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Client Compliance Representative Jobs in Illinois

683 jobs

Auto req ID 200BR Business Line Compliance Posting Location Chicago Posting Title Nuveen Compliance - Senior Portfolio Compliance Analyst Summary SUMMARY: The focus of this position will be daily monitoring and research of pre-trade and batch alerts generated by the Charles River Compliance System (CRD) for equities, fixed income, derivatives and cash. This monitoring requires interaction wit...

Corporate Compliance - Regional Compliance Officer - Vice President - Chicago-150031780 Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processin...

Prospects with a full range of banking products and services. Acts as the owner of the client experience insuring that all prospective and current clients expectations are exceeded. Assists partners of the various client segment teams in servicing their clients within the office or region. Recommends enhancements to unit management and cross sells products to clients. Researches and resolves inqu...

The Wealth Management Client Support Services¿ Senior Client Service Representative (¿Senior CSR¿) supports relationship management teams through executing various administrative and operational activities related to clients¿ investment, banking and fiduciary and advisory products. Primary activities include, but are not limited to, establishing, maintaining and closing client accounts, executing ...

The Wealth Management Client Service Representative supports relationship management teams through processing various administrative and operational activities related to clients’ investment, banking, fiduciary and advisory products. Primary activities include, but are not limited to, opening and closing client accounts, executing money and asset movements, preparing client materials and reports, ...

The Wealth Management Client Support Services Client Service Representative (CSR) supports relationship management teams through processing various administrative and operational activities related to clients investment, banking and fiduciary and advisory products. Primary activities may include establishing, maintaining and closing client accounts, addressing client inquiries, executing money mov...

Overview: Ideal Candidate - With a background in financial markets, you are experienced in stocks and options. You understand futures, and foreign exchange spot markets. You are detail-oriented with strong IT/technology skills. Have a strong customer service focus. Are a quick learner, problem solver, and have good decision making ability. We offer a competitive remuneration package including: ...

The Job Window is seeking a Client and Customer Service Representative for a leading retail event, promotional advertising & strategic marketing firm in the local area! Client Representatives are the first point of contact for customers and clients alike at promotional events and during customer acquisition and field campaigns. This position assists with any and all inquiries and serves the custom...

Job:Customer Care Organization:United States Schedule: Full-time Shift: Day Job Employee Status: Regular Job Type Standard Job Posting Jun 8, 2015 Primary Location North America-United States-Matteson, IL Description SGS is the world’s leading inspection, verification, testing and certification company. SGS is recognized as the global benchmark for quality and integrity. With 84,000 emplo...

SGS is the world’s leading inspection, verification, testing and certification company. SGS is recognized as the global benchmark for quality and integrity. With 84,000 employees, SGS operates a network of more than 1,650 offices and laboratories around the world. SGS is much more than just a place to work. It's a place where you can put your innovative thinking and business skills into high gear...

Job:Customer Care Organization:United States Schedule: Full-time Shift: Day Job Employee Status: Regular Job Type Standard Job Posting Jun 9, 2015 Primary Location North America-United States-Toulon, IL Description SGS is the world’s leading inspection, verification, testing and certification company. SGS is recognized as the global benchmark for quality and integrity. With 84,000 employe...

SGS is the world’s leading inspection, verification, testing and certification company. SGS is recognized as the global benchmark for quality and integrity. With 84,000 employees, SGS operates a network of more than 1,650 offices and laboratories around the world. SGS is much more than just a place to work. It's a place where you can put your innovative thinking and business skills into high gear...

SGS is the world’s leading inspection, verification, testing and certification company. SGS is recognized as the global benchmark for quality and integrity. With 84,000 employees, SGS operates a network of more than 1,650 offices and laboratories around the world. SGS is much more than just a place to work. It's a place where you can put your innovative thinking and business skills into high gear...

Global Technology Services (GTS) Service Client Representative (SCR) - Enterprise - Chicago Job ID GTS-0756430 Job type Full-time Regular Work country USA Position type Professional Work city Chicago,IL Posted 21-May-2015 Travel 50% travel annually Job area Sales Business group IBM CHQ Job category Sales Business unit Human Resources Job role General Other Solution Sales Job role skillset G...

Job description We are currently looking for an Global Technology Services (GTS) Service Client Representative (SCR) to join our Enterprise Sales team for both Select and Growth Accounts. Required Responsibility: Demonstrate exhibited experience in selling and closing, large, complex, cross brand transformational solutions, driving end-to-end solutions which cross individual Special Product Lin...

Overview: Interactive Brokers seeks high-level, serious individuals with the financial services industry background and professional demeanor suitable for interaction with an experienced and active clientele base. As a Key Account Services Representative, you will be dealing primarily with our high level, individual clients. The ideal candidate will have a strong math and technical aptitude, the ...

Overview: Interactive Brokers seeks high-level, serious individuals with the financial services industry background and professional demeanor suitable for interaction with an experienced and active clientele base. The ideal candidate will have a strong math and technical aptitude, the ability to troubleshoot and explain complex subjects, and the capacity to identify opportunities for technology-b...

Auto req ID 222BR Business Line Compliance Posting Location Chicago Posting Title Senior Compliance Administrator Summary Summary: Nuveen’s Compliance Department provides world‐class service, support, and advice to assist employees and the Firm in meeting their regulatory obligations, as well as their responsibilities to clients, and to preserve and enhance our reputation for integrity while ...

Auto req ID 246BR Business Line Compliance Posting Location Chicago Posting Title Compliance Analyst - eSurveillance Summary SUMMARY: Nuveen’s Compliance Department provides world-class service, support, and advice to assist employees and the Firm in meeting their regulatory obligations, as well as their responsibilities to clients, and to preserve and enhance our reputation for integrity whi...

Auto req ID 152BR Business Line Compliance Posting Location Chicago Posting Title AVP, Compliance Risk Assessment & Testing Summary SUMMARY: Nuveen’s Compliance Department provides world-class service, support, and advice to assist employees and the Firm in meeting their regulatory obligations, as well as their responsibilities to clients, and to preserve and enhance our reputation for integri...