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Client Compliance Representative Jobs

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Job Description: A critical element of a compliance program is providing employees with regular training on their compliance responsibilities. The Global Compliance Training and Strategy team has an opportunity for a motivated individual to lead the development and execution of Citi's Institutional Clients Group Compliance training program. The Institutional Clients Group includes Capital Markets...
DescriptionA critical element of a compliance program is providing employees with regular training on their compliance responsibilities. The Global Compliance Training and Strategy team has an opportunity for a motivated individual to lead the development and execution of Citi’s Institutional Clients Group Compliance training program. The Institutional Clients Group includes Capital Markets, Corpo...
Role Summary: As one of our IRA Specialist, you will be the first point of contact for our clients in our Call Center. You must be able to answer questions about account opening, types of accounts, transferring accounts, required distributions and other topics regarding opening and maintaining retirement accounts. Essential Responsibilities: Provide professional and accurate support on all IRA ...
Role Summary: As one of our IRA Specialist, you will be the first point of contact for our clients in our Call Center. You must be able to answer questions about account opening, types of accounts, transferring accounts, required distributions and other topics regarding opening and maintaining retirement accounts. Essential Responsibilities: Provide professional and accurate support on all IRA ...
Overview: GENERAL PURPOSE: This position provides accountability and program direction of compliance activities within Telecom operations and locations across the enterprise. This position will be responsible for managing all aspects of client contractual compliance and integrity of metrics reporting within Telecom business units. This position will be responsible for ensuring that sites and bus...
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SUMMARY As a Client Service Representative, you will join a high-profile client project team at a leading, Global Investment Bank to build relationships with the sales, trading and relationship management lines of business to collect and document key regulatory compliance information from existing bank clients. This is a unique opportunity to gain cross-departmental experience within the Investme...
Our client, a Fortune 40 insurance and finance firm, has a contract job opening for a compliance coordinator located in Oakdale, MN. This position supports the customers and financial representatives of our client and acts as the primary point of contact for new business lines, commissions and licensing. Well qualified candidates will have 2+ years of experience in financial services, preferably i...
Arthur J. Gallagher & Co., one of the world's largest insurance brokers, provides a full range of retail and wholesale property/casualty (P/C) brokerage and alternative risk transfer services globally, as well as employee benefit brokerage, consulting, and actuarial services in the United States. We also offer claims and information management, risk control consulting, and appraisal services to cl...
OVERVIEW Provides superior customer service to Specialty Deposit Group clients and is responsible for all transactions relating to new and existing accounts in an accurate, courteous and efficient manner. Knowledgeably addresses client questions and concerns and identifies opportunities for cross-selling services and products, while also making appropriate referrals. JOB SCOPE AND RESPONSIBILITI...
« back Learn More (US)-Compliance Coordinator Experienced Job #: 634529 **Currently seeking highly motivated and experienced Compliance Coordinators** Apex Systems, the 2nd largest IT staffing company, is seeking a Specialty Business Analyst with a focus on insurance services. In addition, there will be appropriate salary compensation as well as additional perks such as: technical training, c...
Job Description We are seeking a Compliance Associate to assist with daily compliance management and oversight of client investment guidelines for alternative ’40 Act products, UCITS, separately-managed accounts and hedge funds. The primary responsibility of the Compliance Analyst is interpreting investment guidelines, developing and testing compliance rules, monitoring pre-trade/post-trade comp...
Consultant - Sr. Manager, Clinical Compliance (Training) - 6 Months to a Year *Job Summary and Essential Functions: Known for its scientific and operational excellence, our client is a leading science-based biopharmaceutical company that discovers, invents, develops, manufactures, and commercializes medicines for the treatment of serious medical conditions. Client markets medicines for eye disea...
About GENCO…. GENCO, A FedEx Company, is a leading supply chain solution provider specializing in Product Lifecycle Logistics® for technology, retail, consumer and industrial goods, and healthcare industries. Operating more than 38 million square feet throughout North America, GENCO provides a comprehensive range of integrated logistics services to enable growth, minimize cost, mitigate supply ch...
Summary: The Compliance Auditor will provide a broad range of compliance services in support of Berner Food and Beverage Quality Department. This is to be achieved by Essential Duties and Responsibilities include the following. Other duties may be assigned to meet business needs. Performing periodic GMP/food safety related audits in internal manufacturing and distribution facilities, supplier au...
Hello Job Seeker A Compliance Coordinator is needed for a recognized industry leader, who is experiencing explosive growth in a billion dollar industry and continues and to receive industry awards and accolades as a pioneer in the field. The successful Compliance Coordinator candidate will be proactive, highly motivated individual, who thrives in a fast paced, fun & collaborative environment. Po...
Hello Job Seeker A Compliance Coordinator is needed for a recognized industry leader, who is experiencing explosive growth in a billion dollar industry and continues and to receive industry awards and accolades as a pioneer in the field. The successful Compliance Coordinator candidate will be proactive, highly motivated individual, who thrives in a fast paced, fun & collaborative environment. Po...
New York Life Insurance Company (“New York Life” or “the company”) is the largest mutual life insurance company in the United States*. Founded in 1845, New York Life is headquartered in New York City, maintains offices in all fifty states, and owns Seguros Monterey New York Life in Mexico. New York Life is one of the most financially strong and highly capitalized insurers in the business. The com...
The Compliance Coordinator has the primary responsibility of developing and maintaining optimal relationships with client facility representatives for the purpose of Healthcare Professional credentialing and compliance. This includes conducting the final compliance audit for all new starts, renewals, extensions and for the continued quality maintenance of the Healthcare Professional's credentials ...
Amec Foster Wheeler (www.amecfw.com) designs, delivers and maintains strategic and complex assets for its customers across the global energy and related sectors. With pro-forma 2014 annualized scope revenues of £5.5 billion and over 40,000 people in more than 55 countries, the company operates across the whole of the oil and gas industry – from production through to refining, processing and distr...
Our client is currently seeking a Associate Compliance Analyst. 3 open positions This job will have the following responsibilities: Researches and evaluates data regarding corporate entity trees against independence compliance policies. Provides guidance to customers to support and improve compliance with policies and procedures. Performs various quality reviews and updates compliance informa...