Client Compliance Representative Jobs in California
1000+ California Client Compliance Representative jobs found on Monster.Jobs 1 to 20 of 1533
The Client Service Representative position requires a high level of client interaction in providing exceptional sales and service. Will handle many of the more routine and come complex transactions within established policies and procedures. Works independently on less complex transactions. May require supervision on the larger more complex transactions. Intermediate staff are still developing adv...
Our Client is seeking a Portfolio Compliance Analyst in the San Francisco, CA area. The successful candidate will assist with daily compliance management and oversight of client investment guidelines. Additional responsibilities include: Review client investment management agreements and develop compliance rules in Charles River Development (CRD) based on investment guidelines Perform data requ...
CORPORATE SECTOR 1 Chaseside, CA
Job Description The Role The Global Financial Crimes Compliance (“GFCC”) team is responsible for Sanctions Compliance, Anti Money Laundering (“AML”) investigation and Know Your Client (“KYC”) Compliance support for all EMEA booked activity across multiple lines of business. The team’s role is part of the financial crime objective to: · Identify suspicious activity and report to law enforcement ...
CORPORATE SECTOR Beijing, CA
Job Description Purpose of position: Responsible (under the China country AML officer) for AML matters affecting relevant businesses for China. The position will assist in protecting the reputation of the firm, by helping to oversee and implement a country AML program that manages AML risks, complies with applicable group policies, and local laws and regulations. This will help to prevent the fir...
Client Relations Representative Job Label:Client Relations Representative-4 As an integrated health provider, WorkCare is at the forefront of helping employers meet the challenges of managing today’s workforce. WorkCare is owned by a team of physicians who, along with a team of allied credentialed health professionals, provide strategic and tactical consulting services and programs to: Improve ...
Northern Trust Corporation Montecito, CA
Requisition Number: 050211 Description: The Sr. Client Service Representative is responsible for servicing prospects, clients and partners by providing in-depth information about the bank's products and services and responding to inquiries. Visits with clients to gain in-depth understanding of client needs. Initially matches clients’ needs and potential with the proper market segment and acts as ...
Overview: The Client Services Representative is responsible for processing all new account transactions assisting customers in their selection of various accounts and financial services; cross- selling the Company’s products and services; opening, maintaining and closing of all account types; performing branch clerical duties; promoting business for the Company by maintaining good customer relati...
Boston Private Financial Holdings Palo Alto, CA, 94306
" align="left" width="150" class="LabelCell" id="LabelCell_Req_Description" valign="top" nowrap="nowrap"> Description The Client Service Representative position requires a high level of client interaction in providing exceptional sales and service. Will handle many of the more routine and come complex transactions within established policies and procedures. Works independently on less complex tra...
Banc of California Los Angeles, CA, 90009
Overview: The Client Services Representative is responsible for processing all new account transactions; assisting customers in their selection of various accounts and financial services; cross- selling the Company’s products and services; opening, maintaining and closing of all account types; performing branch clerical duties; promoting business for the Company by maintaining good customer relat...
Banc of California Irvine, CA, 92606
Overview: Banc of California is looking for Part Time Client Services Representatives (must be available to work Saturdays). The Client Services Representative is responsible for processing all new account transactions; assisting customers in their selection of various accounts and financial services; cross- selling the Company’s products and services; opening, maintaining and closing of all acc...
CORPORATE & INVESTMENT BANK Park Place, CA
Job Description Job Description: The Wholesale Client On-Boarding (WCOB) team is a global team with locations in major locations such as New York, Delaware, London, Bournemouth, Hong Kong and Singapore. The team functions in close partnership with Sales, Operations, Credit, Legal and Compliance to ensure efficient and timely on-boarding to the JPMorgan infrastructure. WCOB plays a critical role ...
Do you want to be part of a services company with both a proven record of success and planned growth? TriNet is a leading provider of a comprehensive human resources solution for small to medium-sized businesses. We enhance business productivity as a human resources partner, managing HR so clients can focus on operating and growing their core business. Our HR solution includes payroll processing, ...
As a global leader in insurance broking and risk management, Marsh helps our clients succeed by defining, designing, and delivering innovative, industry-specific solutions that help them effectively manage risk. We have 27,000 employees worldwide, operations in more than 130 countries, and annual revenue of approximately $5.4 billion, along with comprehensive global expertise that spans 26 industr...
Sequenom, Inc. San Diego, CA, 92140
The Customer Service Representative will work with physician offices, hospital laboratories and internal customers to ensure that all of the client needs are addressed and specimen referrals are successfully referred to the laboratory. This position will work the following schedule: Monday-Friday, 5:00 a.m. – 1:30 p.m. Responsibilities: Resolve routine customer requests with products or service...
CORPORATE & INVESTMENT BANK Taguig City, CA
Job Description JP Morgan Treasury Services -- moves, concentrates and invests client money, and provides trade finance and logistics solutions. TS products include payments, collections, trade finance, investments and information services that help companies manage working capital and liquidity. We are looking to recruit Client Service Officers who are keen on providing quality services to our c...
CORPORATE & INVESTMENT BANK LND, CA
Job Description About J.P. Morgan J.P. Morgan has been doing first-class business in a first-class way for more than two hundred years. We have been a leader in helping companies grow and markets develop throughout our history. We collaborate across the globe to deliver the solutions and advice to meet our clients’ needs, anywhere in the world. We operate in 100 countries and hold global leaders...
Summary: Supervises Customer Service Representatives I and II. Responsible for conducting customer and bank transactions with accuracy, efficiency, and professionalism. Provides operational effectiveness. Is expected to provide excellent customer service and support in cross selling bank products and services. Reports to Client Service Manager. · Understands and complies with requirements of all ...
Charles Schwab & Company San Francisco, CA
Description: We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live a...
We are seeking a Portfolio Compliance Analyst to assist with daily compliance management and oversight of client investment guidelines. The primary responsibilities of the Portfolio Compliance Analyst is interpreting investment guidelines, developing and testing compliance rules using Charles River Development (CRD), monitoring pre-trade/post-trade compliance alerts, and investigating and resolvi...
HACSC San Jose, CA, 95111
Thank you for your interest in employment with the Housing Authority of the County of Santa Clara. Job Code: MF10274 Site: 505 West Julian Street, San Jose, CA 95110 Posting Date: November 20, 2014 Closing Date: Open Until Filled Salary Range: $24.8558 - $34.7981/Hourly DOQ Summary: Under the direction of the Housing Programs Manager, the Housing Compliance Coordinator for the Housing Progr...
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Client Compliance Representative
$27,040.00 - $78,750.00
Typical Salary for Client Compliance Representative in California
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Client Compliance Representative
Protects assets by ensuring compliance with internal control procedures and regulations.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Maintains quality results by following and enforcing standards.
Completes client audit workpapers by documenting audit tests and findings.
Popular Client Compliance Representative Articles
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