Regulations Compliance Associate Jobs

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U.S. Bancorp Cincinnati, OH
At U.S. Bank, we're passionate about helping customers and the communities where we live and work. The fifth-largest bank in the United States, we’re one of the country's most respected, innovative and successful financial institutions. U.S. Bank is an equal opportunity employer committed to creating a diverse workforce. We consider all qualified applicants without regard to race, religion, color,...
Financial Industry Regulatory Authority Boca Raton, FL
NABA Home About Us History NABA Leadership Contact Us Corporate Involvement 2013 Corporate Partners Membership Professionals Students Lifetime Regions & Chapters Programs Students ACAP Press & Media NABA News Events/Calendar Media Kit Advertise Support NABA Annual Giving Donate to NABA Employers? Sign In and More Job Seekers Sign In Home Jobs Your Resume Resources You...
Financial Industry Regulatory Authority Chicago, IL
NABA Home About Us History NABA Leadership Contact Us Corporate Involvement 2013 Corporate Partners Membership Professionals Students Lifetime Regions & Chapters Programs Students ACAP Press & Media NABA News Events/Calendar Media Kit Advertise Support NABA Annual Giving Donate to NABA Employers? Sign In and More Job Seekers Sign In Home Jobs Your Resume Resources You...
Financial Industry Regulatory Authority Philadelphia, PA
NABA Home About Us History NABA Leadership Contact Us Corporate Involvement 2013 Corporate Partners Membership Professionals Students Lifetime Regions & Chapters Programs Students ACAP Press & Media NABA News Events/Calendar Media Kit Advertise Support NABA Annual Giving Donate to NABA Employers? Sign In and More Job Seekers Sign In Home Jobs Your Resume Resources You...
Vanguard, one of the world's leading financial companies and a recognized employer of choice, seeks an Associate Counsel, Fiduciary and Bank Regulation , to represent Vanguard and its affiliates and subsidiaries with regard to various legal issues arising under particular areas of expertise. Your Primary Duties and Responsibilities Provides advice, counseling, education and presentations to inte...
The Travelers Companies Hartford, CT, 06183
Solid reputation, passionate people and endless opportunities. That's Travelers. Our superior financial strength and consistent record of strong operating returns mean security for our customers - and opportunities for our employees. You will find Travelers to be full of energy and a workplace in which you truly can make a difference. Summary Under limited supervision, assist attorneys in ...
BNY MELLON London, London
Managing Counsel, Custody Regulation (Job Number: 1407996) BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 35 countries a...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY . To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please. Job Summary: Regulatory Coordinators monitor and evaluate the financial and operational and sales practice condit...
Catcha Lincoln, NE
Company Dell Branch Lincoln NE US Position: Insurance Operations Team Lead (Insurance Regulations) Lincoln NE Location: Lincoln, NE Insurance Operations Team Lead (Insurance Regulations… Lead (Insurance Regulations) to join our team in Lincoln, Nebraska. Dell Insurance Services division is a… Insurance Operations Team Lead (Insurance Regulations) – Lincoln, NE Dell, Inc. is a worldwide pr...
JP Morgan Austin, TX
140086263 Business Description The Compliance function ensures the development and maintenance of a strong compliance culture through a robust framework that identifies, measures and monitors compliance with applicable laws, regulations and rules that govern our business globally. The Japan Core Compliance team works closely with business, legal, risk, and audit functions to provide expertise o...
JP Morgan Austin, TX
140062605 Business Description Global Compliance & Regulatory Management plays a critical role in the successful execution of the firm's compliance mission. The Compliance function ensures the development and maintenance of a strong compliance culture by developing and maintaining program infrastructure that identifies, measures and monitors compliance with applicable laws, regulations and rules...
Searchamericanjobs Los Angeles, CA
**Line of Service:**Assurance **Industry:**Risk Assurance **State & City:** VA-McLean NY-New York MA-Boston IL-Chicago GA-Atlanta FL-Tampa DC-Washington CA-San Jose CA-San Francisco CA-Los Angeles **Travel Requirements:**61-80% **Position Type:**Full Time **Auto req ID:**49361BR-0 **PwC/LoS Overview:** Are you interested in the opportunity to work for an industry-leading company th...
Searchamericanjobs Chicago, IL
**Line of Service:**Assurance **Industry:**Risk Assurance **State & City:** VA-McLean NY-New York MA-Boston IL-Chicago GA-Atlanta FL-Tampa DC-Washington CA-San Jose CA-San Francisco CA-Los Angeles **Travel Requirements:**61-80% **Position Type:**Full Time **Auto req ID:**49361BR-6 **PwC/LoS Overview:** Are you interested in the opportunity to work for an industry-leading company th...
Marten Transport Charlotte, NC
*Title: Compliance Associate, Compliance & Political Programs* *Location: NC-Charlotte* *Other Locations: NY-New York* *For more information about TIAA-CREF, visit our website.* * Compliance Associate, Compliance and Political Programs* * Position Summary: * * * Under the general direction of the VP, Compliance and Political Programs, the successful candidate will be responsible for all aspect...
Commonwealth Financial Waltham, MA, 02154
The Compliance department works with home office staff and advisors to interpret and apply state, federal, and other rules and regulations governing the securities industry. The Compliance department partners with advisors and home office staff to offer support, education, and guidance relative to compliance matters. We provide consistent, commonsense, and practical solutions to the challenges of...
CORPORATE SECTOR Riyadh, CA
Job Description JPMorgan Compliance Overview: The Compliance function assists management and staff in fulfilling their duty of compliance. The function provides a broad range of regulatory and compliance services and advice to all areas of JPMorgan Chase worldwide. Services include regulatory analysis of transactions and activities, formulation of regulatory and control policy, assistance in ris...
Overall Purpose: This Corporate Manager Income Tax Compliance will support the Lead Tax Accountant. The analysis and interpretation of existing and upcoming tax legislation (federal, state, local and foreign) to identify opportunities to minimize the organizations legal tax liabilities. Responsible for developing and implementing tax systems, policies, methods and procedures to compile informati...
Position Summary: The Senior Compliance Associate will work within the Legal & Compliance Department primarily supporting the Chief Compliance Office in performing day-to-day compliance functions for the Investment Bank and Broker-Dealer. Responsibilities: Respond to compliance and disclosure related questions in RFPs. Review and track municipal securities underwriting due diligence processes,...
Title Bank Compliance Associate-Lending Profile Our Bay Area banking client and its subsidiaries offer private banking, private business banking, and private wealth management, including investment, trust, and brokerage services. With a reputation for delivering exceptional, relationship-based service and a solid commitment to responsiveness and action, they have built a loyal customer followin...
Title Bank Compliance Associate-Deposits Profile Our San Francisco Bay Area banking client and its subsidiaries offer private banking, private business banking, and private wealth management, including investment, trust, and brokerage services. With a reputation for delivering exceptional, relationship-based service and a solid commitment to responsiveness and action, they have built a loyal cu...

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Legal Career Tools

Regulations Compliance Associate

Salaries

$31,200.00 - $94,080.00
Typical Salary for Regulations Compliance Associate
(53 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
46.9%
Master's
18.4%
Some College Coursework Completed
12.2%
Associates
6.1%
Doctorate
6.1%
Professional
6.1%
High School
4.1%
(49 Respondents)
Source: Monster.com Careerbenchmarking Tool

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