Chief Compliance Officer Jobs
A global provider of support sources for the financial services industry seeks Division Chief Compliance Officer. The candidate will be responsible for establishing and administering the compliance program that is designed to prevent violations of the obligations of a swap data repository under Dodd-Frank, the Commodity Exchange Act and other applicable laws and regulations. The Chief Compliance O...
Chief Compliance officer- Independent Community Bank An independent community bank, with a multi-state branch network, seeks a Chief Compliance Officer who will be responsible for developing, implementing and administering all aspects of the Bank's Compliance Risk Management Program through close working relationships with Management and Compliance Coordinators for each Line of Business and Suppor...
The Chief Compliance Officer ("CCO") oversees all regulatory compliance for the UBS Global Asset Management ("UBSAM") business in the Americas: The CCO reports to the UBS Head of Americas Compliance & Operational Risk Control (C&ORC), the Global Head of Global Asset Management Compliance and the Independent Board Members of the Funds ("Independent Directors"). The CCO will represent UBSAM in vario...
Position Description Deputy Chief Compliance Officer, Investments Picture yourself building a successful career at AIG working alongside other talented, highly motivated individuals committed to reaching our goal of becoming our industry’s employer of choice. We believe that our success depends on a world class team with diverse and unequaled expertise. If you would like to be part of a strategic...
Primary duties to include: Directing the North American compliance group in implementing, administering, and managing all aspects of the bank?s compliance program; ensuring compliance with all federal, state, local laws, rules and regulations applicable to the bank?s activities Manages and responds to all internal and external compliance audits and examinations; including central point of contac...
The Position Our client is seeking a Chief Compliance Officer in the Chicago, IL market. The position is responsible for development and implementation of the company wide compliance programs with regards to Financial Services Operations and Regulatory Compliance. They also will provide operational compliance oversight for the changing regulatory environment as it pertains to the financial institu...
Hendrickson Business Advisors is recruiting for key positions in Southeast MO: Chief Legal Officer Chief Compliance Officer Chief Operating Officer Attorneys may apply. Candidates should have extensive experience, not necessarily in the C-Suite. To submit a resume confidentially, email *****. EOE (1872754)...
The General Counsel/Chief Compliance Officer (GC/CCO) is responsible for developing, implementing and administering all aspects of the organization’s Compliance Management Program through close working relationships with the Executive Management team and Division heads. This position plans, organizes, and controls the day-to-day administrative, lending, retail, and operational compliance activitie...
Our client, a boutique investment firm in Midtown, Manhattan, is looking to hire an Executive Assistant to support the CFO/Chief Compliance Officer. The ideal candidate will be comfortable working in a fast paced environment, have great attention to detail and follow through, and have a sharp yet humble attitude. RESPONSIBILITIES •Answering phones •Scheduling meetings and conferences •Coordinating...
BankStaff is a firm specializing in recruiting banking professionals. We are currently working with a bank in the Braselton area searching for a Chief Compliance and Risk Officer, reporting directly to the CEO. The general purpose of the job is to establish a formal central entity responsible for leadership, guidance, development of strategies, and a posture for enterprise-wide compliance. Work wi...
Chief Compliance Officer We have a new opportunity for a Chief Compliance Officer in the Syracuse, NY area. The Corporate Compliance Officer is responsible for developing, implementing, and administering all aspects of the Compliance Management Program and functions as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. This person must...
About the Company Founded in 1994, Huatai Great Wall Futures established its future business at a very early stage in the development of China’s futures markets. We are a level AA FCM rated by CSRC. Currently, the company has ￥809 million registered capital and ￥900 million net capital. Huatai Great Wall is one of the largest futures company in China, with 31 branches and over 600 employees. As th...
CHIEF OPERATIONS OFFICER (coo) SEMINOLE TRIBE OF FLORIDA, INC. NATURE OF WORK The incumbent in this position in responsible for directing, administering, and coordinating the internal operational activities of the Seminole Tribe of Florida Inc. Business Enterprises in accordance with policies, goals, and objectives established by the Chief Executive Officer and the Board of Directors. The individu...
Banc of California is seeking a SVP, CHIEF SERVICING OFFICER for our Irvine office. The SVP Chief Servicing Officer is responsible for planning, directing, and overseeing the strategic and daily business activities of the Servicing department to support enterprise wide servicing of commercial, interim, residential and consumer loan products for the bank. This includes an in depth involvement in me...
Chief Financial Officer Position Summary I. ID Chief Financial Officer (CFO) Executive JOB TITLE BUSINESS UNIT Harris & Harris, Ltd. Accounting & Finance COMPANY DEPARTMENT Chicago, IL Chief Executive Office (CEO) LOCATION HIRING MANAGER’S TITLE II. KEY RESPONSIBILITIES · Manage processes for financial forecasting, annual budgets and reporting to the Company. Ensures all financial transactions, po...
Chief Credit Officer First Electronic Bank is currently seeking an experienced Chief Credit Officer to join their team in Sandy, Utah. Job Description: This position is responsible for the overall management of the Bank’s credit administration functions. Develops, implements, and monitors credit policy, procedures and practices which strategically support the Banks’ overall business plan and goals...
Description: The Chief Privacy Officer, Sr. Privacy Counsel is responsible for the operation of the corporate Privacy Office, which has overall responsibility for the legal and operational aspects of developing, implementing and administering the privacy compliance program. The Chief Privacy Officer, Sr. Privacy Counsel: leads and coordinates the Company's enterprise-wide strategy and program, wor...
BAY AREA BEVERAGE COMPANY TITLE: Chief Financial Officer DEPARTMENT: Finance REPORTS TO: President LOCATION: East Bay BENEFITS: Yes STATUS: Full-time, Exempt GENERAL DESCRIPTION: The Chief Financial Officer (CFO) provides both operational and programmatic support to Bay Area Beverage Company. The CFO supervises the Finance Department and is the chief financial spokesperson for the organization. Re...
Chief Financial Officer CFO Capital raising Investor relations The Chief Executive Officer & President (CEO), the Chief Financial Officer (CFO) will play a critical role in developing and implementing strategy and tactics and in solving operational issues as they occur. As a member of the senior leadership team, the CFO will be an advisor to other department managers, assisting them with their fin...
Company Confidential Manassas, VA, 20110
POSITON OVERVIEW The Chief Financial Officer (CFO) provides both operational and programmatic support to our organization. The CFO supervises the accounting division, and is the chief financial spokesperson for the organization. The CFO reports directly to the Chief Executive Officer on all strategic and tactical matters as they relate to budget management, cost benefit analysis, forecasting needs...
Information for Federal Contractors on OFCCP Compliance and Audits
Become An AVON Representative or Shop Our Online Store Now!
Government of Position Open. Hiring Now - Apply Today!
Over 491 Government Jobs Available In Your Area. $19-$97/Hr - Apply Now
Get new jobs by email for this search
We'll keep looking and send you new jobs that match this search.
Upload your resume and let employers find you!
It's that simple!
Answers for Chief Compliance Officer Jobs
Questions & Answers Powered by Yahoo! Answers
What are some job positions in a company? like ceo..vice president?
What are some other postions
What ways get me job in marine field ?
I have completed my B.E (Electrical and Electronics Engg) from Anna Univ, Chennai (2010 passout). i would like to work in marine field as a Electrical Officer. what way get me in 2 this field.? is the...
Plz give me police jobs information & websites?
Give me more information on police jobs & Accountant Jobs
Government Career Tools
$48,000.00 - $168,000.00
Typical Salary for Compliance Director
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Accomplishes compliance business objectives by producing value-added employee results; offering information and opinion as a member of senior management; integrating objectives with other business units; directing staff.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Dealing with Complexity
Financial Planning and Strategy
Develops compliance financial strategies by estimating, forecasting, and anticipating requirements, trends, and variances; aligning monetary resources; developing action plans; measuring and analyzing results; initiating corrective actions; minimizing the impact of variances.
Monitors possible internal violations and recommend corrective action.
Popular Chief Compliance Officer Articles
Whether your beat is auditing, tax, financial analysis, lending or another specialty, explore careers in finance and search for finance jobs now.
Resume Tips for Finance Professionals
Tune up your resume to highlight the financial expertise and accomplishments employers are looking for.
High-Paying Jobs for Baby Boomers
Not surprisingly given their age level and experience, some of the best-paying jobs are primarily held by Boomers. Here are a few of the best-paying jobs held mainly by Baby Boomers, with median pay.
Dos and Don'ts for Aspiring CFOs
If you aspire to reach the CFO's office someday, heed these dos and don'ts as you work your way up the accounting career ladder.
10 Things to Know About Workers’ Compensation
If you get injured or become ill because of your job, how can you make sure you get the workers’ compensation you deserve? Here are 10 things to know.