Chief Compliance Officer Jobs
Our Philadelphia, PA client is actively seeking a Chief Compliance Officer to join their growing team. In this role you will oversee regulatory reporting and handle all FINRA activities. Ideal candidates will have at least 10 years of compliance experience and their 7, 63, and 24 licensure. Our client offers a competitive salary, comprehensive benefits package, and room for growth! Responsibilitie...
ASSOCIATE CHIEF COMPLIANCE & ETHICS OFFICER Required credentials are BSN, current Hawaii RN license and 2 years recent nursing experience, preferably in QA/QI or Risk Management. WCCHC 86-260 Farrington Hwy Waianae, HI 96792 Phone: 697-3178 Fax: 697-3155 www.wcchc.com From Honolulu Star-Advertiser/MidWeek...
Universal Hospital Services, Inc. (UHS) is the leading provider of medical equipment management solutions in the US. We have 1500+ employees who manage more than a half-million pieces of medical equipment for over 8,400 clients in all 50 states. For more than 70 years, UHS has delivered equipment management solutions that help clients reduce costs, increase operating efficiencies, and increase car...
Marsh & McLennan Companies is a global professional services firm providing advice and solutions in the areas of risk, strategy and human capital. It is the parent company of a number of the world’s leading risk experts and specialty consultants, including Marsh, the insurance broker and risk advisor; Guy Carpenter, the risk and reinsurance specialist; Mercer, the provider of HR and related financ...
The Chief Compliance Officer for the Funds delivers the UBS Compliance function for PR Asset Management and the Funds' Boards; relying on shared service delivery from other functional areas as appropriate. This is a specialist area and requires know-how and expertise - in particular with respect to UBS' affiliated family of open- and closed-ended funds - to work effectively with client-facing or i...
Associate Chief Compliance & Ethics Officer This position supports the Chief Compliance & Ethics Officer. Duties would include the areas of risk management, corporate compliance, HIPAA privacy and security, OSHA standards for health care facilities, ADA, and security services. The required credentials and experience are a current Hawaii RN license, a BSN and two years recent clinical experience. T...
A well-established financial and advisory services firm which offers three areas of service: wealth management, business advisory services and alternative investments to aspiring individuals of varying industries and life stages. OVERALL RESPONSIBILITY: Under the supervision of the Chief Operating Officer, the Chief Compliance Officer advises, develops and implements compliance programs. This incl...
Job Summary The Chief Compliance Officer will be responsible for testing and monitoring compliance with applicable banking laws and regulations; training Bank personnel on compliance matters; development of and implementation of Bank policies and procedures from a compliance perspective; and implementation of the Bank's compliance program. Principal Duties 1. Chief Compliance Officer will maintain...
GAMCO Investors, Inc., a global investment firm headquartered in Rye, NY with $40 billion of assets under management, is seeking a Chief Compliance Officer - Mutual Funds. Responsibilities would include: · Develop and maintain compliance program in accordance with SEC rules. · Work directly with the funds’ boards of directors to ensure compliance with all applicable rules and regulations under the...
Company Confidential New York City, NY, 10006
Chief Compliance Officer - FINRA MSRB Member Firm, New York City A New York based full service boutique investment banking and retail brokerage firm is seeking an experienced Compliance Officer with extensive compliance experience for a FINRA member firm. The position requires ensuring the firm's compliance with all FINRA, MSRB, SEC and NYSE rules and regulations by providing necessary advice, tra...
US – PA – TruMark Financial Credit Union SVP / Chief Lending Officer TruMark Financial Credit Union seeks a highly motivated senior level professional who would manage all areas of commercial lending, consumer, mortgage, specialty and indirect lending as well as collections. Significant oversight and leadership will be directed towards the credit union’s commercial credit activities to ensure port...
Company Confidential Norwalk, CT, 06851
Position Overview: Reporting to the Chief Executive Officer, the Chief Financial Officer (CFO) is responsible for the overall management and direction of the financial plans and accounting practices of the organization. This individual will oversee accounting, financial planning, budgeting planning, procurement, and grants management and reporting as well as the financial and accounting system con...
City/Facility: Houston Post Code: 77024 Address: 920 Frostwood Houston, Texas 77024 Map: Show on map Non-Clinical Department or Specialty: Management Job Type: Full Time Post Date: 06/01/2013 Reporting directly to the System Chief Financial Officer, the primary functions of the corporate Chief Revenue Officer (CRO) are to oversee and direct the Revenue Management, Patient Business Services (and CB...
Company Confidential Germantown, TN, 38138
The Jones Clinic as a leader in the Oncology community and marketplace. As the only privately held Oncology Clinic in the Memphis area, we are committed to peak performance, improving the quality of life with compassion, and personal attention. As employers, we embrace and leverage diverse backgrounds, cultures and talents to achieve these goals. We are excited to announce that we are seeking a Ch...
Chief Quality Officer Quality Hospital Minutes from Indianapolis, Kokomo, Fort Wayne or South Bend Our client is a full-service, community hospital offering state-of-the-art technology and medical care. Having a deeply rooted commitment to caring for people in need empowers them to continue building a health care delivery system that serves its community. It is part of a 150+ hospital system, ensu...
CFO Chief Financial Officer SaaS The company is planning an IPO next year and our CFO will be a critical part of this process. The Chief Financial Officer will provide strategic financial leadership through evaluating and then establishing a vision for the finance function in support of the company’s strategic direction and annual business goals. The CFO will work closely with other senior managem...
MIDLAND COMMUNITY HEALTHCARE SERVICES, INC. Midland, Texas JOB DESCRIPTION JOB TITLE: CHIEF NURSING OFFICER DEPARTMENT: ADMINISTRATION REPORTS TO: CHIEF MEDICAL OFFICER OES CODE: 29-1141.00 (Primary), 29-1141.04 (Secondary) FLSA EXEMPTIONS STATUS: NON-EXEMPT JOB SUMMARY The Chief Nursing Officer plays an important role to the patients and physicians of Midland Community Healthcare Services. They a...
Chief Financial Officer The Chief Financial Officer is responsible for the accounting, budgeting, finance, cash management and purchasing aspects of the organization The incumbent is responsible for insuring the financial integrity and performance in conjunction with the Chief Executive Officer and Board of Directors. This includes financial planning which links the mission, strategic plan and ini...
Company Confidential Fife, WA, 98424
Are you interested in joining an exciting Company? Our Company has a team that is hand-selected to provide world-class expertise and efficiencies that our growing, nationwide list of clients expects. Our Company provides an environment where innovation and excellence can flourish. We recognize hard work and ingenuity through competitive pay, special recognition for exceptional achievements, and a...
CFO at PTI www.pinnacle-telecom.com PTI is a privately held communications/IT infrastructure company. We connect people! PTI (Pinnacle Telecommunications, Inc.), a certified 100% woman-owned company, is a full service Tier 1 telecommunications vendor providing quality services to companies large and small. We are a recognized leading-edge company dedicated to providing high quality design, enginee...
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$48,000.00 - $168,000.00
Typical Salary for Compliance Director
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Accomplishes compliance business objectives by producing value-added employee results; offering information and opinion as a member of senior management; integrating objectives with other business units; directing staff.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Dealing with Complexity
Financial Planning and Strategy
Protects assets by establishing compliance standards; anticipating emerging compliance trends; designing improvements to internal control structure.
Provides training and guidance to employees, as needed, on key legal, regulatory and policy requirements.
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