Chief Compliance Officer Jobs
Chief Compliance Officer Overview
Chief compliance officer jobs are available for those with a high amount of experience in the financial sector. These officers examine the financial actions that companies and government agencies take before those actions go through. They ensure that every aspect of the transaction meets local, state and federal laws. Chief compliance officers also examine the data available to them and look for alternative methods and ideas when needed. Similar positions open to those with this skill set include government contract jobs and Internal Revenue Service specialist jobs.
Chief Compliance Officer Education Requirements
Chief compliance officers must have a bachelor's degree in business, finance, management or a related field, and some positions require CRCM certification in addition to a degree. Though employees will spend some time learning how the office operates, they must have some skills when applying for the job. Strong computer skills, familiarity with accounting software and experience in tax preparation are all helpful. A compliance officer is an entry-level position, but a chief compliance officer is an advanced position that usually requires five to 10 years of experience.
Chief Compliance Officer Job Market
Approximately 236,090 people worked as chief compliance officers in 2013. Statistics show that this represents a growth of 0.5 percent in recent years. The mean annual wage reported by compliance officers increased by 0.2 percent at the same time that the number of jobs increased. According to recent statistics, the number of jobs in this field will grow at a faster rate than similar business and financial jobs. When the American unemployment rate reached more than 7 percent, workers in this field experienced an unemployment rate of less than 6 percent. As the government keeps a close eye on what businesses do and how companies operate, there will be an increased need for trained and qualified chief compliance officers.
Chief Compliance Officer Salary
The mean annual salary of a chief compliance officer is $66,770, which is $32.10 per hour. The highest wages reported come from employees working for insurance carriers, the federal government and management companies. The top 10 percent of chief compliance officers make more than $99,000 a year.
Chief Compliance Officer Position in Chicago, IL If you are interested in applying to this Chief Compliance Officer position in Chicago, IL or other exciting opportunities with Parker + Lynch please email your word document resume directly to Andria Goff at ***** Our client, an investment management firm, is seeking to fill a Chief Compliance Officer position in Chicago, IL....
Adecco is currently looking for a Chief Compliance Officer to support the Compliance operation at a well-established broker-dealer and investment adviser located in Topsfield, MA. This is a growing firm in the Greater Boston area and they have an immediate temp-to-hire need for a Chief Compliance Officer! About The Company: An independent broker-dealer/RIA with over 50 representatives located acro...
Position Description for Chief Compliance Officer Thoroughbred Mortgage Bank, LLC (TMB) The Chief Compliance Officer will be responsible for the enterprise-wide Mortgage Compliance and Quality Control functions for TMB. These responsibilities will encompass the mortgage production function from origination through post-closing and includes State, Federal and investor specific guidelines. Regulator...
Chief Compliance Officer Job Description Overview Reporting to the Board of Directors, the Chief Compliance Officer (CCO) is responsible for the internal audit of Magnolia Educational and Research Foundation (MERF). The CCO provides effective leadership to ensure the compliance with Local, State and Federal regulations and continued development of systems and procedures. The CCO ensures ethical an...
Chief Compliance Officer (CCO) A large-sized Annapolis area independent RIA firm is seeking a Chief Compliance Officer (CCO) Our firm is a dual registered OSJ and RIA managing the accounts of individual retail clients. We use equities, mutual funds, annuities, REIT’s, and ETF’s to construct our clients’ portfolios. Compliance experience with these produces is necessary. Duties and Responsibilities...
Toyota Financial Services San Juan, 00918
TOYOTA FINANCIAL SERVICES In House Counsel & Chief Compliance Officer Our people are the driving force behind our success and we\'re moving forward] Join a dynamic company known for rapid growth and solid success. Toyota Financial Services in Puerto Rico is currently searching for an experienced In House Counsel & Chief Compliance Officer. This position will be responsible for the enterprise-level...
Chief Compliance Officer/BSA Major Bank located in New York City is currently seeking a qualified individual for their expanding compliance department. Responsibilities: Develops and maintains an inventory of regulatory requirements applicable to the Branch. Designs and implements a risk assessment process to ensure that all existing and emerging compliance risks are appropriately identified and m...
An international bank located midtown seeks a Deputy Compliance Officer. Required: BA/BS in business, 10+ years experience in related bank compliance and management. Know US banking business including commercial lending, private banking, correspondent banking. Proficient in BSA, AML, OFAC plus consumer regulations required (Reg. B, D, E, F, O, P, U, Z, AA, CC, DD). Able to use various internal sof...
The candidate will manage and oversee compliance for this registered investment advisor, which requires a thorough understanding of various federal and state securities laws and regulations. Must have at least five years of experience with a wirehouse, broker dealer, registered investment advisor or custodian with compliance related responsibility. Chief Compliance Officer Job Responsibilities inc...
Company Confidential Kotze
Maniilaq Association Kotzebue, Alaska Now Hiring GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER Position Summary: This position provides Maniilaq Association with in-house legal and compliance services, and assists with a variety of legal matters in the course of normal business activities. Reports directly to the President/CEO and serves as a member of the Senior Management team. Requirements: Must...
The Company Go beyond. At Towers Watson, we are more than individuals. We are a community focused on helping our colleagues and clients thrive and succeed. Towers Watson is a leading global professional services company that helps organizations improve performance through effective people, risk and financial management. With more than 14,000 associates around the world, we offer consulting, techno...
The Ancora Group, Inc. is a leading financial service firm in Northeast Ohio. The growing firm is seeking to better its staff through the addition of a full-time compliance professional to serve as a Chief Compliance Officer. Responsibilities include maintenance and oversight of written supervisory procedures, review of product suitability, filings, and annual reviews. Candidate should hold FINRA...
CyberCoders Matching Great People with Great Companies Learn more about CyberCoders Apply Chief Lending Officer Washington, DC; Upper Marlboro, MD Unspecified Apply Apply Chief Lending Officer Washington, DC; Upper Marlboro, MD Unspecified Apply Job Details We are based just outside of Washington DC. We are a growing financial organization. If you are a Chief Lending Officer with 5+ years of exper...
ORGANIZATION OVERVIEW: Commonwealth Care Alliance is a rapidly growing nonprofit organization providing integrated healthcare and social support services to people with complex medical needs. Our patients are seniors and persons with disabilities covered under Medicaid or both Medicaid and Medicare. Our innovative care model is nationally recognized for its effectiveness in improving health outcom...
Our research and solutions development client is expanding and they are in need of a Chief Information Security Officer (CISO). They are conveniently located in Southern California. The ideal candidate will be responsible for establishing and maintaining an enterprise-wide vision, strategy, architecture, and program for ensuring that information assets are appropriately protected. It is the CISO’s...
Job Description: Provides leadership: CPA REQUIRED that directs, coordinates, and manages all functions and staff related to being the Chief Financial Officer of the company. Has direct responsibility for Daily Accounting, Financial Reporting, Internal Controls / Risk Management, Human Resources, Information Technology, Safety / Loss Prevention, Overall company wide administration and financial ma...
The Chief Information Officer (CIO) manages the functions and employees of the Information Technology (IT) Department to ensure the efficient and secure operation of the City’s computer, information technology and telephone systems. The CIO reports to the Mayor and is expected to provide technical information and advice to Mayor and Council on issues related to IT policies and projects. This posit...
Chief Financial Officer About Trident United Way Trident United Way is the catalyst for transformative community change through collective impact. We understand that complex problems are best solved when many partners work together with a common agenda. Trident United Way has a proud history of developing community-wide initiatives. We led the process in the creation of our community’s 2-1-1, Chil...
Chief Financial Officer Job Description Overview: Reporting to the Chief Executive Officer (CEO), the Chief Financial Officer (CFO) is responsible for the financial performance of Magnolia Public Schools (MPS). The CFO provides effective leadership to ensure sustainability, growth, and expansion and advises CEO and Board on strategic financial plan, financial analysis and business modeling. The CF...
Chief Financial Officer/Comptroller Vertically integrated, acquisition, construction and property management real estate investment company with substantial portfolio of single Family homes and multi-family in South Florida requires CFO/Comptroller. Position: As a key member of the Executive Management team, the Chief Financial Officer will report to the principals of the company and assume a stra...
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Government Career Tools
$48,000.00 - $168,000.00
Typical Salary for Compliance Director
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Accomplishes compliance business objectives by producing value-added employee results; offering information and opinion as a member of senior management; integrating objectives with other business units; directing staff.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Dealing with Complexity
Financial Planning and Strategy
Updates job knowledge by participating in educational opportunities; reading professional publications; maintaining personal networks; participating in professional organizations.
Provides training and guidance to employees, as needed, on key legal, regulatory and policy requirements.
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