Compliance Attorney Jobs

1000+ jobs

Job Title: Compliance Attorney (EX06) Department: Compliance Supervisor: Vice President Administrative Vice President Minimum Knowledge Skill and/or Education/Training Required: Trustco Bank is seeking a candidate with broad experience advising on laws and regulations of all types governing the operations of financial institutions. This position will serve many functions including advising on ...

Thomas J. Henry Injury Attorneys is currently seeking a Personal Injury Compliance Attorney to join the firm's Corpus Christi office. Job Duties The Compliance Attorney will be responsible for reviewing files of associate attorneys to ensure court and statutory deadlines are met. Deadlines include but are not limited to: completion of discovery amendment of pleadings motions for summary judgm...

Summary Exceptional counsel that assures legal compliance and enables the company to optimize business outcomes in all legal, regulatory and commercial contexts. Responsible for managing corporate governance legal matters related to the US SEC reporting and compliance, mergers and acquisitions, securities and finance. Client Details Advertising Technology Platform Description Pre-IPO filing ...

Phia Group Consulting, LLC is a thriving, service-oriented company representing employee benefit plans and various health care entities. We are seeking a highly qualified Employee Benefits, Health Law and Compliance Specialist (Non-Attorney) to join our nationally recognized organization. POSITION SUMMARY Works independently with minimal supervision, performs consultative duties including resear...

Description We are the leading source of intelligent information for the world's businesses and professionals, providing customers with competitive advantage. Intelligent information is a unique synthesis of human intelligence, industry expertise and innovative technology that provides decision-makers with the knowledge to act, enabling them to make better decisions faster. We deliver this must-h...

Summary: Esurance is looking for a Regulatory Compliance Attorney to join our team in our Rocklin, CA office. As a Regulatory Compliance Attorney, you will report to Sr. Managing Compliance Counsel and be responsible for researching, analyzing and providing legal advice regarding regulatory matters, within a dynamic and fast growing personal lines insurance company. Additionally, you will be a cr...

Leading bank is seeking several junior-level Attorneys for a long-term compliance-related project in the Wilmington, Delaware area. All qualified junior-level Attorneysmust have a minimum of one year of exposure to financial compliance, banking regulatory, OFAC or AML Compliance OR document review experience relating to securities and banking in order to be considered. This is a long-term project ...

Counsel On Call seeks an experienced broker-dealer compliance attorney to assist the legal department of a global asset management firm. This is a flexible, contract position with an indefinite duration. The ideal candidate will have the following: At least seven years of compliance experience with a broker-dealer organization Experience with sales training, FINRA regulations, U.S. mutual funds...

PulsePoint, a pre-IPO company in the adtech space is adding talented individuals to its finance and legal teams to help us prepare to go public and complete all post IPO filings and compliance work. In this role, the person in this position provides exceptional counsel that assures legal compliance and enables the company to optimize business outcomes in all legal, regulatory and commercial conte...

KNW-C Job Summary: The overall purpose of this position is to advise clients domestically and internationally on a wide range of matters, including structuring, negotiating and drafting a variety of general and specialized agreements necessary for the day-to-day operations of a cutting edge global science and technology non-profit organization. Issues to be dealt with range in scope from commerc...

Visa Inc. is a global payments technology company that connects consumers, businesses, financial institutions and governments in more than 200 countries and territories, enabling them to use digital currency instead of cash and checks. Visa operates the world's largest retail electronic payments network and is one of the most recognized global financial services brands. Visa facilitates global co...

HNI is looking for a Compliance Advisor at our New Berlin location. We’re growing fast — 74% in the past three years — and are looking for a strong compliance professional with an employee benefits and Human Resource background to help us continue to build on our success. What you’ll be doing: As the Employee Benefits/HR Compliance Advisor, you will have significant interactions with a broad spe...

UTC Building & Industrial Systems is the world's largest provider of building technologies. Its elevator, escalator, fire safety, security, building automation, heating, ventilation, air conditioning and refrigeration systems and services promote integrated, high performance buildings that are safer, smarter and sustainable. UTC Building & Industrial Systems is a unit of United Technologies Corp.,...

UTC Building & Industrial Systems is the world's largest provider of building technologies. Its elevator, escalator, fire safety, security, building automation, heating, ventilation, air conditioning and refrigeration systems and services promote integrated, high performance buildings that are safer, smarter and sustainable. UTC Building & Industrial Systems is a unit of United Technologies Corp.,...

About Our Organization As a not-for-profit organization, Partners HealthCare is committed to supporting patient care, research, teaching, and service to the community by leading innovation across our system. Founded by Brigham and Women’s Hospital and Massachusetts General Hospital, Partners HealthCare supports a complete continuum of care including community and specialty hospitals, a managed ca...

Knowledge/Experience: We are seeking a qualified lawyer with a minimum of 5 years of litigation, prosecutorial, investigations or regulatory experience, including familiarity with the financial services industry and products, and a strong understanding and familiarity with a global, corporate environment. The successful candidate must have demonstrated experience working with Latin America, Mexic...

Overview: FCIA, located in New York, New York, markets, underwrites and services both domestic and international trade credit and political risk insurance. Credit insurance minimizes domestic and international nonpayment risk caused by financial, economic or political uncertainties. Credit insurance is also a useful tool for managing financial performance, increasing sales and optimizing balance ...

Are you an experienced Commercial and Compliance Attorney with experience in the life sciences industry? Do you thrive at drafting commercial contracts, international distribution agreements; handling litigation; and providing counsel regarding anti-kickback and FCPA, as well as Sunshine Act reporting? Do you have a passion for providing unparalleled internal legal advice for a wide range of regu...

Counsel On Call seeks an experienced compliance attorney to assist the legal department of an Atlanta-based corporation. This is a full-time contract position with an indefinite duration. The ideal candidate will have the following: – At least seven years of compliance experience with data privacy – Experience with HR data, HIPAA – Excellent organizational and project/process management skills...

When we named our company "Infinity" we knew it was a bold title. Infinity means without end. We set very high standards for ourselves because we know what our name means for our customers. It means endless possibilities, continuous customer care, all-encompassing policies, and an unwavering commitment to policy holders. For more than 50 years, Infinity Auto Insurance has done justice to its name,...