Job Purpose: The Control Group & Research Legal team (the ‘Control Group’) is responsible for the management of conflicts of interests within Citi. The team establishes and maintains the Firm's various information barriers or ‘Chinese Walls’ which operate between the Firm’s public and private side businesses, which are designed to prevent the misuse of materia...
Description14050234 Qualifications Job Purpose: The Control Group & Research Legal team (the ‘Control Group’) is responsible for the management of conflicts of interests within Citi. The team establishes and maintains the Firm's various information barriers or ‘Chinese Walls’ which operate between the Firm’s public and private side businesses, which are designed to prevent the misuse of materia...
Description14040352 Qualifications The VP Project Manager for Consumer Compliance is a new role created to support consumer-wide compliance programs and large scale projects. The VP is responsible for supporting development and implementation by creating and driving project management and reporting. The role will report to the Head of Compliance Strategy and Risk Management, covering businesses ...
Description14006028 Qualifications This global position reporting to the director of AML Monitoring – Global Consistency & Advisory will provide guidance to AML officers and their business partners globally in matters affecting Citi’s AML Monitoring program. Specifically, within the Global Consistency & Advisory role, the core responsibilities will be: Provide global guidance and oversight ensu...
Description14049783 Qualifications The Citi Global Retail Bank (GRB) includes a network of nearly 4,000 branches globally. The retail bank network provides products such as credit cards; personal loans; wealth management and investment products; and insurance. Services include: Citishare Citibank Online internet banking service; CitiPhone – telephone banking support service; Citigold premium ban...
Description14047269 Qualifications Citigold is a financial relationship that provides priority service, preferred pricing and personalized guidance. Products and services offered are primarily those available within the US Consumer Retail Bank, and as such, leverage the core Retail Bank infrastructure and coverage model. There are supplemental benefits and elements of Citigold which differ, and ...
Description14025636 Qualifications As a member of the Compliance Team, the incumbent needs to provide compliance oversight to the IPB Business mainly on Investment /Offshore Wealth Management related matters. The incumbent is expected to perform relevant compliance processes and provide guidance to the businesses so that they will comply fully with the letter and spirit of all applicable laws. ...
SunTrust Banks Atlanta, GA, 30301
Conflict and NDA Compliance Officer-W400637 Description Responsible for the implementation and administration of compliance programs. Ensures applicable laws and regulations are met by transactional testing and reviews of business units and related technologies and processes. Evaluates compliance adherence through analyzing data and reporting results, risks and trends to management. Reviews fili...
CitiCorp Credit Services Inc. Long Island City, NY
Description Key role in the Consumer Compliance Strategy and Risk team, which is critical to success risk assessments, as well as supporting the ongoing changes as methodologies and strategies are revised. This position will support the risk assessment processes, compliance departmental projects, and support reporting and presentations. This position sits at the Consumer level covering responsib...
CitiCorp Credit Services Inc. Fort Mill, SC
Description Citigold is a financial relationship that provides priority service, preferred pricing and personalized guidance. Products and services offered are primarily those available within the US Consumer Retail Bank, and as such, leverage the core Retail Bank infrastructure and coverage model. There are supplemental benefits and elements of Citigold which differ, and as a result require addi...
CitiCorp Credit Services Inc. Hong Kong S.A.R., MO
Description Job Purpose: The Control Group & Research Legal team (the ‘Control Group’) is responsible for the management of conflicts of interests within Citi. The team establishes and maintains the Firm's various information barriers or ‘Chinese Walls’ which operate between the Firm’s public and private side businesses, which are designed to prevent the misuse of material non-public information...

Get new jobs by email for this search
We'll keep looking and send you new jobs that match this search.
email me

Upload your resume and let employers find you!
It's that simple!

Business Career Tools

Compliance Coordinator

Salaries

$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator
(108 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
45.9%
Master's
21.6%
Some College Coursework Completed
14.9%
High School
6.8%
Associates
5.4%
Professional
2.7%
(74 Respondents)
Source: Monster.com Careerbenchmarking Tool

Popular Compliance Officer Articles

Finance Jobs Article Rating
Whether your beat is auditing, tax, financial analysis, lending or another specialty, explore careers in finance and search for finance jobs now.
Resume Tips for Finance Professionals Article Rating
Tune up your resume to highlight the financial expertise and accomplishments employers are looking for.
For Employers: Post Jobs | Search Resumes | Advertise
About Monster | Work for Monster | Advertise with Us | AdChoices | Partner with Us | Investor Relations | Social Media
Terms of Use | Privacy Center | Accessibility Center | Help | Security | Contact Us | Sitemap | Mobile
©2014 Monster - All Rights Reserved U.S. Patents No. 5,832,497; 7,599,930 B1; 7,827,125 and 7,836,060 MWW - Looking for Monster Cable? - V: 2014.4.50.56-304
eTrustLogo