Securities Broker Jobs


1000+ Securities Broker jobs found on Monster.

Jobs 1 to 20 of 4326
Job Location Charlotte, NC Job Description Functional Responsibilities: People Management responsibilities including performance management, training, mentoring Oversight of the following functions: OSJ new account opening, address changes, check writing establishment/maintenance, householding, registration changes, online account access, edelivery, beneficiary updates, among other functions....
Our client seeks 2-3 consultants for a minimum 6 month consulting assignment. This reports into the SVP, Governance, Risk and Controls Management It is critical that consultants understand Securities / Derivatives regulation(s). Seeking someone who’s worked for a broker dealer in Compliance They need to document the regulatory obligations /requirements — a summary of all rules & regulations –...
WebSphere Message Broker Consultant Freeport, ME Onsite: Yes Remote: No 6+ Month Project Accountable for working with other technical and business subject matter experts to create accurate and complete WMB designs, to develop and code from program specifications, and to plan/facilitate the testing process to ensure a seamless set of integrations. Must Have: Experience in requirements gather...
Midtown Midtown Manhattan boutique brokerage firm seeks qualified candidate for a full time Stockbroker Trainee Position. Full training and sponsorship for Series 7 & 63 exams. You will have the opportunity to work and learn from seasoned veterans of the industry. Successful candidates are highly motivated, with an extremely outgoing and aggressive personality. This is a recently opened sales pos...
Summary Our client is seeking an attorney with at least 7 years consistent experience in transactional and regulatory issues faced by a broker-dealer and issuance of various financial products through a broker-dealer channel. Client Details Major Multinational Financial Services Insitution Description Our client is seeking an experienced attorney to join its legal team supporting business lin...
BROKER DEALER TRADE DESK / CUSTOMER SUPPORT DESK Securities Service Network, Inc. (SSN) is an independent broker dealer seeking highly motivated individuals to join our growing team. Located in Knoxville, Tennessee, SSN offers a casual, fast-paced environment with a focus on training, competitive wages and broad benefits package. We are seeking an individual to provide customer support to 450+ r...
Manager, Broker Services (Insurance) ABOUT US:Morneau Shepell is a multinational company, leading the way in consulting and outsourcing by taking an integrative approach to health, benefits, retirement, and employee assistance needs. For nearly 50 years, we have helped organizations support their financial security, well-being, and engagement of employees. From our outsourcing abilities through o...
Enterprise Service Bus (ESB) configuration and Interface Development Selected candidates may not need to travel for all projects outside of their metro area. However, all candidates must be able and willing to travel based on assigned project demand. Travel requirements may vary but could be up to 100%. Candidates are not able to refuse project based on travel. PSHJ Required High School Diplom...
■ Required Education: Bachelor's Degree in a related discipline ■ Required Experience: 2+ years of job-specific experience ■ Required Certifications:Series 7; Series 66 (or both Series 63 and 65) License; Variable Annuity License; State Life, Accident and Sickness License ■ Required Skills: -Excellent communication and interpersonal skills -Broad knowledge of pertinent securities market and invest...
Inland Securities Corporation is a member of the Financial Industry Regulatory Authority and the Securities Investor Protection Corporation. It is the exclusive dealer manager for the public and private real estate investment programs sponsored by Inland Real Estate Investment Corporation, including Inland Real Estate Income Trust, Inc., a non-traded REIT offering as well as our private offerings ...
Technosoftcorp San Francisco, CA
Location: San Francisco, California, Start date: ASAP Duration: 6 Months Skill Definition: Mandatory: 8 Years of experience Able to analyze, design, and deploy message models using the WebSphere Message Broker Toolkit. Design, develop, test, debug, and deploy message flows via the WebSphere Message Broker Toolkit by using ESQL, Java, graphical mapping tools, and pattern features. Understan...
Technosoftcorp Detroit, MI
Position: (14-09-002) IBM Message Broker Location: Detroit, MI Duration: 12 Months Position: #14-09-002 Job description : The manager wants to see profiles with solid DataPower experience, two years minimum. The CIT Services/Integration team is looking for a Sr. Developer with experience in developing common services utilizing ESB and SOA technologies to be used on various and different applic...
■ Required Education: Bachelor's Degree in a related discipline ■ Required Experience: 2+ years of job-specific experience ■ Required Certifications:Series 7; Series 66 (or both Series 63 and 65) License; Variable Annuity License; State Life, Accident and Sickness License ■ Required Skills: -Excellent communication and interpersonal skills -Broad knowledge of pertinent securities market and invest...
Federal Reserve Bank Richmond, VA, 23234
WebSphere Message Broker Application Developer Intermediate/Senior The Information Technology team of the Federal Reserve Bank of Richmond is hiring for 2 WebSphere Message Broker Application Developers at either the Intermediate or Senior level depending on years of experience. The position requires the ability to integrate existing applications, web services, databases, and business process man...
UAL Corp Chicago, IL
Senior Developer (Tech Lead) - WebSphere Message Broker (WMB) V8-Host Applications Development - Information Technology - Denver, CO (Information Technology)-DEN00001212-GK Description Now taking off:Your career Where do you want your career to take you? Chances are, you can get there with United Airlines. Our environment is open, honest, and focused on your success. So choose a career path. An...
Legel Counsel (Broker-Dealer amp; Investment Advisers)-10000079-WD Description Join a financial group that’s as committed to your future as you are. At MUFG, we share a vision for our future, we share our successes, and we strive to bring out the best in each other in everything we do. Our 14,000 diverse colleagues are connected by a common ambition to create change for the better—from forging m...
Marsh & McLennan Companies is a global professional services firm providing advice and solutions in the areas of risk, strategy and human capital. It is the parent company of a number of the world's leading risk experts and specialty consultants, including Marsh, the insurance broker and risk advisor; Guy Carpenter, the risk and reinsurance specialist; Mercer, the provider of HR and related financ...
BMO Harris Bank Milwaukee, WI
Description The US Wealth Management Broker Dealer Governance Manager is accountable to manage the regulatory requirements and BMO Financial Group (BMOFG) second and third line of defense requirements for the lines of business in the US Wealth Management area relating to brokerage and investment advisor activity. This position is the central contact point and acts as the liaison for all regulator...
Bright Horizons L.P New York, NY
Broker Dealer Compliance Officer Job Number:: 3026286 Posting Date: Nov 18, 2014 Primary Location: Americas-United States of America-New York-New York Education Level: Bachelor's Degree Job: Compliance Employment Type: Full Time Job Level: Manager Description The Broker-Dealer Compliance Officer will be expected to perform various compliance monitoring functions involving federal and stat...
The Bank of New York Mellon Corporation Jersey City, NJ
Distributed Appl Developer III - Websphere Message Broker ( Job Number: 1401158 ) BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment ser...

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Securities Broker


$39,420.00 - $187,500.00
Typical Salary for Securities Broker
(74 Respondents)
Source: Careerbenchmarking Tool

Education / Training

Some College Coursework Completed
(62 Respondents)
Source: Careerbenchmarking Tool

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