Securities Broker Jobs

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36 Securities Broker jobs found on Monster.

Jobs 1 to 20 of 36
We are currently seeking outgoing, motivated individuals for a full-time fixed income sales position in St. Petersburg, FL. Candidate must be goal oriented, confident and display strong interpersonal and communication skills. Other requirements include: Extensive Sales Experience Series 7, 6, 52 and 63 preferred, but not required Demonstrate assertiveness and persuasiveness Exceptional conver...
Since 1928, people have been trusting Farmers to provide them with the coverage they want so they can have the peace of mind that comes from knowing that their futures and their families are covered against risk. A variety of strong, customer-tailored insurance products has made Farmers one of the nation's leading Property/Casualty, Life and Business insurers. Farmers Financial Solutions, LLC , Fa...
A top tier, market leading investment bank has an urgent requirement for a highly skilled business analyst, with experience in OTC derivatives, to join their regulatory business area. Your primary duties will include: This individual should have knowledge and a broad background in evaluating internal controls (i.e., background in audit, operational risk, compliance). We would like someone who h...
Since 1928, people have been trusting Farmers to provide them with the coverage they want so they can have the peace of mind that comes from knowing that their futures and their families are covered against risk. Farmers Insurance Group of Companies ®includes the country's third-largest Personal Lines Property and Casualty insurance group. We currently operate in 29 states with assets over $20 bil...
Share Financial Services is currently recruiting for a call center representative. Share Financial Services is a 44 year old privately held securities broker/dealer that provides long term capital financing for churches across America. Candidates must be comfortable talking with pastors, church business administrators and church personnel and marketing our financing services to them. The job is ...
Job Description: A leading securities Broker-Dealer and SEC Registered Investment Advisory is seeking a Branch Examiner. The position is responsible for conducting announced and unannounced on-site inspections of assigned branch offices. The branch exams are focused on the sales practices of each individual advisor and the books and records requirements of each office to ensure compliance with al...
Line of Business: Compliance Group Job Category: Professionals Primary Purpose: Be a subject matter expert and risk manager, responsible for managing and supervising compliance risks related to BSA/AML and OFAC. Perform as a key officer within the compliance organization, providing staff management, subject matter expertise, regulatory interpretation, and enterprise risk analysis to the Group M...
[Before applying, please put the following link (http://bit.ly/YH0rU0) in your browser to see if you qualify to apply for this opportunity.] ( Work from Anywhere) Career Description Are you looking to increase your income? Do you want to receive the highest Payout that you qualify for in the Marketplace today? Are you looking for specific Products, Services, Features, Perks and Payout that yo...
[Before applying, please put the following link (http://bit.ly/YH0rU0) in your browser to see if you qualify to apply for this opportunity.] ( Work from Anywhere) Career Description Are you looking to increase your income? Do you want to receive the highest Payout that you qualify for in the Marketplace today? Are you looking for specific Products, Services, Features, Perks and Payout that yo...
[Before applying, please put the following link (http://bit.ly/YH0rU0) in your browser to see if you qualify to apply for this opportunity.] ( Work from Anywhere) Career Description Are you looking to increase your income? Do you want to receive the highest Payout that you qualify for in the Marketplace today? Are you looking for specific Products, Services, Features, Perks and Payout that yo...
JP Morgan NY
140056833 J.P. Morgan’s Corporate & Investment Bank is a global leader across banking, markets and investor services. The world’s most important corporations, governments and institutions entrust us with their business in more than 100 countries. With %2418 trillion of assets under custody and %24393 billion in deposits, the Corporate & Investment Bank provides strategic advice, raises capital, m...
Principal Financial Group , Inc. Milwaukee, IA
Responsibilities: Principal Financial Group is seeking a Regional Compliance Director to join our team! In this position you will provide oversight of Supervising Registered Representatives and members of the company's various distribution systems within the region, covered by the Officer of Supervisory Jurisdiction (OSJ) to which the Regional Compliance Director is assigned, to ensure proper su...
Since 1928, people have been trusting Farmers to provide them with the coverage they want so they can have the peace of mind that comes from knowing that their futures and their families are covered against risk. Farmers Insurance Group of Companies ®includes the country's third-largest Personal Lines Property and Casualty insurance group. We currently operate in 29 states with assets over $20 bil...
State of Florida Tampa, FL, 33602
*****OPEN COMPETITIVE EMPLOYMENT OPPORTUNITY***** POSITION #: 43004803 POSITION TITLE: FINANCIAL EXAMINER/ANALYST II DIVISION: OFFICE OF FINANCIAL REGULATIONBUREAU: SECURITIES - ENFORCEMENT CITY: TAMPA COUNTY: HILLSBOROUGH SPECIAL NOTES: A Bachelor's degree or higher from an accredited college or university is required. Preference will be given to applicants with Bachelor's degree or higher f...
Responsibilities The Associate of Internal Control CIB USA role will be responsible for the Internal Control and Operational Risk functions for the Global Markets (Front, Middle and Back office functions) for BBVA entities: BBVA S.A., BBVA Compass and BBVA Securities. The Associate will be responsible for the technical implementation of the Operational Risk Methodology and will report and provide...
CUSO Financial Services, L.P. San Diego, CA, 92140
Division CUSO Financial Services, L.P. Position OSJ Branch Supervisor Location CFS and SPF Home Office - San Diego, CA Full-Time/Part-Time Full-Time Description Join a Successful and Winning Team! CUSO Financial Services, L.P. (CFS) and Sorrento Pacific Financial, LLC. (SPF) are growing securities broker/dealers located in Scripps Ranch and are looking for an Office of Supervisory Jurisd...
Internal Audit / Internal Controls - banking Charlotte, NC
Job Description Broad background in evaluating internal controls (i.e., background in audit, operational risk, compliance). Knowledge of Futures Commission Merchants and Prime Services or has an overall understanding of the different products in a securities / broker dealer business (i.e., central derivatives clearing, prime brokers, hedge funds, exchange traded and OTC products). Coordinate th...
Marten Transport Seattle, WA
Company DescriptionBrokersBullpen is a National Recruiting Firm. We have a National Proprietary Database of broker-dealers listing their Products, Features, Services, Perks and Payout that we have built over 55 years of helping financial professionals find the broker-dealer that they want to move to. Through these broker-dealers we have over 1148 open Opportunities. We can help you find, and speak...
Marten Transport San Diego, CA
Company DescriptionBrokersBullpen is a National Recruiting Firm. We have a National Proprietary Database of broker-dealers listing their Products, Features, Services, Perks and Payout that we have built over 55 years of helping financial professionals find the broker-dealer that they want to move to. Through these broker-dealers we have over 1148 open Opportunities. We can help you find, and speak...
Financial Industry Regulatory Authority Rockville, MD
NABA Home About Us History NABA Leadership Contact Us Corporate Involvement 2013 Corporate Partners Membership Professionals Students Lifetime Regions & Chapters Programs Students ACAP Press & Media NABA News Events/Calendar Media Kit Advertise Support NABA Annual Giving Donate to NABA Employers? Sign In and More Job Seekers Sign In Home Jobs Your Resume Resources You...

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Finance Career Tools

Securities Broker

Salaries

$39,420.00 - $187,500.00
Typical Salary for Securities Broker
(74 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
69.4%
Some College Coursework Completed
11.3%
Master's
8.1%
Associates
3.2%
Doctorate
3.2%
(62 Respondents)
Source: Monster.com Careerbenchmarking Tool

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