Compliance Officer Jobs

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1000+ Compliance Officer jobs found on Monster.

Jobs 1 to 20 of 4091
RESPONSIBILITIES: Our client is seeking a Compliance Officer for their New Castle, DE location. This role should possess good organizational and communication skills, be able to work independently with minimal supervision; Manages the implementation of account opening activities of a more complex nature for high value current and new PCM corporate clients, including ensuring absolute completenes...
DISCOVER your PROMISE by helping our students discover theirs ACCEPTING APPLICATIONS FOR THE FOLLOIVING POSITION: Full-Time Regular Lab Safety and Compliance Officer Risk Management and Safety For more information and to apply, go to: http://www.ohiouniversityjobs.com/postings/10973 Application Deadline: October 5, 2014. For questions, please email ***** or call 740-593-1636 1804 OHIO UNIVE...
We are looking to fill a Compliance Officer position in our Compliance Department located in our Park Lane Branch at 100 Park Lane, New Milford. Reporting to the SVP Compliance Officer, the person in this position is responsible for monitoring and testing to ensure compliance on various banking regulations. They will offer guidance on enhancing controls to mitigate compliance risk. Compliance M...
Company Confidential New York City, NY, 10110
Position at Wall Street Asset Management firm Must be wiling to learn new skills and concepts Must have written and oral presentation skills and work with the Board of Directors Report to the President Experience in: Compliance, Legal, Mutual Funds, Budgeting 40% - Compliance 40% - Legal 20% - Budgeting No travel/Minimal overtime/Minimal weekend work Full Benefits...
We are looking to place a Sr. Financial Manager and also a Compliance Officer to provide on-site support for the Air Force Civil Engineer Center (AFCEC) at Joint Base San Antonio-Lackland, Texas. This effort will include support to the AFCEC Chief Financial Officer to examine budget estimates for completeness, accuracy, and conformance with procedures and regulations, and analyze budgeting and acc...
Position Summary: Provide overall tax credit compliance for the assigned NRP portfolio. Responsibilities include complete application approval, file documentation and completion, support and/or training for site personnel, annual reporting, monthly and quarterly reporting and all other related issues to ensure overall tax credit compliance. Additional duties consistent with the overall position r...
Position Summary: Provide overall tax credit compliance for the assigned NRP portfolio. Responsibilities include complete application approval, file documentation and completion, support and/or training for site personnel, annual reporting, monthly and quarterly reporting and all other related issues to ensure overall tax credit compliance. Additional duties consistent with the overall position r...
Company Confidential Houston, TX, 77027
Underwriting Manager/Compliance Officer For a Property and Casualty Insurance Company Responsibilities: Underwrite New and Renewal business. Develop sound underwriting policies and procedures. Process requested binders, certificates, and evidence of insurance, endorsements, and other insurance related documents; Process policy changes, cancellations and reinstatements; Be able to function w...
Corporate Compliance Officer In 2006, Strategic Behavioral Health, LLC was established to deliver high quality behavioral healthcare. Today, we are a growth oriented company with a multistate reach. Our Memphis home office (locate in the Southwind Area near Federal Express) provides accounting, clinical, human resource and operational support to JCAHO accredited psychiatric hospitals and faciliti...
BD (Becton, Dickinson and Company) Franklin Lakes, NJ, 07417
The Deputy Chief Compliance Officer and Chief Compliance Officer-BD Rx directly supports the VP and Chief Ethics & Compliance Officer and leads assigned elements of oversight and coordination of the compliance programs within BD on a global basis. The position will support the company's executives, management and associates in their efforts to achieve compliance with all relevant laws, regulations...
BD (Becton, Dickinson and Company) Franklin Lakes, NJ, 07417
Description The Deputy Chief Compliance Officer and Chief Compliance Officer-BD Rx directly supports the VP and Chief Ethics & Compliance Officer and leads assigned elements of oversight and coordination of the compliance programs within BD on a global basis. The position will support the company's executives, management and associates in their efforts to achieve compliance with all relevant laws,...
BD (Becton, Dickinson and Company) Franklin Lakes, NJ
About us Description The Deputy Chief Compliance Officer and Chief Compliance Officer-BD Rx directly supports the VP and Chief Ethics & Compliance Officer and leads assigned elements of oversight and coordination of the compliance programs within BD on a global basis. The position will support the company's executives, management and associates in their efforts to achieve compliance with all rel...
Join MassMutual Greater San Diego, a MassMutual General Agency. MassMutual, founded in 1851, is a leading mutual life insurance company. MassMutual provides products to help meet the financial needs of clients, such as life insurance, disability income insurance, long-term care insurance, retirement/401(k) plan services, and annuities. As the Assistant to the Agency Supervisory Officer, you will ...
We need compliance and legal professionals immediately. Mission Critical is seeking professionals with regulatory and/or industry compliance backgrounds, particularly in the Investment Advisers Act of 1940, Investment Company Act of 1940, and FINRA rules, to join our Business Consulting Division in an effort to help our company continue to grow. The demand for our services is growing because of o...
Summary of Duties: Each Contract Developer/Compliance Officer is assigned a group of contracts to develop and a separate group to monitor for compliance. The Contract Developer/Compliance Officer will be responsible for development and coordination of assigned Agency Requests for Proposals, RFQs, formal and informal bids, quotes, formal and informal procurement of goods and services, and other as...
Our client, an international bank with offices in New York City, is seeking a VP – Capital Markets Regulatory Reporting Compliance Officer in their Ethics & Compliance Regulatory Reporting Department. This role will be responsible for advising the Regulatory Reporting Group on all regulatory reporting matters arising from the firm’s US securities and futures trading activities. This individual mu...
UBS AG, a global financial services company, seeks a Compliance Officer to support the UBS IB Americas FRC (FX, Rates and Credit) trading and sales businesses. Responsibilities to include: Advisory - responsible for providing compliance coverage to the UBS Investment Bank's FRC (FX, Rates and Credit) division Rules and Regulations - responsible for interpreting and enforcing applicable rules and...
IT Security Compliance Officer COMPANY: Netelligent Corporation LOCATION: St. Louis, MO Headquarters SALARY/WAGE: Dependent on Qualifications; Base + Bonus; Excellent Benefits STATUS: Regular Full Time Employee JOB CATEGORY: Information Technology/ Corporate IT OCCUPATION: Computer/IT Services Telecommunications Services RELEVANT WORK EXPERIENCE: 3+ Years of experience in IT Systems...
Aon Corporation (NYSE:AON) is the leading global provider of risk management services, insurance and reinsurance brokerage, and human capital solutions and outsourcing. Through its more than 59,000 colleagues worldwide, Aon unites to deliver distinctive client value via innovative and effective risk management and workforce productivity solutions. Aon's industry-leading global resources and techni...
Compliance Officer Community bank Perform monthly and quarterly performance monitoring of commercial loans Covenant testing for all commercial, Retail, Commercial Real Estate portfolios Risk assessments Advise on regulatory issues Requirements Minimum 4 years of directly related experience in a commercial bank Minimum BS/BA in an applicable field of study WHAT CANDIDATES SAY ABOUT THIS RE...

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Business Career Tools

Compliance Coordinator

Salaries

$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator
(108 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
45.9%
Master's
21.6%
Some College Coursework Completed
14.9%
High School
6.8%
Associates
5.4%
Professional
2.7%
(74 Respondents)
Source: Monster.com Careerbenchmarking Tool

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