Regulations Compliance Associate Jobs in Massachusetts

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1000+ Massachusetts Regulations Compliance Associate jobs found on Monster.

Jobs 1 to 20 of 1096
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in Boston, Massachusetts . To be considered for this position, please submit your resume through our careers site-no phone calls, please. Job Summary: Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant cond...
Job Description : To provide direction and oversight on compliance related initiatives associated with the disclosure of payments and other transfers of value to Healthcare Professionals (“HCPs”) and Healthcare Organizations (“HCOs”) on a global basis according to state, federal and international regulations. This role will require interaction with various internal stakeholders, external customer...
Job Location Southborough, MA Job Summary: Ensures agency compliance responsibilities and related supervisory requirements are maintained. Ensures agency activities and materials comply with all company compliance and related policies and procedures and all relevant FINRA, SEC, and State rules, laws, and regulations. Functional Responsibilities: Ensures agency activities and materials comply w...
Compliance Director – Legal/ADV World renowned investment firm has an excellent opportunity for a Compliance Director with 10+ years of experience in the financial services industry. The individual in this role will work out of the Merrimack, NH office. The Compliance Director will be responsible for the research and implementation of new regulations and how they connect to 1940 Act Funds. The Co...
The nature of our business subjects us to numerous rules and regulations set forth by the SEC, FINRA, MSRB, NFA, and the individual states. Not adhering to these requirements could have an adverse effect on the entire Commonwealth community. The Supervisory Controls team is responsible for testing and verifying procedures used throughout Commonwealth to achieve compliance with our regulatory oblig...
Our client, a global leader in the pharmaceutical industry is seeking a Mobility Support Specialist to join the Cambridge, MA, location. DUTIES : Job Description: We seek a motivated, Manufacturing Associate to join Novartis Companion Diagnostics. Assisting in the pilot manufacturing of reagents to support the development of commercial molecular diagnostics products, the incumbent will report to...
Job Description : Essential Function Perform the clinical monitoring aspect of designated projects in accordance with study specific procedures, applicable SOPs, and regulations. Act as PAREXEL’s direct contact with assigned clinical sites and use judgment to assess and ensure overall integrity of study implementation and adherence to study protocol at clinical sites. Responsibilities include, b...
SUMMARY: Provide maintenance and repair services to Cemusa street furniture, as well as any other work direction provided by the Supervisor. REQUIREMENTS Mechanical knowledge and associated safety procedures. Knowledge on how to use hand tools and associated safety procedures. Basic electrical knowledge and associated safety procedures. Proper license to operate a truck Clean initial drivin...
Alkermes is a leader in innovative medicines that address the unmet needs and challenges of people living with debilitating diseases. As a fully integrated global biopharmaceutical company, Alkermes applies our scientific expertise, proprietary technologies, and global resources to develop products that are designed to make a meaningful difference in the way patients manage their disease. Our trac...
Federal Reserve Bank Boston, MA, 02298
Job Title: Senior / Compliance Risk Specialist Job Summary : The Federal Reserve’s supervisory team that oversees a large and complex foreign banking organization in the Boston area is looking for a Senior Compliance Risk Specialist or Compliance Risk Specialist. Responsibilities include evaluating the effectiveness of the firm’s processes for measuring, monitoring, and managing its compliance a...
Commonwealth Financial Waltham, MA, 02154
The Compliance department works with home office staff and advisors to interpret and apply state, federal, and other rules and regulations governing the securities industry. We are seeking a compliance professional to join our Branch Audit team, helping us to oversee the securities and advisory business of Commonwealth’s individual advisors to ensure that each business is run in a manner consiste...
Commonwealth Financial Waltham, MA, 02154
The Compliance department works with home office staff and advisors to interpret and apply state, federal, and other rules and regulations governing the securities industry. The nature of our business subjects us to numerous rules and regulations set forth by the SEC and FINRA, as well as by individual states. As compliance professionals, it is our express responsibility to oversee the securities...
Harvard Clinical Research Institute designs and runs clinical trials with world-class academic researchers and industry sponsors. We combine the logistical capabilities of a contract research organization with world-class academic scientific leadership. We have a proven track record in cardiology, central nervous system, and pulmonology, and our research and publications show it. A joint venture ...
Requisition ID 9905BR Job Title Fleet Maintenance Manager Division 4954: AWS - Auburn Location 25201: Auburn-1 Hardscrabble Rd City Auburn State MA Position Type Full-Time Exempt Status Exempt Position Summary The Maintenance Manager is responsible for the management of fleet equipment at one or more locations and managing a team(s) of technicians (mechanics) who are responsible for the pr...
Fortune-500 Pharmaceutical / Biotech Company is seeking two motivated, experienced QC Analysts to join our team. We are seeking one QC Analyst with a focus in QC Microbiology and another with a focus in QC Chemistry. Below are the full details for both opportunities. QC Analyst – Microbiology: · Completes testing of raw materials, in-process and final products in accordance with SOPs for product...
Fortune-500 Pharmaceutical / Biotech Company is seeking two motivated, experienced QC Analysts to join our team. We are seeking one QC Analyst with a focus in QC Microbiology and another with a focus in QC Chemistry. Below are the full details for both opportunities. QC Analyst – Microbiology: · Completes testing of raw materials, in-process and final products in accordance with SOPs for product...
Under general direction of the Fire Chief, performs responsible professional engineering review; inspection and investigative work in the specialized field of fire science, protection, and prevention; advises fire inspection personnel engaged in fire prevention work; assists operations personnel; and performs related duties as required. Assist with complex professional plans review for conformanc...
Are you ready to explore the corporate side of retail? The TJX Companies, Inc. is the leading off-price apparel and home fashions retailer in the U.S. and worldwide, operating four major divisions -- Marmaxx (T.J. Maxx and Marshalls) and HomeGoods in the United States; TJX Canada (Winners, HomeSense and Marshalls); and TJX Europe (T.K. Maxx and HomeSense). In late 2012, we acquired Sierra Trading ...
Product Quality Engineer We are Regulatory and Quality Solutions LLC (R&Q) and we are the industry leader in providing regulatory and quality support to medical device companies. From strategy to tactical implementation, R&Q partners with clients by providing business balanced solutions and hands-on support that enhance the commercialization and post market processes for medical devices. Balancin...
The VP will have oversight for all regulatory requirements under the Investment Company Act, the Investment Advisers Act and the Commodities Exchange act that are all applicable to the Mutual Funds & Exchange Traded Funds that the group oversees. Together with the CCO, the VP will establish Compliance policies and procedures ensuring that all regulatory requirements are met and dealing with any e...

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Legal Career Tools

Regulations Compliance Associate

Salaries

$31,200.00 - $94,080.00
Typical Salary for Regulations Compliance Associate in Massachusetts
(53 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
46.9%
Master's
18.4%
Some College Coursework Completed
12.2%
Associates
6.1%
Doctorate
6.1%
Professional
6.1%
High School
4.1%
(49 Respondents)
Source: Monster.com Careerbenchmarking Tool

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