Client Compliance Representative Jobs in California
Currently, there are no Client Compliance Representative jobs available in California which match this search. You may wish to explore similar job titles on the Customer Service jobs in California page or view related jobs below.
Customer Service Representative - Growing Company - Novato, CA Job Label:Client Services Representative Take this opportunity to work for an exciting company in the important employment screening industry! At Employment Screening Resources we need customer service professionals to help with our growth. The employment screening industry serves business of all sizes, empowering employers to make i...
Our Client is seeking a Portfolio Compliance Analyst in the San Francisco, CA area. The successful candidate will assist with daily compliance management and oversight of client investment guidelines. Additional responsibilities include: Review client investment management agreements and develop compliance rules in Charles River Development (CRD) based on investment guidelines Perform data requ...
CORPORATE SECTOR 1 Chaseside, CA
Job Description The Role The Global Financial Crimes Compliance (“GFCC”) team is responsible for Sanctions Compliance, Anti Money Laundering (“AML”) investigation and Know Your Client (“KYC”) Compliance support for all EMEA booked activity across multiple lines of business. The team’s role is part of the financial crime objective to: · Identify suspicious activity and report to law enforcement ...
CORPORATE SECTOR Beijing, CA
Job Description Purpose of position: Responsible (under the China country AML officer) for AML matters affecting relevant businesses for China. The position will assist in protecting the reputation of the firm, by helping to oversee and implement a country AML program that manages AML risks, complies with applicable group policies, and local laws and regulations. This will help to prevent the fir...
Tom Ferry-YourCoach, is a well-known nationwide leader specializing in Training, Coaching and Motivational programs in the Real Estate industry. Tom Ferry has reached more than 260,000 people through seminars and events and is acknowledged as one of the most connected people in real estate. For close to 20 years, Tom Ferry has earned a peerless reputation as a top trainer, motivator, speaker, auth...
ZenPayroll is on a mission to provide delightful, modern payroll to businesses everywhere. We've built a service we're proud of and which our customers love. Payroll and labor compliance is at the core of our business and our spectacular compliance team is a key stakeholder in all company decisions and operations.. We are seeking payroll experts with a passion for researching labor and payroll ...
Boston Private Financial Holdings Santa Monica, CA, 90405
" align="left" width="150" class="LabelCell" id="LabelCell_Req_Description" valign="top" nowrap="nowrap"> Description Position Summary: The Client Service Representative position requires a high level of client interaction in providing exceptional sales and service. Responsible for following established policies and procedures to resolve customer requests. Individuals at this level are expected ...
Banc of California Los Angeles, CA, 90009
Overview: The Client Services Representative is responsible for processing all new account transactions; assisting customers in their selection of various accounts and financial services; cross- selling the Company’s products and services; opening, maintaining and closing of all account types; performing branch clerical duties; promoting business for the Company by maintaining good customer relat...
Banc of California Irvine, CA, 92606
Overview: Banc of California is looking for Part Time Client Services Representatives (must be available to work Saturdays). The Client Services Representative is responsible for processing all new account transactions; assisting customers in their selection of various accounts and financial services; cross- selling the Company’s products and services; opening, maintaining and closing of all acc...
CORPORATE & INVESTMENT BANK Park Place, CA
Job Description Job Description: The Wholesale Client On-Boarding (WCOB) team is a global team with locations in major locations such as New York, Delaware, London, Bournemouth, Hong Kong and Singapore. The team functions in close partnership with Sales, Operations, Credit, Legal and Compliance to ensure efficient and timely on-boarding to the JPMorgan infrastructure. WCOB plays a critical role ...
CORPORATE & INVESTMENT BANK Taguig City, CA
Job Description JP Morgan Treasury Services -- moves, concentrates and invests client money, and provides trade finance and logistics solutions. TS products include payments, collections, trade finance, investments and information services that help companies manage working capital and liquidity. We are looking to recruit Client Service Officers who are keen on providing quality services to our c...
Marsh & McLennan Companies, Inc. Los Angeles, CA, 90009
As a global leader in insurance broking and risk management, Marsh helps our clients succeed by defining, designing, and delivering innovative, industry-specific solutions that help them effectively manage risk. We have 27,000 employees worldwide, operations in more than 130 countries, and annual revenue of approximately $5.4 billion, along with comprehensive global expertise that spans 26 industr...
CORPORATE & INVESTMENT BANK LND, CA
Job Description About J.P. Morgan J.P. Morgan has been doing first-class business in a first-class way for more than two hundred years. We have been a leader in helping companies grow and markets develop throughout our history. We collaborate across the globe to deliver the solutions and advice to meet our clients’ needs, anywhere in the world. We operate in 100 countries and hold global leaders...
Title Bank Compliance Associate-Deposits Profile Our San Francisco Bay Area banking client and its subsidiaries offer private banking, private business banking, and private wealth management, including investment, trust, and brokerage services. With a reputation for delivering exceptional, relationship-based service and a solid commitment to responsiveness and action, they have built a loyal cu...
Title Bank Compliance Associate-Lending Profile Our Bay Area banking client and its subsidiaries offer private banking, private business banking, and private wealth management, including investment, trust, and brokerage services. With a reputation for delivering exceptional, relationship-based service and a solid commitment to responsiveness and action, they have built a loyal customer followin...
Title Bank Compliance Manager-Marketing and Social Media Profile Our Bay Area banking client and its subsidiaries offer private banking, private business banking, and private wealth management, including investment, trust, and brokerage services. With a reputation for delivering exceptional, relationship-based service and a solid commitment to responsiveness and action, they have built a loyal ...
Job Title: Sr. Director Compliance Requisition Number: 2257 Country: United States City: Santa Clara State / Province: California Secondary Country: United States Secondary City: Tempe Secondary State/Province: Arizona Job Level: Management Full Time/Part Time/Intern: Full-Time Shift: Education Required: Bachelors Degree or Equivalent SVB Job Category: Compliance Risk & Audit Job Desc...
Charles Schwab & Company San Francisco, CA
Description: We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live a...
HACSC San Jose, CA, 95111
Thank you for your interest in employment with the Housing Authority of the County of Santa Clara. Job Code: MF10274 Site: 505 West Julian Street, San Jose, CA 95110 Posting Date: October 14, 2014 Closing Date: Open Until Filled Salary Range: $24.8558 - $34.7981/Hourly DOQ Summary: Under the direction of the Housing Programs Manager, the Housing Compliance Coordinator for the Housing Progra...
Nexant, Inc. Sacramento, CA, 94204
Nexant , founded on January 1, 2000, is an independent provider of intelligent grid software and clean energy solutions. The company has extensive experience and expertise in energy efficiency, demand side management, biomass, geothermal, solar, wind, hydrogen, natural gas, clean coal, and CO2 capture and sequestration. The company is headquartered in San Francisco, California and operates from 32...
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Customer Service Career Tools
Client Compliance Representative
$27,040.00 - $78,750.00
Typical Salary for Client Compliance Representative in California
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Client Compliance Representative
Protects assets by ensuring compliance with internal control procedures and regulations.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Ensures compliance with established procedures by collecting, analyzing, recording, and reporting information concerning insurance written by the company's clients.
Verifies documents by comparing forms issued to state filing forms; evaluating proper usage of premium rates, refund methods, and underwriting practices.
Popular Client Compliance Representative Articles
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