Securities Broker Jobs

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1000+ Securities Broker jobs found on Monster.

Jobs 1 to 20 of 4069
Are you looking for a new rewarding career in the financial industry? ABOUT SAUNDERS FINANCIAL: Saunders Financial, located in Tampa, FL, has been a leader in retirement benefits and financial services for over 27 years working to help thousands of folks reach their retirement/investment goals. Our mission statement is to serve the client to the best of our ability with passion and integrity. We...
We are currently seeking outgoing, motivated individuals for a full-time fixed income sales position in St. Petersburg, FL. Candidate must be goal oriented, confident and display strong interpersonal and communication skills. Other requirements include: Extensive Sales Experience Series 7, 6, 52 and 63 preferred, but not required Demonstrate assertiveness and persuasiveness Exceptional conver...
Midtown Midtown Manhattan boutique brokerage firm seeks qualified candidate for a full time Stockbroker Trainee Position. Full training and sponsorship for Series 7 & 63 exams. You will have the opportunity to work and learn from seasoned veterans of the industry. Successful candidates are highly motivated, with an extremely outgoing and aggressive personality. This is a recently opened sales pos...
RESPONSIBILITIES: A world class financial services firm in Purchase, NY seeks an Internal Audit Manager- wealth management The successful candidate will be an auditor for the Firm, to ensure that audit and regulatory requirements are being met in accordance with set standards. Responsibilities Include: Manage, analyze and evaluate the Firm's Wealth Management brokerage business focusing on prod...
BMO Harris Bank Milwaukee, WI
Description The US Wealth Management Broker Dealer Governance Manager is accountable to manage the regulatory requirements and BMO Financial Group (BMOFG) second and third line of defense requirements for the lines of business in the US Wealth Management area relating to brokerage and investment advisor activity. This position is the central contact point and acts as the liaison for all regulator...
Aetna Inc. Hartford, CT
Job Description POSITION SUMMARY This position will serve as the primary point of contact for business product managers, service consumers, and partners to discuss integration needs, dependencies and priorities. This position requires that the candidate have experience working within an organization following the Agile methodology or alternatively, have completed Agile training and demonstrates ...
JP Morgan Austin, TX
140071331 Looking for an Application Developer to develop high quality IBM Websphere Message Broker/Websphere MQ/ IBM DataPower technology solutions that address business needs by developing it within mature technology environments. Utilize programming methodologies and languages and adhere to coding standards, procedures and techniques while contributing to the technical code documentation. Part...
Marsh & McLennan Companies is a global professional services firm providing advice and solutions in the areas of risk, strategy and human capital. It is the parent company of a number of the world's leading risk experts and specialty consultants, including Marsh, the insurance broker and risk advisor; Guy Carpenter, the risk and reinsurance specialist; Mercer, the provider of HR and related financ...
We are looking for a licensed Customs Broker who would be a certified Import Specialist with an extensive import brokerage and import compliance expeirince. The position is located in Elk Grove Village, salary range is 50-70K a year. The Licensed Custom Broker will handle transactions with Customs including a wide variety of accounts. Experience with Government Agency should include USDA, FDA, FC...
Federal Reserve Bank Richmond, VA, 23234
WebSphere Message Broker Application Developer Intermediate/Senior The Information Technology team of the Federal Reserve Bank of Richmond is hiring for 2 WebSphere Message Broker Application Developers at either the Intermediate or Senior level depending on years of experience. The position requires the ability to integrate existing applications, web services, databases, and business process man...
Job Description About Aon About Aon: Aon plc (NYSE: AON) is the leading global provider of risk management, insurance and reinsurance brokerage, and human resources solutions and outsourcing services. Through its more than 61,000 colleagues worldwide, Aon unites to empower results for clients in over 120 countries via innovative and effective risk and people solutions and through industry-leadi...
Bright Horizons L.P New York, NY
Broker Dealer Compliance Officer Job Number:: 3026286 Posting Date: Nov 18, 2014 Primary Location: Americas-United States of America-New York-New York Education Level: Bachelor's Degree Job: Compliance Employment Type: Full Time Job Level: Manager Description The Broker-Dealer Compliance Officer will be expected to perform various compliance monitoring functions involving federal and stat...
POSITION SUMMARY This position will serve as the primary point of contact for business product managers, service consumers, and partners to discuss integration needs, dependencies and priorities. This position requires that the candidate have experience working within an organization following the Agile methodology or alternatively, have completed Agile training and demonstrates mindset and commi...
■ Required Education: Bachelor's Degree in a related discipline ■ Required Experience: 2+ years of job-specific experience ■ Required Certifications:Series 7; Series 66 (or both Series 63 and 65) License; Variable Annuity License; State Life, Accident and Sickness License ■ Required Skills: -Excellent communication and interpersonal skills -Broad knowledge of pertinent securities market and invest...
■ Required Education: Bachelor's Degree in a related discipline ■ Required Experience: 2+ years of job-specific experience ■ Required Certifications:Series 7; Series 66 (or both Series 63 and 65) License; Variable Annuity License; State Life, Accident and Sickness License ■ Required Skills: -Excellent communication and interpersonal skills -Broad knowledge of pertinent securities market and invest...
The Bank of New York Mellon Corporation Jersey City, NJ
Distributed Appl Developer III - Websphere Message Broker ( Job Number: 1401158 ) BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment ser...
CUNA Mutual Group Waverly, IA
Work Location: Waverly, Iowa, United States We are seeking an uncommon professional to join our team as a Director of Investment Compliance. Job Purpose: This position is responsible for providing strategic compliance oversight for CUNA Mutual Financial Group’s registered entities, including CUNA Brokerage Services, Inc. (CBSI) as a registered broker/dealer and SEC registered Investment Advisor...
CUNA Mutual Group Waverly, IA, 50677
Work Location: Waverly, Iowa, United States We are seeking an uncommon professional to join our team as a Director of Investment Compliance . Job Purpose: This position is responsible for providing strategic compliance oversight for CUNA Mutual Financial Group’s registered entities, including CUNA Brokerage Services, Inc. (CBSI) as a registered broker/dealer and SEC registered Investment Adviso...
UAL Corp Chicago, IL
Senior Developer (Tech Lead) - WebSphere Message Broker (WMB) V8-Host Applications Development - Information Technology - Denver, CO (Information Technology)-DEN00001212-GK Description Now taking off:Your career Where do you want your career to take you? Chances are, you can get there with United Airlines. Our environment is open, honest, and focused on your success. So choose a career path. An...
The US Wealth Management Broker Dealer Governance Manager is accountable to manage the regulatory requirements and BMO Financial Group (BMOFG) second and third line of defense requirements for the lines of business in the US Wealth Management area relating to brokerage and investment advisor activity. This position is the central contact point and acts as the liaison for all regulatory, second and...

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Finance Career Tools

Securities Broker

Salaries

$39,420.00 - $187,500.00
Typical Salary for Securities Broker
(74 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
69.4%
Some College Coursework Completed
11.3%
Master's
8.1%
Associates
3.2%
Doctorate
3.2%
(62 Respondents)
Source: Monster.com Careerbenchmarking Tool

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