Regulations Compliance Associate Jobs

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1000+ Regulations Compliance Associate jobs found on Monster.

Jobs 1 to 20 of 43268
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please. Job Summary: The Compliance Examiner conducts routine review and investigations of unusual market activity for eviden...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please. Job Summary: The Compliance Examiner conducts equities based operational audits for compliance with relevant FINRA, S...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please. Job Summary: The Compliance Examiner conducts equities based operational audits for compliance with relevant FINRA, SE...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Kansas City, MO. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. No phone calls, please. Job Summary: Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-com...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Boca Raton, FL. To be considered for this opening, please submit your resume through our career site at www.finra.org/careers. No phone calls, please. Job Summary: Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other no...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Denver, CO. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. No phone calls, please. Job Summary: Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-complian...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Atlanta, GA. To be considered for this opening, please submit your resume through our career site at www.finra.org/careers. No phone calls, please. Job Summary: Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-c...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through our career site at www.FINRA.org. No phone calls, please. Job Summary: Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-complian...
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in Woodbridge, NJ. To be considered for this position, please submit your resume through our careers site-no phone calls, please. Job Summary: Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to p...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Los Angeles, CA. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. No phone calls, please. Job Summary: Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-com...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Dallas, TX. To be considered for this opening, please submit your resume through our career site at www.finra.org/careers. No phone calls, please. Job Summary: Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-co...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Chicago, IL . To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please. Job Summary: The Compliance Examiner conducts equities based operational audits for compliance with relevant FINRA, S...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY . To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please. Job Summary: The Compliance Examiner conducts routine review and investigations of unusual market activity for evide...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY . To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please. Job Summary: The Compliance Examiner conducts equities based operational audits for compliance with relevant FINRA, ...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please. Job Summary: The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidenc...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in Dallas, TX. To be considered for this position, please submit your resume through our career site at www.finra.org/careers. No phone calls please. Job Summary: Regulatory Coordinators monitor and evaluate the financial and operational and sales practice condition o...
IMMEDIATE HIRE: Leading Owner/operator of pipelines throughout the US has an immediate need for a Technical Records Analyst with exposure to construction or the oil & gas industry to provide quality assurance and file management of technical records generated by pipeline repair activities. This is a 1-2 year contract assignment from our office in the Northwest Wisconsin/NorthEast Minneasota area. ...
U.S. Bancorp Cincinnati, OH
At U.S. Bank, we're passionate about helping customers and the communities where we live and work. The fifth-largest bank in the United States, we’re one of the country's most respected, innovative and successful financial institutions. U.S. Bank is an equal opportunity employer committed to creating a diverse workforce. We consider all qualified applicants without regard to race, religion, color,...
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY . To be considered for this position, please submit your resume through our careers site-no phone calls, please. Job Summary: Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to pr...
Financial Industry Regulatory Authority New York, NY
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Legal Career Tools

Regulations Compliance Associate

Salaries

$31,200.00 - $94,080.00
Typical Salary for Regulations Compliance Associate
(53 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
46.9%
Master's
18.4%
Some College Coursework Completed
12.2%
Associates
6.1%
Doctorate
6.1%
Professional
6.1%
High School
4.1%
(49 Respondents)
Source: Monster.com Careerbenchmarking Tool

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