Brokerage Jobs in New York City, New York

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386 New York City, NY Brokerage jobs found on Monster.

Jobs 1 to 20 of 386
Bright Horizons L.P New York, NY
Equity Sales & Trading - Prime Brokerage and Stock Loan Job Number: : 3021696 Posting Date : Jul 14, 2014 Primary Location : Americas-United States of America-New York-New York Education Level : Bachelor's Degree Job : Compliance Employment Type : Full Time Job Level : Vice President Description Morgan Stanley is a leading global financial services firm providing a wide range of investmen...
Morgan Stanley New York, NY
Job Number:: 3021696 Posting Date: Jul 14, 2014 Primary Location: Americas-United States of America-New York-New York...
CORPORATE & INVESTMENT BANK New York, NY
Job Description J.P. Morgan is a leader in financial services, offering innovative and intelligent solutions to clients in more than 100 countries with one of the most comprehensive global product platforms available. We have been helping our clients to do business and manage their wealth for more than 200 years and we keep their interests foremost in our minds at all times. This combination of p...
CORPORATE & INVESTMENT BANK New York, NY
Job Description JPMorgan Chase is a leading global financial services firm with assets of $2 trillion and operations in more than 50 countries. The firm is a leader in investment banking, financial services for consumers and businesses, financial transaction processing, asset and wealth management, and private equity. The firm serves millions of consumers in the United States and many of the worl...
CORPORATE & INVESTMENT BANK New York, NY
Job Description J.P. Morgan’s Corporate & Investment Bank is a global leader across banking, markets and investor services. The world’s most important corporations, governments and institutions entrust us with their business in more than 100 countries. With $18 trillion of assets under custody and $393 billion in deposits, the Corporate & Investment Bank provides strategic advice, raises capital,...
Prime Brokerage Risk is responsible for margin methodology, portfolio exposure monitoring, client specific margin terms, exposure reporting to senior management, negotiating with clients and internally with Credit Department on client-specific deals. Responsibilities: Margin Methodology and Risk. This specific position is responsible for: - Development and back-testing of margin methodologies ...
Financial Services Investment Bank has an excellent opportunity for a Regional Brokerage Client Support Manager based in New York, NY. Looking for qualified professionals with proven managerial experience that can handle day-to-day brokerage client support functions covering multiple Regional Brokerage Managers sales regions. Series 7, 63 and 9 & 10 are mandates for this role. Will also require 50...
JPMorgan Chase & Co. New York, NY, 10007
J.P. Morgan is a leader in financial services, offering innovative and intelligent solutions to clients in more than 100 countries with one of the most comprehensive global product platforms available. We have been helping our clients to do business and manage their wealth for more than 200 years and we keep their interests foremost in our minds at all times. This combination of product streng...
UBS Financial Services New York, NY, 10007
This role is within the ETD brokerage team, which sits within ETD Operations. This global team is globally responsible for the maintenance and control of the following: ETD brokerage receivables and payables on all exchanges globally US options exchange fee and floor brokerage receipts and payments The role provides a wide range of exposure to different areas within the ETD processing flow and...
Morgan Stanley New York, NY, 10007
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. ...
Morgan Stanley New York, NY, 10007
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm’s employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. ...
Fidelity Operations & Services Group (OSG) provides superior customer service to Fidelity's businesses through innovation, dedication and commitment to excellence. With seven operating divisions located throughout the country, OSG provides securities execution, clearance, and information and risk management services to retail, institutional, and correspondent clients. To do this well, as a private...
Arthur J. Gallagher & Co., one of the world's largest insurance brokers, provides a full range of retail and wholesale property/casualty (P/C) brokerage and alternative risk transfer services globally, as well as employee benefit brokerage, consulting, and actuarial services in the United States. We also offer claims and information management, risk control consulting, and appraisal services to cl...
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Examination Manager opening in New York, NY. To be considered for this position, please submit your resume through our careers site. No phone calls please. Job Summary: The Examination Manager develops and supervises District Office regulatory programs and work products related to the routine and s...
Department Description JPMorgan Chase & Co Audit is an independent risk assessment function within the corporation, reporting to the Audit Committee of the Board of Directors and administratively to the Chairman/CEO. Audit helps the organization accomplish its objectives by bringing a systematic, disciplined approach to evaluate risk management, control and governance processes. Audit's mission i...
The JPMorgan Chase Audit Department is accountable to the Audit and Examining Committee of the Board of Directors, the Office of the Chairman, senior management and global and local regulators. The department has in excess of 700 staff, located in key locations across the globe. The Audit Department is responsible for assessing the adequacy of the control environment across the firm's lines of bus...
The JPMorgan Chase Audit Department is accountable to the Audit and Examining Committee of the Board of Directors, the Office of the Chairman, senior management and global and local regulators. The department has in excess of 700 staff, located in key locations across the globe. The Audit Department is responsible for assessing the adequacy of the control environment across the firm's lines of bus...
As the world's leading insurance broker and risk advisor, Marsh isdevoted to finding the opportunity in risk. Companies look to us to help them navigate the daunting global risk landscape, seeing risks others don't and unlocking opportunities others can't. With 25,000 employees and annual revenues approaching $5 billion Marsh serves more clients in more industries worldwide than any firm in our in...
T3 Companies, LLC is currently seeking a Compliance Officer to join the team. The Compliance Officer will coordinate with the CCO regarding firm surveillance, risk assessment, regulatory reporting and branch office reviews. The Compliance Officer will respond and provide guidance to daily compliance inquiries from proprietary traders, staff and partners. The Compliance Officer will assist with th...
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Director, Market, Credit & Operational Risk position in New York, NY.To be considered for this position, please submit your resume through our careers site-no phone calls, please. Job Summary: The Director of Market, Credit and Operational Risk (?Director?) is responsible for providing technical ad...

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Salaries

$25,000.00 - $150,000.00
Typical Salary for Real Estate Agent in New York City
(18 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
40%
Certification
13.3%
Some College Coursework Completed
13.3%
Master's
13.3%
Associates
6.7%
Doctorate
6.7%
Professional
6.7%
(15 Respondents)
Source: Monster.com Careerbenchmarking Tool

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