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Regulations Compliance Associate Jobs in Tampa, Florida

247 jobs

The PricewaterhouseCoopers (PwC) Ethics & Compliance (E&C) Office advances and fosters integrity based decision making and conduct by PwC professionals throughout our organization. We promote and monitor compliance with applicable external laws and regulations as well as internal policies and procedures, and thus help manage PwC's regulatory, litigation and reputational risk.Research & Analytics p...

The PricewaterhouseCoopers (PwC) Ethics & Compliance (E&C) Office advances and fosters integrity based decision making and conduct by PwC professionals throughout our organization. We promote and monitor compliance with applicable external laws and regulations as well as internal policies and procedures, and thus help manage PwC's regulatory, litigation and reputational risk.Research & Analytics p...

US Finance and Operations plays a pivotal role in implementing the firm's business strategy, drives our financial and operational performance excellence to sustain and strengthen the firm's financial well being, and provides business analytics that help extend PwC?s market competitiveness. There are ten correlated groups within Finance and Operations: Finance - Controller Operations, LOS Finance, ...

Line of Service: IFS State & City: FL-Tampa Travel Requirements: 0-20% Position Type: Full Time Auto req ID: 65572BR-0 PwC/LoS Overview: Are you interested in the opportunity to work for an industry-leading firm that services clients that include the Fortune 500, and will give you the experience and exposure you need to build your career and personal brand? If you are, then PwC US (Pricewate...

Compliance Consultant III - PCG Supervisory Controls-1502734 Description Job Summary: Under very limited direction, uses extensive knowledge and skills obtained through education and experience in securities and/or banking industry obtained through experience, specialized training and/or certification to ensure firm policies and procedures are up to date and that policies and procedures are com...

Compliance Consultant I - PCG Supervisory Controls-1502733 Description Job Summary: Under management direction, uses knowledge and skills obtained through education and experience in securities and/or banking industry obtained through experience, specialized training and/or certification to ensure firm policies and procedures are up to date and that policies and procedures are commensurate with...

Compliance Specialist II - Advertising Review-1502730 Description Job Summary: Under limited supervision, uses specialized knowledge and skills in securities industry compliance obtained through education, experience, training and certification to assist in administering and analyzing complex compliance reviews mitigating risk and providing compliance support within the Compliance Department. P...

SVP, Chief Compliance Officer – RJA Finance and Operations-1502723 Description Job Summary: Under administrative direction, uses extensive knowledge and skills in finance and operations compliance obtained through education, experience, specialized training and/or certification to assist in the design, implementation and supervision of a comprehensive compliance and surveillance program and ens...

Compliance Specialist II - Dispute Resolution-1502656 Description Job Summary: Under limited supervision, uses specialized knowledge and skills in securities industry compliance obtained through education, experience, training and certification to assist in administering and analyzing complex compliance reviews mitigating risk and providing compliance support within the Compliance Department. P...

Compliance Specialist II - Social Media-1502561 Description Job Summary: Under limited supervision, uses specialized knowledge and skills in securities industry compliance obtained through education, experience, training and certification to assist in administering and analyzing complex compliance reviews mitigating risk and providing compliance support within the Compliance Department. Perform...

Compliance Specialist III - PCG-1501901 Description Job Summary: Under limited supervision, uses specialized knowledge and skills in securities industry compliance obtained through education, experience, training and certification to assist in administering and analyzing very complex compliance reviews, mitigating risk and providing compliance support within the Compliance Department. Performs ...

Posting Title Compliance Analyst Auto req ID 369BR Address 1 1700 Lincoln Street City Tampa Location Tampa, FL Job Description The Compliance Analyst is responsible for analyzing loans from a sample size to ensure compliance to client policies/procedures as well as federal regulations. Analyst will use servicer systems and documentation and needs to be knowledgeable of servicing best practic...

Compliance Specialist II - Regulatory Affairs-1502626 Description Job Summary: Under limited supervision, uses specialized knowledge and skills in securities industry compliance obtained through education, experience, training and certification to assist in administering and analyzing complex compliance reviews mitigating risk and providing compliance support within the Compliance Department. P...

The Compliance Analyst is responsible for analyzing loans from a sample size to ensure compliance to client policies/procedures as well as federal regulations. Analyst will use servicer systems and documentation and needs to be knowledgeable of servicing best practices in accordance to new regulations governing national servicing standards. Analysts need to ensure a good balance between production...

Performs multiple cross-functional Internal, State, Federal and Accreditation audits of Utilization Management delivery of health care services. Manages assigned and ad hoc audit schedules, participates in development of audit tools, creates written analyses of audit results. Actively participates in departmental initiatives to ensure audit project timelines and expectations are met. Essential Fu...

BA/BS or equivalent. Related certifications (CPA, ACA, CFA, CIA, CISA or similar) are a plus, while a CAMS certification is a strong plus. Minimum 8 years of experience in areas related to banking regulations, AML programs, local standards, and internal policies. Senior level experience in a related role with experience in business, functional and people management, with proven abilities in taki...

BS/BA degree or equivalent combination of education/experience. Intermediate level experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables. Specific subject matter expertise regarding technology application control disciplines and...

Role:This position reports directly to the Corporate Director of Compliance and Risk. Provides direction, management, and leadership in the administration of the compliance program. Ensures that the compliance program and activities are in accordance with local, state and federal laws, rules, and regulations and best-practice compliance processes. Conducts clinical documentation and billing audits...

VP, Compliance-1502562 Description Job Summary: Under general direction with a high level of autonomy, uses extensive knowledge and skills obtained through education and experience, to lead major projects, programs or processes with significant business impact involving cross-functional teams. Works with members of the compliance, legal and business leadership teams to develop tactical plans fo...

Returning Candidate? Log back in! EHS Compliance and Management Systems Auditor All times are in Central Daylight Time. Location: US-FL-Jacksonville US-FL-Tampa US-FL-Gainesville Job ID: 2015-11305 Area of Interest: EN - EHS, H&S, and Industrial Hygiene (HS) Job Type: Full Time # of Positions: 1 Education (Minimum): Bachelor Degree Posted Date: 3/11/2015 Experience (Years): 5 SLP: J2...