Client Compliance Representative Jobs
Job: Compliance Officer & Client Service Representative Category: Broker/Dealer and Investment Management Firm: Ascendant Advisors Group, LLC Location: Houston, Texas (Galleria area) Website: www.ascendantadvisors.com MUST HAVE MORE THAN FIVE (5) YEARS OF DIRECT BROKER/DEALER AND INVESTMENT ADVISOR COMPLIANCE EXPERIENCE Position Specification Established, 44-year old, Houston-based investment firm...
Sales Support Representative- Compliance MarketSource is currently partnered with a leader in the Consumer Electronics industry and is searching for a Sales Support Representative. The Sales Support Representative supports the sales team and its clients. The SSR will be focused on developing personal relationships with the outside client coverage reps and client contacts. The SSR position requires...
The GENCO Senior Client Service Representative (SCSR) serves as the primary liaison between Client Service Representatives and Managers of Client Services. The primary responsibility of this position is to identify issues and concerns addressed by customers (internal and external) and drive to resolution. The SCSR will assist and provide support for the goals and responsibilities of assigned custo...
Interactive Brokers Group is expanding its Client On-Boarding department (OB) at our office center in Greenwich, CT. We are searching for candidates with prior experience in the financial services industry, who can support new customers in a seamless transition to Interactive Brokers. The mission being to build and maintain a positive relationship by listening to their needs and anticipating their...
Account Manager / Client Services Representative Plastic Packaging Technologies, LLC (“PPT”), an industry-leading manufacturer and marketer of flexible packaging products and services, based in Kansas City, KS, seeks an Account Manager – Client Services Representative. The successful candidate will possess strong interpersonal and organizational skills. Attention to detail and the ability to handl...
The Client Service Representative position requires a high level of client interaction in providing exceptional sales and service. Client Service Representative will identify cross-sell opportunities and make appropriate referrals. Provide assistance to Office Manager for operational and compliance tasks in the day to day operations of the office. PLEASE NOTE THIS POSITION IS LOCATED IN OUR BROOKL...
The Client Service Representative position requires a high level of client interaction in providing exceptional sales and service. Responsible for following established policies and procedures to resolve customer requests. Individuals at this level are expected to use some independence of thougt but refer more complex transactions to other experts. Client Service Representative will identify cross...
Integrated Technology Services (ITS) Client Representative The successful candidate must be able to: (1) Demonstrate extensive experience in selling and closing, large, complex, cross brand transformational solutions, driving end-to-end solutions which cross individual Streams Processing Language (SPL) boundaries (2) Develop and articulate compelling value propositions for our services with our cl...
Wouldn’t it be nice to work for a company where the mission makes sense, the salaries are competitive, the company listens to the needs of the employees and the office is professional yet the dress is casual? Access Management Services is a health care services and support company serving Colorado Access and its subsidiaries. Colorado Access is a nonprofit health plan supporting the medical, behav...
Employees in the Inside ITS Client Representative role are responsible for winning IBM Security Services business by executing and managing all phases of the sales cycle including identification, ownership, progression, and closure of business opportunities within an assigned North American geography and account set. They work collaboratively with other teams across IBM, executing various sales ac...
United Tissue Network exists to provide people throughout the world with the ability to make a difference for future generations while living healthier and longer lives. Connecting donors and their families with medical researchers and educators who are dedicated to the advancement of medical innovation is the heart of the United Tissue Network organization. United Tissue Network exists to provide...
Client Service Representative Alliance Benefit Group of Michigan - Greater Detroit Area Job Description Alliance Benefit Group of Michigan, Inc. is known by our clients for our professionalism, leadership, technical expertise and commitment to quality. We are an innovative leader in the pension industry, committed to providing personal attention to each client. We provide prompt, thorough response...
Empowered. Innovative. Inspiring. Creative. Intense. These are all words we use to describe life at SoftLayer, an IBM Company. Responsibilities: The Client Services job is a post-sales role designed to orient and educate new customers to the SoftLayer environment and their solution. The Client Services Representative will contact new customers, discuss their SoftLayer solution with them, conduct p...
We are currently looking for an Integrated Technology Services (ITS) Client Representative (ICR) in Northern California. The successful candidate must be able to: (1) Demonstrated experience in selling and closing, large, complex, transformational solutions, driving end-to-end solutions which cross individual Service Product Line (SPL) boundaries (2) Develop and articulate compelling value proposi...
FOR IMMEDIATE CONSIDERATION, please visit http://www.gecallcentercareers.com/. GE Capital’s Retail Finance business is among the country’s most successful retail lenders, with more than 75 years of experience in consumer financing. The business, which originates loans as a unit of GE Capital Retail Bank, provides credit card programs to retailers and consumers in the United States and Canada. We b...
Summary: Responsible for answering daily phone calls in a multi-task environment. Duties also include conducting research for customers and addressing customer complaints and placing and reviewing supply orders. Duties and Responsibilities: Employee is responsible for adherence to all compliance programs and the completion of all required and assigned training by established due dates. Employee is...
Liberty Mutual Insurance At Liberty Mutual Insurance, doing the right thing is essential to all that we do. Our commitment to building and sustaining a talented and diverse workforce has helped us to become a global leader in property and casualty insurance. As of December 31, 2012, Liberty Mutual Insurance had $36.9 billion in annual consolidated revenue. Our financial strength and profitability...
EDUCATIONAL BACKGROUND: 4 year college degree Charles Schwab Client Service Experience Required LPL Financial Client Service Experience a Plus Series 7 license Series 63 or 66 license POSITION: Client Service (fill out client paperwork, answer questions and service clients) Create process manual for managing client paperwork Attend client seminars and build relationships with clients (many are aft...
As the world's leading insurance broker and risk advisor, Marsh is devoted to finding the opportunity in risk. Companies look to us to help them navigate the daunting global risk landscape, seeing risks others don't and unlocking opportunities others can't. With 25,000 employees and annual revenues approaching $5 billion Marsh serves more clients in more industries worldwide than any firm in our i...
Job Description-Client Services Liaison Job Description SUMMARY: CSR needed to work at one of our client hospitals in Hamilton. Must be a strong communicator with the ability to articulate policies and procedures. Preferred working knowledge of hospital billing and insurance and strong Microsoft Office skills-particularly Excel-required. Must have good verbal and written communication skills, be a...
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Client Compliance Representative
$27,040.00 - $78,750.00
Typical Salary for Client Compliance Representative
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Client Compliance Representative
Protects assets by ensuring compliance with internal control procedures and regulations.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Ensures compliance with established procedures by collecting, analyzing, recording, and reporting information concerning insurance written by the company's clients.
Provides information by notifying accounts of changes in rates, forms, and notices.
Popular Client Compliance Representative Articles
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