Compliance Officer Jobs
We are looking to place a Sr. Financial Manager and also a Compliance Officer to provide on-site support for the Air Force Civil Engineer Center (AFCEC) at Joint Base San Antonio-Lackland, Texas. This effort will include support to the AFCEC Chief Financial Officer to examine budget estimates for completeness, accuracy, and conformance with procedures and regulations, and analyze budgeting and acc...
BD (Becton, Dickinson and Company) Franklin Lakes, NJ
About us Description The Deputy Chief Compliance Officer and Chief Compliance Officer-BD Rx directly supports the VP and Chief Ethics & Compliance Officer and leads assigned elements of oversight and coordination of the compliance programs within BD on a global basis. The position will support the company's executives, management and associates in their efforts to achieve compliance with all rel...
Description The Market Compliance Officer for Detroit reports directly to the Detroit Region Compliance Director, who reports to the Vice President and Chief Compliance Officer for Tenet Healthcare Corporation. Specific Market Compliance Officer Responsibilities include: The Market Compliance Officer has responsibility for managing the implementation of Tenets Ethics and Compliance program for ...
Description IN AN EFFORT TO PROVIDE A MORE HEALTHY, SAFE AND SATISFYING ENVIRONMENT TO OUR EMPLOYEES, INDIVIDUALS TO WHOM JOB OFFERS ARE EXTENDED MAY UNDERGO NICOTINE TESTING AS A PART OF THE PRE-EMPLOYMENT PROCESS. Onsite at Harbor Health Plan, this role will ensure the organization understands and complies with contractual requirements as well as state and federal laws. The role will oversee t...
Description The Deputy Chief Compliance Officer reports directly to the Vice President and Chief Compliance Officer for Tenet Healthcare Corporation. Specific Deputy Chief Compliance Officer Responsibilities Include: The Deputy Chief Compliance Officer reports directly to Tenets Chief Compliance Officer and is responsible for overseeing the operations of Tenets Ethics and Compliance program in ...
Founded in 1998, AimLoan originates Conventional, FHA and VA mortgages throughout the country from a single location in San Diego. For 16 years we have continued to grow, now funding 400-500 loans per month, about half purchase and half refinance. As an Internet-based, consumer direct lender, we are able to offer rates up to 1/2% lower than the national average, and a more convenient customer exp...
Join MassMutual Greater San Diego, a MassMutual General Agency. MassMutual, founded in 1851, is a leading mutual life insurance company. MassMutual provides products to help meet the financial needs of clients, such as life insurance, disability income insurance, long-term care insurance, retirement/401(k) plan services, and annuities. As the Assistant to the Agency Supervisory Officer, you will ...
Aon Corporation (NYSE:AON) is the leading global provider of risk management services, insurance and reinsurance brokerage, and human capital solutions and outsourcing. Through its more than 59,000 colleagues worldwide, Aon unites to deliver distinctive client value via innovative and effective risk management and workforce productivity solutions. Aon's industry-leading global resources and techni...
Compliance Officer Community bank Perform monthly and quarterly performance monitoring of commercial loans Covenant testing for all commercial, Retail, Commercial Real Estate portfolios Risk assessments Advise on regulatory issues Requirements Minimum 4 years of directly related experience in a commercial bank Minimum BS/BA in an applicable field of study WHAT CANDIDATES SAY ABOUT THIS RE...
Our client is currently in need of a Chief Compliance Officer. The firm primarily deals with high-net worth clients as well as funds and convertible bonds. The firm has a friendly, professional and fast-moving environment. They would like for the person to have 7-10 years experience with an Registered Investment Advisory and must have a JD for the role. The successful candidate will have excellen...
A financial services firm seeks a Deputy Chief Compliance Officer who will be responsible for compliance and regulatory affairs for the registered Swap Dealer. This position will directly report to the Chief Compliance Officer. Primary Accountabilities/Responsibilities: • Identifies and interprets CFTC, NFA, state, federal, foreign jurisdiction, and self-regulatory organization rules and regula...
Position Overview: The Labor Compliance Officer (LCO) provides senior level management, oversight and assistance to the LACCD Labor Compliance Department overseeing the daily operations of the Department. The LCO will act as the main interface of the program ensuring good relations with the state agencies, unions, construction associations and stakeholders. Position Description: · Ensure compli...
Compliance Officer Job Label:SF_Compliance Partner We are looking for a high energy experienced Mortgage Professional who is ready to have some fun and take his/her career to the next level. The Compliance Partner position is responsible for providing support to the branches and the Compliance Department. The primary focus of this position is to insure that all compliance issues are resolved in ...
Visionary Chief Information Security and Compliance Officer Job Label:EFOLD-CISO Visionary. Energetic. Knowledgeable. Dedicated to Excellence. These are the attributes that have contributed to your successful record of achievement as either a Senior Vice President or CISO of a large enterprise organization. As leaders at eFolder, one of the foremost in-the-cloud providers of high-assurance data ...
An international bank located midtown seeks a Deputy Compliance Officer. Required: BA/BS in business, 10+ years experience in related bank compliance and management. Know US banking business including commercial lending, private banking, correspondent banking. Proficient in BSA, AML, OFAC plus consumer regulations required (Reg. B, D, E, F, O, P, U, Z, AA, CC, DD). Able to use various internal sof...
Regulatory Compliance Officer Generalist with strong compliance background in retail Brokerage. Comprehensive understanding of SEC/FINRA Rules and Regulations. Self Starter able to work independently. Strong analytical skills, communication skills, attention to detail. Skilled in Microsoft office applications, Enthusiastic, level headed and hard working. Proper FINRA registrations and licen...
Description The Market Compliance Officer for Boston reports directly to the Northeast Region Compliance Director, who reports to the Vice President and Chief Compliance Officer for Tenet Healthcare Corporation. Specific Market Compliance Officer Responsibilities include: The Market Compliance Officer has responsibility for managing the implementation of Tenets Ethics and Compliance program for...
Description Florida Region Tenet Florida Physician Services comprises 137 employed physicians throughout the South Florida market. Southern States Region The Southern States Region includes Alabama, Georgia, North Carolina, and South Carolina. Within the Southern States Region, Tenet Practice Resources employs 364 physicians in various specialties. The Position Location Florida TFPS (Tenet ...
The Director of Government Programs - Compliance and Medicare Compliance Officer is accountable for oversight of the Medicare Compliance Program and officially manages the interface with the Centers for Medicare and Medicaid Services (CMS), the federal regulatory agency over the Medicare Advantage (MA) and Medicare Prescription Drug (Part D) line of business. This position oversees the implementat...
Compliance Officer Do you want to work for the Best? At Meriwest, our work is driven by PRIDE, our acronym for Professionalism, Respect, Initiative, Dedication and Enthusiasm. Our internal philosophy, the “Meriwest Way,” begins with the executive team and filters through each and every person at Meriwest. Meriwest Credit Union was recognized as one of the “Best Places to Work in the Bay Area” b...
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$31,200.00 - $97,200.00
Typical Salary for Compliance Coordinator
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Provides audit information to management by researching and analyzing data; preparing reports.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Administrative Writing Skills
Complies with federal, state, and local legal requirements by studying existing and new legislation; enforcing adherence to requirements; advising management on needed actions.
Helps others by answering questions and responding to requests.
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