Compliance Officer Jobs

1000+ jobs

Our client is a community bank that is hiring a trust compliance officer in their trust and investment accounts. Responsibilities will include: Develop and implement policies and procedures for compliance throughout the Wealth Management department Assist in Federal regulatory exams Monitor account administration on personal, corporate, and investment accounts. Vendor Management Communicate e...

Senior Compliance Officer- Private Bank (Deputy Head Core and Sales Origination Compliance Officer for CPB NAM and LATAM)-14083134 Description This is a SVP position reporting to the Head of Compliance for CPB LatAm. Advisory support for the CPB LatAm Front Office, both offshore teams (Bankers, Relationship Officers, Service Teams and Supervisory Principals) and onshore bankers in Brazil and Me...

Compliance Officer- AML Advisory ICG Markets and Securities Services (SS) Compliance Officer-15030963 Description Provide AML and Sanctions Advisory Support for the Markets and Securities Services businesses at both a program and a client/transaction level, as required Provide compliance advice to the business with respect to applicability of policies and implementation of AML program and regul...

Bachelor's Degree 5 years AML experience required Prior experience with Investment Banking, Equity/Debt Capital Markets or Corporate Trust strongly preferred Prior experience in Markets, Prime Brokerage or Custody required Possess strong leadership and managerial skills, with the ability to interact effectively with Advisory compliance officers globally and other business and functional partne...

7 years of experience in a regulatory, compliance, legal and/or control role. Bachelor’s degree, MBA/JD preferred Fluent in Spanish, knowledge of Portuguese desired Knowledge of banking and wealth management products and services, bank regulatory and compliance requirements, and KYC /AML laws and regulations Exceptional reasoning and analytical skills Ability to work proactively with control ...

DescriptionTo support Regulatory Compliance by drafting, implementing, maintaining, performing training, auditing and enforcing policies to ensure Marketing Services Business Unit practices comply with applicable regulations, industry self-regulatory codes, Experian company values and principles, and regulatory requirements. Major Job Functions Drafts and reviews Privacy Policies. Answers quest...

To support Regulatory Compliance by drafting, implementing, maintaining, performing training, auditing and enforcing policies to ensure Marketing Services Business Unit practices comply with applicable regulations, industry self-regulatory codes, Experian company values and principles, and regulatory requirements. Major Job Functions Drafts and reviews Privacy Policies. Answers questions on a da...

About us Description The Deputy Chief Compliance Officer and Chief Compliance Officer-BD Rx directly supports the VP and Chief Ethics & Compliance Officer and leads assigned elements of oversight and coordination of the compliance programs within BD on a global basis. The position will support the company's executives, management and associates in their efforts to achieve compliance with all rel...

Compliance Officer/ Quality Management Coordinator Lakeshore Community Services, Inc. is seeking a qualified professional for the position of Compliance Officer/Quality Management Coordinator. Applicants must have a Bachelor's Degree (Masters Preferred) and 5 Years experience in a Medical Assistance funded setting. This position will ensure compliance with Federal and State Statutes as they...

First Security State Bank seeks immediate, full-time Compliance officer. Banking experience preferred, ability to comprehend and interpret compliance regulations a must. Competitive pay and benefits package. Must pass background and credit reports. Please send resumes to ***** or P O Box 87, Cranfills Gap, TX 76637. Member FDIC. This job listing brought to you by The Cleburne Ti...

West Virginia School of Osteopathic Medicine www.wvsom.edu/employment. WVSOM is currently recruting for the following: Associate General Counsel: Position's primary responsibility is to provide legal support to the Office of the General Counsel for WVSOM. Position is Non-Classified; salary commensurate with education and experience; full state benefits. Institutional Compliance Officer: This posit...

East West Bank is one of the largest independent banks headquartered in California serving consumers and businesses throughout the U.S. and Greater China. With over 130 locations worldwide including California, Texas, New York, Georgia, Massachusetts, Nevada, Washington, and Greater China – East West Bank is committed to helping their customers’ enterprises succeed. At East West Bank, we build bri...

A large successful asset management firm seeks a Chief Compliance Officer for their Exchange Traded Funds (ETF) division. The CCO will be responsible for all aspects of the ETF Businesses. Responsibilities: • Support the Corporate Chief Compliance Officer (CCO) on compliance strategic initiatives and all compliance matters to ensure that the firm is in compliance with all laws and regulations, ...

The employee will assist the Director of Finance and Administration by performing a variety of duties in the administration and implementation of the City’s Community Development Block Grant (CDBG) program including the review and interpretation of budget forms and other financial documents, program monitoring and reporting; and will provide professional assistance to the City’s professional plann...

About WakeMed WakeMed Health & Hospitals , located in Raleigh, North Carolina is an 870+ bed private, not-for-profit network of medical centers, ambulatory care centers and outpatient facilities, representing the largest health system in greater Raleigh, North Carolina. Our system includes over 7,600 nurses, technologists, medical support staff, and more than 1,000 affiliated physicians who repre...

Interior Regional Housing Authority (IRHA) Procurement & Compliance Officer Seeking candidates for this full-time position. Responsible for soliciting, awarding, and monitoring a variety of contracts: including consulting, professional services, construction, and other services to meet IRHA’s needs. Developing, issuing, awarding, and managing post-award administration of formal requests for pr...

Join a global leading capital equipment manufacturer with industrial application capabilities reaching world-wide. Must be familiar with the Foreign Corrupt Practices Act, Export Administration Regulations, and the Commerce Control List. Shall: *** Review and investigate alerts generated by internal breaches of policy, determine corrective action levels based on level of compliance breach. *** ...

Seeking individual with experience enforcing company compliance with US trade and export laws and familiarity with regulatory requirements for capital equipment international sales. Responsibilities: *** Create and implement SOPs for company-wide operations involved in the production and sale of capital equipment. *** Ensure policies and procedures adhere to ISO standards. *** Initiates and su...

Diversified Compliance Officer Department: OCBI Schedule: Full Time, Benefited Shift: Hours: Job Details Diversified Compliance Officer MMAS/MVNA/MNRN THE POSITION HOME BASE IS LOCATED IN COLUMBIA, MD AND FREQUENT TRAVEL TO CLIENT SITES THROUGHOUT THE MEDSTAR REGION IS REQUIRED Job Summary _FLSA Status: Exempt Responsible for managing the implementation of MedStar Health’s Compliance an...

Diversified Compliance Officer Department: OCBI Schedule: Full Time, Benefited Shift: Hours: Job Details Diversified Compliance Officer MedStar Family Choice This position is located in the Washington, DC area Job Summary _FLSA Status: Exempt Responsible for managing the implementation of MedStar Health’s Compliance and Privacy program and overseeing the operation of that function in o...