Brokerage Jobs in Albuquerque, New Mexico

11 jobs

Successful LPL financial advisor for America's No. 1 independent brokerage firm seeks a service assistant. Successful candidate will demonstrate outstanding self-motivation as well as superior communication, administration & organizational skills, and client service. Must be able to work within a small office environment. Securities industry experience a plus, financial industry experience request...

Description The Compliance Manager position exists within the Risk & Compliance organization of Fidelity Shared Services. It is responsible for performing and overseeing the review of electronic communications of Fidelity employees to discern potential violations of Fidelity policies, include, but not limited to, all policies promulgated by Fidelity’s Compliance, Ethics and Human Resources depart...

Description The Associate Compliance Analyst position exists within the Risk & Compliance organization of Fidelity Shared Services. It is responsible for review of electronic communications of Fidelity employees to discern potential violations of Fidelity policies, including, but not limited to, all policies promulgated by Fidelity’s Compliance, Ethics and Human Resources departments. The Associa...

Description This Compliance Representative position exists within the Risk & Compliance organization of Fidelity Shared Services. The Compliance Representativeresearches and gathers information to support the overall Compliance function. It is responsible for review of electronic communications of Fidelity employees to discern potential violations of Fidelity policies, including, but not limited ...

What sets Bank of the West apart from other banks is our team members–they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our modern western values—straightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters and rewards excell...

What sets Bank of the West apart from other banks is our team members–they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our modern western values—straightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters and rewards excell...

This Compliance Representative position exists within the Risk & Compliance organization of Fidelity Shared Services. The Compliance Representative researches and gathers information to support the overall Compliance function. It is responsible for review of electronic communications of Fidelity employees to discern potential violations of Fidelity policies, including, but not limited to, all poli...

The Associate Compliance Analyst position exists within the Risk & Compliance organization of Fidelity Shared Services. It is responsible for review of electronic communications of Fidelity employees to discern potential violations of Fidelity policies, including, but not limited to, all policies promulgated by Fidelity’s Compliance, Ethics and Human Resources departments. The Associate Compliance...

The Compliance Manager position exists within the Risk & Compliance organization of Fidelity Shared Services. It is responsible for performing and overseeing the review of electronic communications of Fidelity employees to discern potential violations of Fidelity policies, include, but not limited to, all policies promulgated by Fidelity’s Compliance, Ethics and Human Resources departments. Prima...

Come be a part of our success story! WHY USI? We have built USI into a leading national middle market broker with nearly $1.0 billion in revenue, and have uniquely invested in tools and resources to aid our associates in their success. What makes us different is our environment. USI has more than 4,000 dedicated and innovative professionals in over 140 offices across the United States, all with ...

Job Description About Aon Aon plc (NYSE: AON) is the leading global provider of risk management, insurance and reinsurance brokerage, and human resources solutions and outsourcing services. Through its more than 61,000 colleagues worldwide, Aon unites to empower results for clients in over 120 countries via innovative and effective risk and people solutions and through industry-leading glob...