Regulations Compliance Associate Jobs in Massachusetts

Currently, there are no Regulations Compliance Associate jobs available in Massachusetts which match this search. You may wish to explore similar job titles on the Legal jobs in Massachusetts page or view related jobs below.
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We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in Boston, Massachusetts. To be considered for this position, please submit your resume through our careers site-no phone calls, please. Job Summary: Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant condu...
CyberCoders Matching Great People with Great Companies Learn more about CyberCoders Apply Clinical Research Associate Boston, MA Full-Time $70,000 - $120,000 Apply Apply Clinical Research Associate Boston, MA Full-Time $70,000 - $120,000 Apply Job Details Work out of your home office as a Clinical Research Associate. You will be traveling throughout a localized territory. You can be...
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in Boston, Massachusetts . To be considered for this position, please submit your resume through our careers site-no phone calls, please. Job Summary: Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant cond...
Our client, a large pharmaceutical company, is currently seeking a Pharmacovigilance Compliance Associate. This job will have the following responsibilities: In the liable business area pertaining to compliance monitoring of timelines for processing/regulatory reporting of safety reports, the primary function of the Pharmacovigilance Compliance associate's (PCA) role is to: Contribute to the de...
One of Boston’s leading investment advisory firms is seeking two additions to their compliance staff. We are seeking a compliance analyst with knowledge of Regulatory Compliance. This role will be initially focused on Compliance Marketing. The selected professional will be providing advisory services to the Marketing, Product Management and Business Development teams as they create Marketing Docum...
Job Location Southborough, MA Job Summary: Ensures agency compliance responsibilities and related supervisory requirements are maintained. Ensures agency activities and materials comply with all company compliance and related policies and procedures and all relevant FINRA, SEC, and State rules, laws, and regulations. Functional Responsibilities: Ensures agency activities and materials comply w...
Company Description: Cape Cod Community College is a place of personal discovery, enrichment, and professional development for those just beginning the quest and for those at many points along the path of higher education throughout life. It is a caring, comprehensive institution that belongs to the people it serves and responds to their individual and community needs. Students attending Cape Cod...
Marketing Compliance Analyst – Strong salary + bonus A top investment management firm in Boston is currently seeking a candidate for an Analyst role in their Compliance Group. This individual will be a member of the Regulatory Compliance team and work under the direction of the Compliance Manager. Duties of this diverse role include the implementation of the firm's compliance program with respect...
John Hancock Financial Services, Inc. Boston, MA, 02298
Title: Compliance Associate Department: General Account Investments and Private Markets Compliance Location: Boston, MA Accountability Statement: Based in Boston, Massachusetts, the role of Compliance Associate, General Account Investments and Private Markets Compliance, will be responsible for providing compliance support to John Hancock’s General Account and Manulife Asset Management Private...
The Compliance department partners with advisors and home office staff to offer support, education, and guidance relative to compliance matters. We provide consistent, commonsense, and practical solutions to the challenges of interpreting and applying state, federal, and other rules and regulations governing the securities industry. The Surveillance team is responsible for reviewing internal exce...
Job Description : Essential Function Performs clinical monitoring and investigational site /relationship management for designated EPD led clinical trials in accordance with ICH GCP, applicable regulations and SOPs. Act as PAREXELs direct contact with sites and is responsible for conduct of both on-site visits and remote/off-site communication/site management. Responsible to assess and ensure th...
Job Description : Essential Function Perform the clinical monitoring aspect of designated projects in accordance with study specific procedures, applicable SOPs, and regulations. Act as PAREXEL’s direct contact with assigned clinical sites and use judgment to assess and ensure overall integrity of study implementation and adherence to study protocol at clinical sites. Responsibilities include, b...
Job Description : Essential Function Perform the clinical monitoring aspect of designated projects in accordance with study specific procedures, applicable SOPs, and regulations. Act as PAREXEL’s direct contact with assigned clinical sites and use judgment to assess and ensure overall integrity of study implementation and adherence to study protocol at clinical sites. Responsibilities include, b...
Federal Reserve Bank Boston, MA, 02298
Job Title: Senior / Compliance Risk Specialist Job Summary : The Federal Reserve’s supervisory team that oversees a large and complex foreign banking organization in the Boston area is looking for a Senior Compliance Risk Specialist or Compliance Risk Specialist. Responsibilities include evaluating the effectiveness of the firm’s processes for measuring, monitoring, and managing its compliance a...
Commonwealth Financial Waltham, MA, 02154
The Compliance department works with home office staff and advisors to interpret and apply state, federal, and other rules and regulations governing the securities industry. We are seeking a compliance professional to join our Branch Audit team, helping us to oversee the securities and advisory business of Commonwealth’s individual advisors to ensure that each business is run in a manner consiste...
Commonwealth Financial Waltham, MA, 02154
The Compliance department works with home office staff and advisors to interpret and apply state, federal, and other rules and regulations governing the securities industry. The nature of our business subjects us to numerous rules and regulations set forth by the SEC and FINRA, as well as by individual states. As compliance professionals, it is our express responsibility to oversee the securities...
The TJX Companies, Inc. is the leading off-price apparel and home fashions retailer in the U.S. and worldwide, operating four major divisions -- Marmaxx (T.J. Maxx and Marshalls) and HomeGoods in the United States; TJX Canada (Winners, HomeSense and Marshalls); and TJX Europe (T.K. Maxx and HomeSense). In late 2012, we acquired Sierra Trading Post, an off-price, Internet retailer of apparel and ho...
Position Summary The Maintenance Manager is responsible for the management of fleet equipment at one or more locations and managing a team(s) of technicians (mechanics) who are responsible for the preventive maintenance and repair of a fleet of up to 60 vehicles (diesel and alternative fuel)., Additional responsibilities could include maintenance of equipment and machinery at a post collection fa...
Company: Siemens Healthcare Diagnostics Inc. Division: SMSD - Diagnostics Location: MA - Walpole Req ID: 136171 Position Title: Quality Engineer - Medical Device / Biotechnology industry Experience Level: Mid Level Education Required: Bachelors Degree Travel Required: No Company Description: Siemens Healthcare Diagnostics is a global leader in in vitro diagnostics, providing healthcare pr...
Position Summary: The Quality Assurance Auditor will be responsible for conducting internal/external quality audits (including, but not limited to: Departmental, Process, Vendor qualification, and Clinical Site audits). The Quality Assurance Auditor must prepare audit plans, agendas and reports. He/she is responsible for assisting in various quality improvement initiatives in order to comply with...

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Legal Career Tools

Regulations Compliance Associate

Salaries

$31,200.00 - $94,080.00
Typical Salary for Regulations Compliance Associate in Massachusetts
(53 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
46.9%
Master's
18.4%
Some College Coursework Completed
12.2%
Associates
6.1%
Doctorate
6.1%
Professional
6.1%
High School
4.1%
(49 Respondents)
Source: Monster.com Careerbenchmarking Tool

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