Regulations Compliance Associate Jobs in Tampa, Florida

Currently, there are no Regulations Compliance Associate jobs available in Tampa, Florida which match this search. You may wish to explore similar job titles on the Legal jobs in Florida page or view related jobs below.
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With over 40 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From operating facilities, data centers and offices in 15 countries, DTCC, through its subsidiaries, automates, centralizes, and standardizes the post-trade processing of financial transactions, mitigating risk, increasing transparency and driving efficiency for thousa...
Raymond James Financial Inc Tampa, FL
Description Job Summary: Under management direction, uses knowledge and skills obtained through education and experience in securities and/or banking industry, specialized training and/or certification to ensure firm policies and procedures are up to date and commensurate with the level of risk being mitigated. Leads multiple projects with a moderate scope and impact under direct supervision. Wo...
Raymond James Financial Inc Tampa, FL
Description Job Summary: Under limited supervision, uses specialized knowledge and skills in securities industry compliance obtained through education, experience, training and certification to assist in administering and analyzing very complex compliance reviews, mitigating risk and providing compliance support within the Compliance Department. Performs varied work that is very difficult in cha...
Raymond James Financial Inc Tampa, FL
Description Job Summary: Under limited supervision, uses specialized knowledge and skills in securities and/or banking industry compliance obtained through education, experience, training and/or certification to administer and analyze routine compliance reviews and provide general compliance support in an assigned business entity. Leads projects of moderate scope and complexity and serves as a t...
Raymond James Financial Inc Tampa, FL
Description Job Summary: Under limited supervision, uses specialized knowledge and skills in securities and/or banking industry compliance obtained through education, experience, training and/or certification to administer and analyze routine compliance reviews and provide general compliance support in an assigned business entity. Leads projects of moderate scope and complexity and serves as a t...
Raymond James Financial Inc Tampa, FL
Description Job Summary: Under limited direction, uses extensive knowledge and skills obtained through education, experience, specialized training and/or certification to administer and analyze the most complex compliance reviews in an assigned functional area. Leads moderate or multiple projects with significant scope and impact. Works independently on difficult assignments that are broad in na...
Raymond James Financial Inc Tampa, FL
Description Job Summary: Under limited supervision, uses specialized knowledge and skills in securities and/or banking industry compliance obtained through education, experience, training and/or certification to administer and analyze routine compliance reviews and provide general compliance support in an assigned business entity. Leads projects of moderate scope and complexity and serves as a t...
Raymond James Tampa, FL
Compliance Advisor I - RJFS w/ Travel Raymond James Tampa, FL, United States Job Summary: Under limited supervision, uses specialized knowledge and skills in securities and/or banking industry compliance obtained through education, experience, training and/or certification to administer and analyze routine compliance reviews and provide general compliance support in an assigned business enti...
RESPONSIBILITIES: One of our premier clients located in Tampa, FL is currently seeking a Senior IT Security Associate for a permanent opportunity. The Senior IT Security Associate serves as a subject matter expert and resource to other security professionals across multiple areas and platforms and areas of security specialization; Develops plans for the future of an area(s) of security, for mana...
Full Time Opportunity will cover several Florida entry fee communities. A career with Brookdale has never been more rewarding! Brookdale is the only national full-spectrum senior living solutions company and committed to providing the best options for our over 110,000 residents we serve. The services that we offer ensure residents continue to live the lives that they want while also meeting all ...
Does working in the company of people who share the passion and vision of creating a better world through learning speak to you? Perhaps you belong here. As a growing organization, we are constantly on the lookout for talented, passionate people. Are you ready to help us make the world a better place? Maybe it’s time to graduate to the most important work of your career. When parents entrust us...
Clifton Larson Allen Tampa, FL, 33602
Achieve more by stretching your boundaries at CliftonLarsonAllen (CLA). Our people bring the full breadth of their talents, experience, and personal style to make an impact on those they serve. If you think like an entrepreneur, believe that collaboration multiplies opportunity, and want to push the limits of your own potential, then we should talk. CliftonLarsonAllen, one of the nation’s largest...
Does working in the company of people who share the passion and vision of creating a better world through learning speak to you? Perhaps you belong here. As a growing organization, we are constantly on the lookout for talented, passionate people. Are you ready to help us make the world a better place? Maybe it’s time to graduate to the most important work of your career. When parents entrust us...
Under general direction, provide technical and operational leadership of the business unit to ensure revenue and profit growth. Implements and executes business unit technical strategies in accordance with overall Global business strategy. Leads the Technical Solutions and Sales Support team in providing technical analysis, design, delivery, and sales support activities, including technical presen...
Overview: Coordinates the care and services of selected member populations across the continuum of illness. Promotes effective utilization and monitors health care resources. Assumes a leadership role within the interdisciplinary team to achieve optimal clinical and resource outcomes. Works with the Supervisor / Manager of Case Management to assess, plan, implement, coordinate, monitor and evalua...
FULL-TIME Registered Nurse Brookdale is excited to welcome Nurse on Call to our family. Together we have the opportunity to further enrich the lives of more patients and their families for “All The Places Life Can Go.” DESCRIPTION As a Clinical Nurse Manager at Nurse On Call, providing skilled nursing, rehabilitation and other home healthcare services since 1989, you shape Sarasota patients wit...
GoInhouse Tampa, FL
Brief Description of the Organization Citi, the leading global financial services company, provides consumers, corporations, governments and institutions with a broad range of financial products and services. Description Objective is to negotiate custody (GCSA, DCSA) and Securities Finance (SLAA, MSLA, MRA) documentation with clients and counterparties. Key responsibilities include drafting and...
GoInhouse Tampa, FL
Brief Description of the Organization Citi, the leading global financial services company, provides consumers, corporations, governments and institutions with a broad range of financial products and services. Description Objective is to negotiate fund services agreements and related documentation with fund clients and their investment managers. Key responsibilities include drafting and negotiat...
Citigroup Inc. Tampa, FL, 33602
Objective is to negotiate fund services agreements and related documentation with fund clients and their investment managers. Key responsibilities include drafting and negotiating services agreements involving the provision of fund administration, accounting, transfer agency, corporate secretarial, registrar and related services and ancillary documents; drafting amendments to executed agreements a...
Citigroup Inc. Tampa, FL, 33602
Objective is to negotiate custody (GCSA, DCSA) and Securities Finance (SLAA, MSLA, MRA) documentation with clients and counterparties. Key responsibilities include drafting and negotiating custody and securities lending agreements and ancillary documents; drafting amendments to executed agreements as circumstances change; suggesting enhancements to standard forms based on negotiation feedback; ens...

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Legal Career Tools

Regulations Compliance Associate

Salaries

$31,200.00 - $94,080.00
Typical Salary for Regulations Compliance Associate in Tampa
(53 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
46.9%
Master's
18.4%
Some College Coursework Completed
12.2%
Associates
6.1%
Doctorate
6.1%
Professional
6.1%
High School
4.1%
(49 Respondents)
Source: Monster.com Careerbenchmarking Tool

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