Compliance Officer Jobs
FULL TIME COMPLIANCE OFFICER Min.5 yrs similar/ related exp., Credit Union/ Financial Institution preferred. Ensures compliance of policies & procedures w/ laws & regulations. College Degree: Business Admin, Management, Finance, or related field. CPA/MBA or add. certifications in Auditing, Risk Mgt, Info. Security preferred. Strong skills: oral & written communications, project management, advance...
Compliance Officer and Operations Auditor PHV FT Must have BA degree, MA degree desired. Min. 2 yrs. exp. in healthcare compliance, to include demonstrated leadership. Familiarity w/operational, financial, quality improvement, and human resourced resource procedures and regulations are req'd. In accordance with PL 93-638 American Indian Preference shall be given. Must have valid driver license & b...
Position: Risk Management / Compliance Officer Reports to: Doug Crichfield, President & CEO Department: Corporate Risk Management & Compliance Office Overview: Solera National Bank is looking for a motivated and self-directed candidate seeking a challenging role with a broad scope of responsibilities. Risk management and compliance (“RC”) are increasingly related corporate concerns. These areas of...
Our client is seeking a Assistant Compliance Officer in Englewood, CO. The ideal Assistant Compliance Officer is motivated, results-oriented and committed to providing outstanding customer service every day. Job Duties: Serve as the Bank's CRA Officer; responsibility to develop, lead, and manage all aspects of the Bank's CRA strategy, program, and examinations Seek, develop and participate, and su...
Transform Your Tomorrow…Today at Curtiss-Wright Flow Control At Curtiss-Wright Flow Control (CWFC), you have the opportunity to transform the way our customers do business, as well as transform your career. Our entrepreneurial environment provides our employees with excellent experiences that enable them to develop their skills through stretch assignments and the opportunity to work with the best...
MARION CENTER NATIONAL BANK INDIANA, 15701
Compliance Officer Marion Center Bank is currently seeking qualified applicants who are outgoing, dependable and have a positive attitude for the following position at our Indiana Location: FULL-TIME COMPLIANCE OFFICER The Compliance Officer position is responsible for implementing an audit schedule inclusive of all applicable compliance issues and regulations, developing of new policies or the up...
Fox Systems a Cognosante Company Multiple
Requisition ID: 588 Travel: <25% Remote Work Option: Yes Job Description The Compliance Officer will define, implement and monitor practices and procedures as they relate to privacy and security regulations, as well as specific requirements imposed by CMS on the implementation of information technology. The Compliance Officer will be responsible for assimilating, coordinating and maintaining core...
Job Summary The Chief Compliance Officer will be responsible for testing and monitoring compliance with applicable banking laws and regulations; training Bank personnel on compliance matters; development of and implementation of Bank policies and procedures from a compliance perspective; and implementation of the Bank's compliance program. Principal Duties 1. Chief Compliance Officer will maintain...
A Kforce client is seeking a Broker-Dealer Chief Compliance Officer in Boston, Massachusetts (MA). This position is primarily responsible for carrying out the firm's compliance program with respect to its limited purpose broker dealer and will serve as the broker-dealer's Chief Compliance Officer. Also, provide additional support for the compliance programs of the firm's SEC registered investment...
Job Summary This position proactively devises methods, technologies, and programs, to encourage both institutional and individual non-immigrant reporting compliance using student development theories and regulatory best practices for Student and Exchange Visitor Information System (SEVIS). Serves as a Department of Homeland Security (DHS) Designated School Official (DSO) responsible for coordinati...
Company Confidential Fort Wayne, 46802
Quality Control / Compliance Officer needed for busy mortgage loan company. Full time. Experience necessary. Fax resumes to (260) 338-1889 This listing brought to you by Fort Wayne Newspapers and www.jobs.fortwayne.com....
Franklin Templeton Investments is a leading global investment management organization due to the efforts of our greatest assets - our employees. We have over 8,500 employees working in 50 offices around the world, servicing investment solutions for our clients in more than 150 countries. We believe in our corporate values of putting clients first, building relationships, achieving quality results,...
Description: The Risk Management and Compliance Officer (RMCO) will have responsibilities encompassing administering the Governance, Risk, and Compliance (GRC) program elements within iTeam Companies (Holding Company) and its operating subsidiary iStream Financial Services (Company). The GRC Program entails a corporate wide iTeam enterprise risk management focus, with the Company a critical segmen...
Company Confidential Pittsburgh, PA
Compliance Officer/Clinical Educator Pittsburgh, Pa Basic Summary of Position: Reporting to the Chief Operating Officer (COO), the Compliance Officer (CO) will be responsible, among other things, for partnering with management to provide continual risk assessment and in the development of comprehensive policies and procedures, compliance training, protocols, and internal investigations. The CO wil...
Trading & Liquidity Compliance Officer - Vice President Description: One of the world’s preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary and individual investors around the world. They offer a range of solutions — from rigorous fundamental and quantitative active management approaches aime...
Our Philadelphia, PA client is actively seeking a Chief Compliance Officer to join their growing team. In this role you will oversee regulatory reporting and handle all FINRA activities. Ideal candidates will have at least 10 years of compliance experience and their 7, 63, and 24 licensure. Our client offers a competitive salary, comprehensive benefits package, and room for growth! Responsibilitie...
Compliance Officer High profile Compliance Officer opportunity available for an experienced professional looking to advance their career with a solid, growing, reputable and highly regarded financial institution in suburban Columbus. Your extensive knowledge with BSA, AML, and the broad scope of current regulatory requirements PLUS the ability to communicate and train internally to ensure complian...
Job Summary & Mission: UBS is a client-driven global financial services firm. Corporate Center partners with the business divisions to ensure that the firm operates as an effective and integrated whole with a common vision and set of values. FICC (Fixed Income, Currencies & Commodities) Compliance within the UBS IB Americas Compliance Department is responsible for executing the mission of the UBS...
Job Summary & Mission: As a Compliance Officer in Anti-Bribery & Corruption Compliance, which is part of the Global AML Compliance Department, you will be actively involved in conducting internal reviews of business requests to service government entities located in the United States and requests for pre-clearance of personal political contributions to reasonably ensure compliance with applicable...
ACE USA ACE USA, the U.S.-based retail operating division of the ACE Group, offers more than 170 sophisticated property, casualty, risk-management, and accident and health products and services through retail brokers. The ACE Group is one of the world's leading global commercial property and casualty insurance and reinsurance organizations, with more than 19,000 employees worldwide and offices in...
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What are the pros and cons of working as an ADA Compliance Officer for an educational institution or...
I'm considering applying for a position as an ADA Compliance Officer with a west coast college. I would love to hear from anyone who has worked as an ADA Compliance Officer about the upsides and downs...
What is a customer compliance officer at job centre?
I`ve been sent a letter to attend an interview to discuss a query that has arisen concerning my claim to benefit-should i worry? I am a single mother on benefits with a son with learning difficulti...
What career runs parallel with investment banking in terms of status and earning potential?
A top class job which rakes in a lot of money but in the business field, perhaps more qualatative as opposed to quantative?
What would be the best job board for compliance careers advice?
When I say compliance I mean specifically regulatory compliance in the world of finance. These people all answer to the Financial Services Authority. Often they are called compliance officers.
How should an organization determine who is an appropriate ethics compliance officer?
What type of characteristics would you expect this person to have? What type of education and professional experience should this individual hold?
Business Career Tools
$31,200.00 - $100,000.00
Typical Salary for Compliance Coordinator
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Provides audit information to management by researching and analyzing data; preparing reports.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Administrative Writing Skills
Supports departments by collecting and coordinating internal compliance data with auditors and various departments.
Helps others by answering questions and responding to requests.