Compliance Officer Jobs
Description As a part of the Tenet and Catholic Health Initiatives family, Conifer Health Solutions is a leading healthcare business process management services provider working to improve operational performance for more than 600 clients so they can support financial improvement, enhance the patient experience, and drive value-based performance. Through our revenue cycle management, patient comm...
Investment/Asset Management company seeks a Compliance Officer professional with a minimum 7-10 years of compliance generalist experience. This position will be responsible for 2 affiliated managers/RIA and investment management companies, and will serve as CCO for these 2 affiliated managers. This Compliance Office will serve and will responsible for overall compliance, and the position is a dire...
Location: Indianapolis, IN or Chicago, IL Salary Range: Competitive Salary (based on experience) Exempt/Non-Exempt: Exempt Benefits: Comprehensive Benefits Package Employment Type: Full Time Description: Are you a team-oriented, (ERISA - ACA - HIPAA) compliance attorney, looking for an excellent career opportunity, where you can make a real difference in the lives of over 5,000,000 people? Un...
A global financial services firm seeks a Futures Compliance Officer - Fixed Income Futures and Commodities Compliance who will be responsible for providing ongoing regulatory advice and guidance regarding futures based regulations, industry practices and internal policies to MFUSA staff and internal and external clients. Responsibilities include (but are not limited to): • Point-of-Contact for r...
We are looking to fill a Compliance Officer position in our Compliance Department located in our Park Lane Branch at 100 Park Lane, New Milford. Reporting to the SVP Compliance Officer, the person in this position is responsible for monitoring and testing to ensure compliance on various banking regulations. They will offer guidance on enhancing controls to mitigate compliance risk. Compliance M...
This position is located in our VA, Portsmouth facility 1.Audits research investigator activities on site. 2.Reviews IRB approved protocols and interviews investigators to assure compliance is met. 3.Reviews data collection forms, verifies entries by validating accurate source documentation, and reviews data security and protection of Protected Health Information (PHI) and Personally Identifiab...
We are looking to hire an experienced Compliance Officer for our Bank client in the Rochester market. Responsibilities will include: Act as Compliance point of contact bank wide Train and implement new compliance regulations throughout all bank channels Coordinate with each manager to ensure all training is up to date within their department Consistent monitoring of business lines to ensure c...
Bank Cashier/Compliance Officer Eagle Bank is seeking applicants for a Bank Cashier/Compliance Officer. Previous banking experience required. Desirable qualifications include bank supervisory skills, use of teller/new account and banking software platforms, and proven knowledge of banking compliance. Successful applicants will be responsible for all supervising and training of the teller and new ...
Administrative Assistant to Systemwide Title IX Compliance Officer Job ID: 1011747 Location: Downtown Long Beach Job Code: Confidential Office Support II Full/Part Time: Full-Time Regular/Temporary: Regular Chancellor's Office Statement Join our team at the California State University, Office of the Chancellor, and make a difference in providing access to higher education. We are curre...
Senior Consultant, OFCCP Compliance & Data Analysis The Arbor Consulting Group, Inc. is a national human resources consulting firm, specializing in HR risk management and regulatory affirmative action compliance. Arbor also conducts HR investigations, employee relations assessments and manages conciliation agreement and consent decree implementation. Job Summary The successful candidate for the...
As a part of the Tenet and Catholic Health Initiatives family, Conifer Health Solutions is a leading healthcare business process management services provider working to improve operational performance for more than 600 clients so they can support financial improvement, enhance the patient experience, and drive value-based performance. Through our revenue cycle management, patient communications, a...
Experian Schaumburg, IL, 60196
To support Regulatory Compliance by drafting, implementing, maintaining, performing training, auditing and enforcing policies to ensure Marketing Services Business Unit practices comply with applicable regulations, industry self-regulatory codes, Experian company values and principles, and regulatory requirements. Major Job Functions Drafts and reviews Privacy Policies. Answers questions on a da...
7 years of experience in a regulatory, compliance and/or control role. Banking compliance, legal and/or regulatory background preferred. Experience as a banking or financial services regulator helpful. Bachelors degree in related field of study required, MBA/JD preferred. CRCM, Series 7 desirable. Solid working knowledge of private banking/wealth management products and services; bank regulatory...
Citigroup Inc. NAM, NY
Senior Compliance Officer- Private Bank (Deputy Head Core and Sales Origination Compliance Officer for CPB NAM and LATAM)-14083134 Description This is a SVP position reporting to the CPB (Citi Private Bank) NAM Core & Sales Origination Compliance Manager and matrix to the CPB LATAM Compliance Head. Responsible for providing specialist support/advice to the NAM Banking Teams (LFG - Law Firm Grou...
BD (Becton, Dickinson and Company) Franklin Lakes, NJ
About us Description The Deputy Chief Compliance Officer and Chief Compliance Officer-BD Rx directly supports the VP and Chief Ethics & Compliance Officer and leads assigned elements of oversight and coordination of the compliance programs within BD on a global basis. The position will support the company's executives, management and associates in their efforts to achieve compliance with all rel...
Bank of the West San Ramon, CA
Qualifications Required Education or Equivalent Experience · Bachelor’s Degree required · ACAMS certification preferred Required Experience · 5 - 7 years internal audit, compliance, or regulatory Field of Experience · Strong knowledge of general banking with an understanding of deposit, lending and alternative investment products. · Strong knowledge of assigned laws and regulations. · Str...
What sets Bank of the West apart from other banks is our team members–they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our modern western values—straightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters and rewards excell...
Our client, a leading financial service provider, is seeking a qualified Anti-Money Laundering (AML)/Know Your Client (KYC) Senior Compliance Program Officer with 7+ years of experience with a large financial institution (or within the financial services practice of a Big 4). The candidate will be responsible for launching and managing a program management and delivery organization. Responsibili...
Locations: New York NY, LA California or Dallas Texas Our client, a leading financial service provider, is seeking a qualified Anti-Money Laundering (AML) Compliance Program Officer with 5+ years of experience in financial services with a good understanding of complex bank environments, with AML related experience. The successful candidate will be responsible for assisting firm’s Bank Secrecy Ac...
Special Counsel is currently searching for a compliance analyst to join one of the world’s leading private investment firms. If you are an individual who has experience with Investment Advisory laws and rules as well as other securities related laws, then you may be a perfect fit for this opportunity. This is an incredible opportunity to join a prestigious company with a great team atmosphere. Co...
Get new jobs by email for this search
We'll keep looking and send you new jobs that match this search.
Upload your resume and let employers find you!
It's that simple!
Business Career Tools
$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Provides audit information to management by researching and analyzing data; preparing reports.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Administrative Writing Skills
Complies with federal, state, and local legal requirements by studying existing and new legislation; enforcing adherence to requirements; advising management on needed actions.
Helps others by answering questions and responding to requests.
Popular Compliance Officer Articles
Whether your beat is auditing, tax, financial analysis, lending or another specialty, explore careers in finance and search for finance jobs now.
Resume Tips for Finance Professionals
Tune up your resume to highlight the financial expertise and accomplishments employers are looking for.
High-Paying Jobs for Baby Boomers
Not surprisingly given their age level and experience, some of the best-paying jobs are primarily held by Boomers. Here are a few of the best-paying jobs held mainly by Baby Boomers, with median pay.
The Jobs Behind the Big (Football) Game
Even though you're no professional football player, you can still be part of the action come game day. Check out this list of jobs that make each game possible.
Dos and Don'ts for Aspiring CFOs
If you aspire to reach the CFO's office someday, heed these dos and don'ts as you work your way up the accounting career ladder.