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(adsbygoogle = window.adsbygoogle []).push({}); For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly o...

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon...

MBSC Chief Compliance Officer - Compliance Manager II - New York, NY ( Job Number: 1500594) For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or re...

Deputy Chief Compliance Officer (AAM)-150004JN Description and Qualifications Company and DivisionalDescription: This position will be with AEGON Asset Management, the organization which oversees asset management for many of Transamerica's insurance and operating companies as well as third party clients. The global AEGON Asset Management organization has operations in Europe, the United States ...

SVP, Chief Compliance Officer – RJA Finance and Operations-1502723 Description Job Summary: Under administrative direction, uses extensive knowledge and skills in finance and operations compliance obtained through education, experience, specialized training and/or certification to assist in the design, implementation and supervision of a comprehensive compliance and surveillance program and ens...

· Conduct comprehensive health compliance reviews, including reviews of existing processes, and propose and implement necessary changes · Effectively implement and lead key strategic compliance projects, processes and initiatives · Evaluate risks, provide guidance and respond to complex compliance issues and inquiries in all operational settings · Advise leadership on compliance issues includin...

Requisition Number 15-0219 Post Date 8/3/2015 Title FA RIA Chief Compliance Officer City San Diego State CA Description Uses extensive knowledge and skills in securities and investment advisory compliance obtained through education, experience, specialized training and/or certification to assist in the design, implementation and supervision of a comprehensive compliance and surveillance progr...

General Counsel/Chief Compliance Officer – Portland, Oregon An established 20+ year financial services organization is seeking to hire General Counsel/Chief Compliance Officer to join the senior management team. This position will consist of a diverse set of duties, including: Drafting and negotiation of all forms of service agreements. Development, maintenance, updates, implementation and tra...

Position Summary and Responsibilities The Chief Compliance Officer (CCO ) of Stony Brook Medicine (SBM) is the Senior Executive providing the business leadership and vision for the strategic planning and management of an integrated healthcare compliance program in support of the mission and strategic goals of SBM. The CCO establishes and oversees an effective healthcare compliance program intende...

POSITION SUMMARY: Intercept Pharmaceuticals, Inc. is seeking a Chief Compliance Officer who will oversee the Corporate Compliance Program, functioning as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. The Chief Compliance Officer will be responsible for the design, implementation and oversight of Intercept’s healthcare compliance p...

Description Position Summary and Responsibilities The Chief Compliance Officer (CCO) of Stony Brook Medicine (SBM) is the Senior Executive providing the business leadership and vision for the strategic planning and management of an integrated healthcare compliance program in support of the mission and strategic goals of SBM. The CCO establishes and oversees an effective healthcare compliance pro...

The Chief Compliance Officer (CCO) will lead the Firm in all compliance related activities and will be responsible for day-to-day compliance and related supervisory functions of Futures Commission Merchant (FCM). The CCO will work closely with the senior management team to devise and implement compliance policies and procedures that will act as a foundation for the firm. The successful candidate ...

Chief Compliance Officer Navicent Health (225) Macon, GA Job Code: CA27 Posted: May-19-2015 - Department: AUDIT SERVICES/CORPORATE COMPLIANCE - Full-time 8-5 - Day Shift - Masters degree is required The Chief Compliance Officer oversees Compliance program, functioning as an independent and objective body that reviews and evaluates compliance issues/concerns within all of CGHS entities. Rep...

Overview Who We Are Cornerstone Healthcare Group is a leading healthcare provider committed to improving the health and well-being of patients by providing an environment of continuous process improvement, teamwork, integrity, fiscal responsibility and endless customer service. Cornerstone is headquartered in Dallas and owns 19 long term acute care hospitals in six states, as well as three assis...

POSITION PURPOSE: Ensure regulatory compliance with state and other government agencies related to the provision of health care services, Centene Corporation, and its business subsidiaries. Ensure monitoring, tracking and reporting of organization compliance with state and federal laws, regulations and contract requirements, the Business Ethics and Conduct Policy, Compliance Plan and bylaws outli...

Chief Compliance Officer The Compliance Professional will be a leader in operating and enhancing a compliance program for a self-clearing broker-dealer that provides innovative on-line services to self-directed retail customers, clients of unaffiliated registered investment advisors and customers introduced to the firm by unaffiliated introducing broker-dealers. The Compliance Professional also m...

Qualifications Required Education or Equivalent Experience Bachelor’s Degree in Business Administration or related fieldRequired Required Experience Years of functional/professional experience: 10+ yrs combined Compliance/Audit/Risk Management experience Years of supervisory or managerial experience: 5+ yrs managerial/supervisory experience Alternative: Combination of education and experienc...

Aaron’s has a long legacy as anindustry leader with continued growth. Inbusiness since 1955, we have grown to over 2,000 stores across North Americabuilt on a foundation of excellence, customer focus, quality products andservices. Personally and professionally,we hold ourselves to high standards and an unwavering commitment to do what’sright; treating every individual with respect, compassion and ...

POSITION DETAILS The Chief Diversity Officer (CDO) reports to the President of York College. The CDO serves as an executive level strategist and partner with the Cabinet, campus leaders, faculty, staff, students, various committees, and external constituencies and is responsible for guiding efforts and creating opportunities to define, assess and promote Diversity, Equity and Inclusion (DEI), edu...

Job Title: Real Estate - Administrative Coordinator to General Counsel & Chief Compliance Officer (Real Estate), NY Location: New York, NY Firm Overview: Blackstone is one of the world’s leading investment and advisory firms. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, the companies we advise and the broader global economy. We do...