Responsibilities: Provide regulatory advice, support and management of compliance programs to the New York Branch, and the US registered broker-dealer across activities, including Debt and Equity Capital Markets, M&A, Leveraged Finance, Lending, Structured Products and Research. S/he is responsible for collaborating across US business and foreign affiliates to deliver US regulatory subject matter expertise on the Private Side CIB Businesses including but not limited to Debt and Equity Capital Markets, M&A, Leveraged Finance, Lending, Structured Products and Research.