Chief Compliance Officer Jobs
Chief Compliance Officer Overview
Chief compliance officer jobs are available for those with a high amount of experience in the financial sector. These officers examine the financial actions that companies and government agencies take before those actions go through. They ensure that every aspect of the transaction meets local, state and federal laws. Chief compliance officers also examine the data available to them and look for alternative methods and ideas when needed. Similar positions open to those with this skill set include government contract jobs and Internal Revenue Service specialist jobs.
Chief Compliance Officer Education Requirements
Chief compliance officers must have a bachelor's degree in business, finance, management or a related field, and some positions require CRCM certification in addition to a degree. Though employees will spend some time learning how the office operates, they must have some skills when applying for the job. Strong computer skills, familiarity with accounting software and experience in tax preparation are all helpful. A compliance officer is an entry-level position, but a chief compliance officer is an advanced position that usually requires five to 10 years of experience.
Chief Compliance Officer Job Market
Approximately 236,090 people worked as chief compliance officers in 2013. Statistics show that this represents a growth of 0.5 percent in recent years. The mean annual wage reported by compliance officers increased by 0.2 percent at the same time that the number of jobs increased. According to recent statistics, the number of jobs in this field will grow at a faster rate than similar business and financial jobs. When the American unemployment rate reached more than 7 percent, workers in this field experienced an unemployment rate of less than 6 percent. As the government keeps a close eye on what businesses do and how companies operate, there will be an increased need for trained and qualified chief compliance officers.
Chief Compliance Officer Salary
The mean annual salary of a chief compliance officer is $66,770, which is $32.10 per hour. The highest wages reported come from employees working for insurance carriers, the federal government and management companies. The top 10 percent of chief compliance officers make more than $99,000 a year.
BD (Becton, Dickinson and Company) Franklin Lakes, NJ
About us Description The Deputy Chief Compliance Officer and Chief Compliance Officer-BD Rx directly supports the VP and Chief Ethics & Compliance Officer and leads assigned elements of oversight and coordination of the compliance programs within BD on a global basis. The position will support the company's executives, management and associates in their efforts to achieve compliance with all rel...
Description The Deputy Chief Compliance Officer and Chief Compliance Officer-BD Rx directly supports the VP and Chief Ethics & Compliance Officer and leads assigned elements of oversight and coordination of the compliance programs within BD on a global basis. The position will support the company's executives, management and associates in their efforts to achieve compliance with all relevant laws,...
The Deputy Chief Compliance Officer and Chief Compliance Officer-BD Rx directly supports the VP and Chief Ethics & Compliance Officer and leads assigned elements of oversight and coordination of the compliance programs within BD on a global basis. The position will support the company's executives, management and associates in their efforts to achieve compliance with all relevant laws, regulations...
Description The Deputy Chief Compliance Officer reports directly to the Vice President and Chief Compliance Officer for Tenet Healthcare Corporation. Specific Deputy Chief Compliance Officer Responsibilities Include: The Deputy Chief Compliance Officer reports directly to Tenets Chief Compliance Officer and is responsible for overseeing the operations of Tenets Ethics and Compliance program in ...
OVERALL PURPOSE: Under the direction of the Chief Compliance Officer, serves as the Deputy Chief Compliance Officer including directing the overall regulatory corporate compliance program of Bank of Hawaii Corporation. This program includes consumer compliance, BSA/AML compliance, fair & responsible banking compliance, CRA performance and compliance alliance. The Deputy oversees the independent mo...
Job description Feltz WealthPLAN, Inc., a Registered Investment Advisor located in Omaha, Nebraska, is seeking a qualified candidate to act as a Chief Compliance Officer. Feltz WealthPLAN’s mission is to promote the independence of its financial advisors by providing them with the total package of tools necessary to maintain and grow their independent practices. These tools include, but are not l...
Wellesley Investment Advisors is a rapidly growing Registered Investment Advisory firm with assets under management of over $2 billion. We are located in Wellesley, Massachusetts. We have been rated one of the Top 100 Independent Financial Advisors by Barron's for four consecutive years. We serve Registered Investment Advisors, pensions, wire houses, independent broker-dealers, and high net worth...
Chief Compliance Officer Job Description Overview Reporting to the Board of Directors and the CEO, the Chief Compliance Officer (CCO) is responsible for the internal audit of Sonoran Schools. The CCO provides effective leadership to ensure the compliance with Local, State and Federal regulations and continued development of systems and procedures. The CCO ensures ethical and responsible complia...
Summary: The Compliance Officer is responsible for developing, implementing and administering all aspects of the Bank's Compliance Management Programs. This position plans, organizes, and controls the Bank's day-to-day administrative, lending, trust and operational compliance activities; collaborates with the COO in the overall administration of these directives for the Bank. Participates in vario...
An international bank located midtown seeks a Deputy Compliance Officer. Required: BA/BS in business, 10+ years experience in related bank compliance and management. Know US banking business including commercial lending, private banking, correspondent banking. Proficient in BSA, AML, OFAC plus consumer regulations required (Reg. B, D, E, F, O, P, U, Z, AA, CC, DD). Able to use various internal sof...
The position of Chief Compliance Officer is responsible for maintaining a compliance program designed to ensure that AR Schmeidler's (Subsidiary of Hudson Valley Bank) business is conducted in a manner consistent with all applicable federal and state laws, rules and regulations, industry best practices and the highest level of ethical standards. Principle Responsibilities: Preparation and updati...
A start-up brokerage firm that provides traditional brokerage services to international clientele seeks to hire a CCO with 10+ years of experience to be responsible for executing the firm’s business plan, submitting the FINRA new membership application, and managing the firm’s compliance program. Specific responsibilities may include, but are not limited to the following: · Develop project plan f...
Chief Compliance Officer will report directly to the CEO (with non-reporting line to the General Counsel) and will be based at the Company’s headquarters in San Diego, CA. The Chief Compliance Officer will be a member of senior management. The Chief Compliance Officer will have responsibility for the design, implementation and oversight of Company's healthcare compliance program and will help to e...
Tenet Healthcare Corporation Dallas, TX
Description : The Deputy Chief Compliance Officer reports directly to the Vice President and Chief Compliance Officer for Tenet Healthcare Corporation. Specific Deputy Chief Compliance Officer Responsibilities Include: The Deputy Chief Compliance Officer reports directly to Tenet’s Chief Compliance Officer and is responsible for overseeing the operations of Tenet’s Ethics and Compliance progra...
Tri-City Medical Center Oceanside, CA, 92049
Overview: The position characteristics reflect the most important duties, responsibilities and competencies considered necessary to perform the essential functions of the job in a fully competent manner. They should not be considered as a detailed description of all the work requirements of the position. The characteristics of the position and standards of performance may be changed by the Distri...
Valley Health System Ridgewood, NJ
Position Summary: Responsible for the administration of Corporate Compliance at Valley Health System, including its hospital, home care agency, and growing medical practice. This position is responsible for leadership and direction of the compliance program throughout the System and works collaboratively with system staff/representation and external regulatory agencies facilitating the fulfillmen...
Allstate Northbrook, IL
Description The Chief Compliance Officer (CCO) has responsibility for overseeing the overall compliance structure of Allstate Financial Services (AFS), Allstate’s retail broker dealer, and ensuring that all laws, rules, and regulations governing AFS and its daily operations are followed. The CCO monitors the activities, operations, and registrations of AFS and its Associated Persons (APs). The CC...
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Visa Foster City, CA
SVP, Chief Compliance Officer Location: United States-CA-Foster City Organization: Visa Inc. Job: Risk Management Job Number :142813 Description COMPANY Common Purpose, Uncommon Opportunity. Everyone at Visa works with one goal in mind – making sure that Visa is the best way to pay and be paid, for everyone everywhere. This is our global vision and the common purpose that unites the entire ...
Apply Now ? Apply to this Job Send me a message:I'm interested in your Job #1759741: Chief Compliance Officer job in Chicago, IL. Please contact me about the position. Name: Email: Phone: Attach your resume Get Job alerts for jobs like this Become a Bullhorn Reach member and receive employment updates By providing us with your information, you agree to become a Bullhorn Reach User, and t...
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Government Career Tools
$48,000.00 - $168,000.00
Typical Salary for Compliance Director
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Accomplishes compliance business objectives by producing value-added employee results; offering information and opinion as a member of senior management; integrating objectives with other business units; directing staff.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Dealing with Complexity
Financial Planning and Strategy
Develops compliance organizational strategies by contributing information, analysis, and recommendations to strategic thinking and direction; establishing functional objectives in line with organizational objectives.
Accomplishes compliance human resource strategies by determining accountabilities; communicating and enforcing values, policies, and procedures; implementing recruitment, selection, orientation, training, coaching, counseling, disciplinary, and communication programs; planning, monitoring, appraising, and reviewing job contributions; planning and reviewing compensation strategies.
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