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Compliance Officer Jobs

1000+ jobs

Opening for a Compliance Officer / Internal Audit at F&M Bank in Edmond, OK. This position is responsible for ascertaining the bank’s compliance to regulations and the performance of the audits of the bank. Responsible for coordinating audits with others, and personally conducting and supervising internal audits, including those for internal controls, and regulatory compliance. Essential Functio...
CutisPharma is a specialty pharmaceutical company focused on bringing innovation to the pharmaceutical compounding market. CutisPharma’s FIRST Unit-of-Use compounding kit franchise has provided significant benefits to pharmacists and patients by replacing traditional compounding with standardized kits that are easy to use, save time, and provide consistent quality. We are seeking a talented and mo...
MRINetwork™ is the world's largest executive search and recruitment organization. We have a global network of more than 1,000 offices. Management Recruiters - The Boston Group is our 5 office organization, established in 1966 to provide executive and management level staffing services to a wide variety of industries. COMPANY INFO: Our client is a community bank in southern Middlesex County estab...
Requisition Number: PCS-5377 Job Title: Quality Assurance Compliance Officer II Exempt/Non Exempt: Exempt Regular/Temporary: Regular Full Time/Part Time: Full Time Shift: Day Work Schedule: Monday-Friday, 8-5 Job Description: This colleague is responsible for assisting the PCS Unit with lending-related compliance issues. Identifies risks and internal control weaknesses. Ensures that all loans ...
Compliance Officer $75-95K+ Bonus Billion dollar global Banking conglomerate seeks entrepreneur for expanding division. Must have degree. (JD or Masters a +). (CRCM and CAMS a +) with 2-4 years prior financial institution compliance experience including developing and implementing BSA/AML/OFAC policies, programs and procedures. Strong knowledge of BSA/AML/OFAC/KYC/Patriot Act Regulations. Knowle...
Compliance Officer $75-95K+ Bonus Billion dollar global Banking conglomerate seeks entrepreneur for expanding division. Must have degree. (JD or Masters a +). (CRCM and CAMS a +) with 2-4 years prior financial institution compliance experience including developing and implementing BSA/AML/OFAC policies, programs and procedures. Strong knowledge of BSA/AML/OFAC/KYC/Patriot Act Regulations. Knowle...
Compliance Officer $75-95K+ Bonus Billion dollar global Banking conglomerate seeks entrepreneur for expanding division. Must have degree. (JD or Masters a +). (CRCM and CAMS a +) with 2-4 years prior financial institution compliance experience including developing and implementing BSA/AML/OFAC policies, programs and procedures. Strong knowledge of BSA/AML/OFAC/KYC/Patriot Act Regulations. Knowle...
The Equities Compliance Officer will be part of the compliance team within the bank's institutional equities sales, trading and research group. The role will report to the US head of Compliance. Client Details Global investment banking diversified financial services group providing banking, financial advisory and investment and funds management services to institutional, corporate and retail cli...
The Compliance Officer works with the Chief Compliance Officer for Newport Group Securities, Inc., a registered broker-dealer and registered investment adviser to help oversee regulatory compliance for the organization. The Compliance Officer will conduct AML monitoring, surveillance and marketing reviews for the organization as well as monitor the controls of the organization. Will monitor Outsid...
Local trucking company looking for a qualified person to head up recruiting and DOT safety compliance for drivers. Duties will include but not limited to will be maintaining and updated all driver qualification files, Dot compliance with hours of service and drug testing procedures and setting reminders for drivers for Med card and license renewals. Secondly recruiting will be a major key role in ...
This position administers the bank’s program for compliance for the bank’s subsidiary registered investment advisors (RIA) and the bank’s trust department. Responsible for having requisite knowledge of applicable securities laws and regulations along with federal and state trust regulations. Work is performed independently, but under the overall supervision of the Senior Vice President, Compliance...
CAREER OPPORTUNITY Georgia United Credit Union is a full service financial institution founded in 1958. As an organization that is committed to service, our vision is to become the financial institution and employer of choice by consistently exceeding our member and employee expectations. We are seeking a Compliance Officer to work in our Duluth (Sugarloaf Parkway) office. This position is respo...
Chubb is the world?s largest publicly traded property and casualty insurer. With operations in 54 countries, Chubb provides commercial and personal property and casualty insurance, personal accident and supplemental health insurance, reinsurance and life insurance to a diverse group of clients. The company is distinguished by its extensive product and service offerings, broad distribution capabili...
Company Confidential
Summary: The Chief Compliance Officer (CCO) will be responsible for establishing and maintaining the Company’s compliance programs. In addition, the CCO will provide strategic advice on our regulatory and compliance environment, technical guidance on specific compliance matters, and supervision of the Compliance Department. Duties and Responsibilities: · Manages the Company’s compliance program...
Trust Legal & Compliance Officer Our client is a well-established family owned bank with over 100 years of history, located in 17 states and still growing with more than $25 billion in AUM. They are looking for a Trust Legal and Compliance Officer to advice the Trust Department management and associates at all levels. The majority of responsibility will be on Institutional Trust, which administe...
Compliance Analyst - Privacy Officer Help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance Analyst is responsible for delivering quality results, providing compliance and privacy advice to the marketing services line of business as a subject matter expert, and ...
Location: Columbia, MD About Us For almost 150 years, Sandy Spring Bank has provided outstanding financial services and remained committed to being a strong, local, independent bank. Our community offices throughout Maryland and Northern Virginia serve the unique needs of individuals, businesses and organizations every day. We are seeking competent, motivated employees who share our commitment ...
$75-95K+ Bonus Billion dollar global Banking conglomerate seeks entrepreneur for expanding division. Must have degree. (JD or Masters a +). (CRCM and CAMS a +) with 2-4 years prior financial institution compliance experience including developing and implementing BSA/AML/OFAC policies, programs and procedures. Strong knowledge of BSA/AML/OFAC/KYC/Patriot Act Regulations. Knowledge and understandin...
Alaska USA Federal Credit Union is currently recruiting for a Documentation and Compliance Officer to assist Consumer Lending management with the interpretation of regulatory updates and assist with the development and maintenance of departmental manuals and documents. Alaska USA Federal Credit Union is a federally chartered financial services cooperative with branch offices throughout Alaska, We...
Agency Header Vision Statement: The vision of the Office of State Tax Commissioner is to instill the highest degree of public confidence in our integrity and reliability by providing prompt, accurate and courteous service while promoting compliance with the tax laws of North Dakota. Summary of Work This position primarily provides assistance with the preparation of alcoholic beverage returns an...