Chief Compliance Officer Jobs

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CyberCoders Matching Great People with Great Companies Learn more about CyberCoders Chief Compliance Officer St. Louis, MO Full-Time $100,000 - $130,000 Apply Apply Chief Compliance Officer St. Louis, MO Full-Time $100,000 - $130,000 Apply Job Details We are a rapidly growing company who is thriving in our industry. We are always looking to add top-notch talent! What You Will Be Doin...

About us Description The Deputy Chief Compliance Officer and Chief Compliance Officer-BD Rx directly supports the VP and Chief Ethics & Compliance Officer and leads assigned elements of oversight and coordination of the compliance programs within BD on a global basis. The position will support the company's executives, management and associates in their efforts to achieve compliance with all rel...

A Financial services firm seeks a Chief Compliance Officer who would be responsible for the Retirement Compliance Program and will be expected to lead and continuously develop a seasoned compliance team of over 20 associates. This will include providing on-going compliance support and advice for the day-to-day retirement plan and investment product business activities as well as active participat...

CyberCoders Matching Great People with Great Companies Learn more about CyberCoders Chief Compliance Officer Los Angeles, CA Full-Time $150,000 - $200,000 Apply Apply Chief Compliance Officer Los Angeles, CA Full-Time $150,000 - $200,000 Apply Job Details We are an established, and rapidly growing Financial Clearing Brokerage firm in the heart of Downtown Los Angeles! We deliver solut...

A large successful asset management firm seeks a Chief Compliance Officer for their Exchange Traded Funds (ETF) division. The CCO will be responsible for all aspects of the ETF Businesses. Responsibilities: • Support the Corporate Chief Compliance Officer (CCO) on compliance strategic initiatives and all compliance matters to ensure that the firm is in compliance with all laws and regulations, ...

A wealth management practice seeks a Deputy/Chief Compliance Officer who will be responsible for combining expertise, judgment and discretion to provide a strategic vision and to oversee all aspects of the firm’s compliance function. S/he will provide compliance/risk management leadership to senior management. Primary Responsibilities: • Enhance, design, implement and oversee a risk-based compl...

A financial Services firm seeks a Chief Compliance Officer (CCO) WHO will be responsible for overseeing all regulatory and compliance matters the firm. The primary product offering is scalable, personalized, investment advice/ portfolio management delivered via electronic and phone based channels in all 50 states. The role involves working across the entire business, including the investment, op...

A registered investment adviser firm seeks a Chief Compliance Officer who will be responsible for overseeing all aspects of an investment advisory compliance program. It is anticipated that the position’s duties and responsibilities will expand over time as the adviser grows larger and becomes involved in different investment strategies. Responsibilities • Supervising the annual review of polici...

Company Confidential
Take a peek if this is appealing to you, please send me your resume MOST recent resume in a word doc and comp requirements and let’s connect ASAP. This position should be very exciting to someone who loves to create and model success stories. Start-up and entrepreneurial thinking is a must, with a passionate and seasoned CFO background, who would love to join an amazing team of talent. We are lo...

CFO Report directly to CEO NYC Public Biotech Co. Retained Search Summary: Exciting, challenging and rewarding opportunity to join a publicly-traded NYC based development-stage Biotechnology Company developing novel immunotherapy drugs to treat multiple forms of cancer. In this key and highly-visible leadership position you will report directly to the CEO, interact with the BOD and the inv...

COO President Chief Operations Officer (Home Health Care) My Client is seeking a dynamic leader for the role of Organizational President /Chief Operating Officer. Role Responsibilities Develop and foster effective collaboration between all entities and markets to ensure an integrated approach to providing services and fulfilling strategic objectives. Develops, executes and monitors operational...

Essential Job Duties: Reporting to the NC State University Chief of Police, the Clery Act Compliance Coordinator works collaboratively with various offices at the University to ensure the institution’s compliance with the Jeanne Clery Disclosure of Campus Security Policy and Campus Crime Statistics Act and associated regulations. Job Summary: The Clery Act Compliance Office/Coordinator will manag...

Description: The C&S Plan Chief Medical Officer has accountability for ensuring that local health plan , United Clinical Services and UHC initiatives focusing on clinical excellence, quality ratings improvement, appropriate inpatient and outpatient utilization, health care affordability, health system transformation including provider network issues, mandated provisions and compliance, growth and...

Description: If you want to achieve more in your mission of health care, you have to be really smart about the business of health care. Challenge yourself, your peers and our industry by shaping what health care looks like and doing your life's best work.(sm) The Chief Operating Officer- Community Plan - Nebraska Omaha, NE will be for a variety of functions related to the including general manag...

Job Description Weichert Financial Services is looking to hire a Chief Risk Officer to work in our corporate headquarters in Morris Plains, NJ. This position will be responsible for the execution of the Company's Enterprise Risk Management (ERM) processes and infrastructure. The position ensures that the Company is in full compliance with all applicable laws, regulations, and internal policies an...

Company Confidential
Chief Financial Officer PRIMARY RESPONSIBILITIES: The Chief Financial Officer (CFO) works closely with the CEO, working as a team to ensure the overall success and stellar performance of the Rockford Housing Authority (RHA). The CFO directly assists in all strategic and tactical matters as they relate to budget management, cost benefit analysis, forecasting needs and the securing of new funding. ...

Company Confidential
THE COMPANY Fast-paced, publicly-traded, manufacturing company headquartered in the Denver–metro area seeks a dynamic Chief Financial Officer/CFO to join in the growth of this organization. THE POSITION Reporting to the CEO, this Chief Financial Officer/CFO has overall responsibility for corporate accounting, financial reporting, financial planning and forecasting, treasury, tax, compliance, SE...

RESPONSIBILITIES: Our client, an exciting early stage technology driven service firm located in popular Brooklyn, NY is seeking a Chief Financial Officer. This role reports to the CEO and will be responsible for directing the fiscal functions of the corporation in accordance with GAAP and SEC regulations. Responsibilities: Lead all financial activities including compliance, internal control, tr...

Acadia Healthcare has a new opportunity at Resolute Treatment Center in Indianapolis, IN. Located on the west side of Indianapolis, IN we provide our adolescent male patients with a the perfect environment where they can get the most effective treatment for not only their sexually maladaptive behaviors, but also any co-occurring metal health disorders that may be present. At Resolute Treatment C...

A managed care organization is seeking a DEPUTY CHIEF FINANCIAL OFFICER. This organization is responsible for assuring that accessible, quality and accountable care is available for those with mental health, intellectual and developmental disabilities and substance abuse challenges. General Definition of Work: Deputy Chief Financial Officer performs difficult professional work executing and mana...