Chief Compliance Officer Jobs
Chief Compliance Officer Overview
Chief compliance officer jobs are available for those with a high amount of experience in the financial sector. These officers examine the financial actions that companies and government agencies take before those actions go through. They ensure that every aspect of the transaction meets local, state and federal laws. Chief compliance officers also examine the data available to them and look for alternative methods and ideas when needed. Similar positions open to those with this skill set include government contract jobs and Internal Revenue Service specialist jobs.
Chief Compliance Officer Education Requirements
Chief compliance officers must have a bachelor's degree in business, finance, management or a related field, and some positions require CRCM certification in addition to a degree. Though employees will spend some time learning how the office operates, they must have some skills when applying for the job. Strong computer skills, familiarity with accounting software and experience in tax preparation are all helpful. A compliance officer is an entry-level position, but a chief compliance officer is an advanced position that usually requires five to 10 years of experience.
Chief Compliance Officer Job Market
Approximately 236,090 people worked as chief compliance officers in 2013. Statistics show that this represents a growth of 0.5 percent in recent years. The mean annual wage reported by compliance officers increased by 0.2 percent at the same time that the number of jobs increased. According to recent statistics, the number of jobs in this field will grow at a faster rate than similar business and financial jobs. When the American unemployment rate reached more than 7 percent, workers in this field experienced an unemployment rate of less than 6 percent. As the government keeps a close eye on what businesses do and how companies operate, there will be an increased need for trained and qualified chief compliance officers.
Chief Compliance Officer Salary
The mean annual salary of a chief compliance officer is $66,770, which is $32.10 per hour. The highest wages reported come from employees working for insurance carriers, the federal government and management companies. The top 10 percent of chief compliance officers make more than $99,000 a year.
Chief Compliance Officer Position in Chicago, IL If you are interested in applying to this Chief Compliance Officer position in Chicago, IL or other exciting opportunities with Parker + Lynch please email your word document resume directly to Andria Goff at ***** Our client, an investment management firm, is seeking to fill a Chief Compliance Officer position in Chicago, IL....
Chief Compliance Officer/BSA Major Bank located in New York City is currently seeking a qualified individual for their expanding compliance department. Responsibilities: Develops and maintains an inventory of regulatory requirements applicable to the Branch. Designs and implements a risk assessment process to ensure that all existing and emerging compliance risks are appropriately identified and m...
An international bank located midtown seeks a Deputy Compliance Officer. Required: BA/BS in business, 10+ years experience in related bank compliance and management. Know US banking business including commercial lending, private banking, correspondent banking. Proficient in BSA, AML, OFAC plus consumer regulations required (Reg. B, D, E, F, O, P, U, Z, AA, CC, DD). Able to use various internal sof...
The candidate will manage and oversee compliance for this registered investment advisor, which requires a thorough understanding of various federal and state securities laws and regulations. Must have at least five years of experience with a wirehouse, broker dealer, registered investment advisor or custodian with compliance related responsibility. Chief Compliance Officer Job Responsibilities inc...
Company Confidential Chicago, IL, 60604
Chief Compliance Officer (Location: Chicago, IL USA) A registered Futures Commission Merchant (“FCM”) located in the Chicago Board of Trade in Chicago, IL, has an immediate need for a Chief Compliance Officer. The Chief Compliance Officer will work directly with the other officers of the company, including the Chief Executive Officer, will lead the firm in all compliance and regulatory activities,...
Company Confidential Kotze
Maniilaq Association Kotzebue, Alaska Now Hiring GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER Position Summary: This position provides Maniilaq Association with in-house legal and compliance services, and assists with a variety of legal matters in the course of normal business activities. Reports directly to the President/CEO and serves as a member of the Senior Management team. Requirements: Must...
The Company Go beyond. At Towers Watson, we are more than individuals. We are a community focused on helping our colleagues and clients thrive and succeed. Towers Watson is a leading global professional services company that helps organizations improve performance through effective people, risk and financial management. With more than 14,000 associates around the world, we offer consulting, techno...
The Ancora Group, Inc. is a leading financial service firm in Northeast Ohio. The growing firm is seeking to better its staff through the addition of a full-time compliance professional to serve as a Chief Compliance Officer. Responsibilities include maintenance and oversight of written supervisory procedures, review of product suitability, filings, and annual reviews. Candidate should hold FINRA...
Chief Financial Officer Job Description Overview: Reporting to the Chief Executive Officer (CEO), the Chief Financial Officer (CFO) is responsible for the financial performance of Magnolia Public Schools (MPS). The CFO provides effective leadership to ensure sustainability, growth, and expansion and advises CEO and Board on strategic financial plan, financial analysis and business modeling. The CF...
Global Chief Accounting Officer $300-350K + up to 100% Bonus (Total Comp $500-700K) Billion dollar global financial service conglomerate seeks CPA with 10+ years combo Property Casualty Insurance and Public (BIG 4 a +) industry experience. Position reports to global CFO. Responsible for hands on and supervisory accounting operations, financial reports, month end close, IFRS reporting, GAAP and sta...
Chief Financial Officer/Comptroller Vertically integrated, acquisition, construction and property management real estate investment company with substantial portfolio of single Family homes and multi-family in South Florida requires CFO/Comptroller. Position: As a key member of the Executive Management team, the Chief Financial Officer will report to the principals of the company and assume a stra...
SUMMARY-Application Deadline is August 8th, 2014! Chief Program Officer (CPO) oversees activities of the specified programs in accordance with policies, goals and objectives defined by the CEO, Board of Directors and Strategic Plan. This position ensures compliance throughout delegated Agency programming regarding goals, outcomes and programmatic contract deliverables that elevates day to day oper...
CyberCoders Matching Great People with Great Companies Learn more about CyberCoders Apply Chief Risk Officer Los Angeles, CA Unspecified Apply Apply Chief Risk Officer Los Angeles, CA Unspecified Apply Job Details If you are a Chief Risk Officer with experience, please read on! We started this company as we saw the desire to invest in specific real estate opportunities unfulfilled by traditional i...
CyberCoders Matching Great People with Great Companies Learn more about CyberCoders Apply Chief Lending Officer Washington, DC; Upper Marlboro, MD Unspecified Apply Apply Chief Lending Officer Washington, DC; Upper Marlboro, MD Unspecified Apply Job Details We are based just outside of Washington DC. We are a growing financial organization. If you are a Chief Lending Officer with 5+ years of exper...
President/Chief Executive Officer (CEO) www.goldbelt.com Please send all resumes to http://ch.tbe.taleo.net/CH11/ats/careers/requisition.jsp?org=GOLDBELT&cws=1&rid=1045 GENERAL SCOPE: The ideal candidate will provide strong leadership and management for this successful Alaskan Native Corporation by setting, guiding and driving company strategies, resulting in achieving the goals and objectives set...
Company Confidential Los Angeles, CA, 90063
Premier Property Development Company with offices across the West Coast is seeking a Chief Financial Officer. The Chief Financial Officer will work as part of a close-knit senior management team and take on a pivotal role in the long-term financial goals of this rapidly growing company. In this leadership role, you will act as a trusted resource for financial guidance and planning, oversee account...
Description As a part of the Tenet and Catholic Health Initiatives family, Conifer Health Solutions is a leading healthcare business process management services provider working to improve operational performance for more than 600 clients so they can support financial improvement, enhance the patient experience, and drive value-based performance. Through our revenue cycle management , patient comm...
It’s hard to imagine a more demanding job within a relatively small, nonprofit environment. But for the right person, it may be the opportunity of a lifetime. Are you that person? Operation Sacred Trust (“OST”), a collaboration of three of south Florida’s most respected nonprofit agencies (Carrfour Supportive Housing, PAIRS Foundation, and Henderson Behavioral Health), is a Department of Veterans...
The Chief Legal and Human Resource Officer leads the Human Resource function and serves as the Chief Compliance Officer and the Privacy Officer for the Corporation. Significant responsibilities include: Plans, organizes and directs all aspects of the Human Resource function of the health center specifically employment, compensation, employee relations, employee benefits, and employee training. Dra...
Princeton Information Ltd Sarasota, 34232
Princeton Information is seeking a Chief Procurement Officer with experience in a retail / franchise environment. Principal Function: Directs company-wide procurement activities with overall responsibility for developing strategic sourcing and procurement direction and initiatives. The selected candidate will be accountable for coordinating spending across corporate and retail operations. Major Jo...
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$48,000.00 - $168,000.00
Typical Salary for Compliance Director
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Accomplishes compliance business objectives by producing value-added employee results; offering information and opinion as a member of senior management; integrating objectives with other business units; directing staff.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Dealing with Complexity
Financial Planning and Strategy
Enhances compliance and organization reputation by accepting ownership for accomplishing new and different requests; exploring opportunities to add value to job accomplishments.
Accomplishes compliance human resource strategies by determining accountabilities; communicating and enforcing values, policies, and procedures; implementing recruitment, selection, orientation, training, coaching, counseling, disciplinary, and communication programs; planning, monitoring, appraising, and reviewing job contributions; planning and reviewing compensation strategies.
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