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Regulations Compliance Associate Jobs

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We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Chicago, IL. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please. Job Summary: The Compiance Examier conducts routine review and investigations of unusual market activity for evidence ...

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in Membership Application Program (MAP) of the Member Regulation Department in New York, NY. To be considered for this position, please submit your resume through our careers site. No phone calls please. Job Summary: MAP Examiners review or investigate, in the context of...

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in San Francisco, CA. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. No phone calls, please. Job Summary: Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-c...

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position, please submit your resume through our careers site-no phone calls, please. Job Summary: Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to pro...

Candidate will work as part of the GS Bank Compliance team with the Regulation W compliance officer for the firm. Regulation W is designed to protect against a Bank suffering losses in transactions with affiliates. As such, the candidate will be required to work closely with multiple firm departments, including IBD, Securities Division, Operations, Technology, Internal Audit, Compliance and Legal....

Candidate will work as part of the GS Bank Compliance team with the Regulation W compliance officer for the firm. Regulation W is designed to protect against a Bank suffering losses in transactions with affiliates. As such, the candidate will be required to work closely with multiple firm departments, including IBD, Securities Division, Operations, Technology, Internal Audit, Compliance and Legal....

Compliance, BHC/GS Bank Compliance, Regulation W, Associate, New York Job id36699LocationNew YorkFull/Part TimeFull-time Job Summary Responsibilities Candidate will work as part of the GS Bank Compliance team with the Regulation W compliance officer for the firm. Regulation W is designed to protect against a Bank suffering losses in transactions with affiliates. As such, the candidate will be r...

Compliance, BHC/GS Bank Compliance, Regulation W, Associate, New York Job id36700LocationNew YorkFull/Part TimeFull-time Job Summary Responsibilities Candidate will work as part of the GS Bank Compliance team with the Regulation W compliance officer for the firm. Regulation W is designed to protect against a Bank suffering losses in transactions with affiliates. As such, the candidate will be r...

CyberCoders Matching Great People with Great Companies Learn more about CyberCoders Clinical Research Associate Raleigh, NC Full-Time $90,000 - $130,000 Apply Apply Clinical Research Associate Raleigh, NC Full-Time $90,000 - $130,000 Apply Job Details Work out of your home office as a Clinical Research Associate. This is for a full time permanent position. A great opportunity to adva...

CyberCoders Matching Great People with Great Companies Learn more about CyberCoders Clinical Research Associate Los Angeles, CA Full-Time $90,000 - $130,000 Apply Apply Clinical Research Associate Los Angeles, CA Full-Time $90,000 - $130,000 Apply Job Details Work out of your home office as a Clinical Research Associate. You can be located anywhere on the west coast. This is for a f...

Job ID: 81297 Title: Accreditation-Regulation Consultant & Patient Safety Officer City, State: Kalamazoo, MI Location: Borgess Department: Administration 009 Additional Job Details: FT Days Summary: The Accreditation-Regulation Consultant & Patient Safety Officer leads and directs compliance activities and resources for Borgess. This leadership role reports into the Chief Medical Officer an...

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Examination Manager opening in Membership Application Program (MAP) of the Member Regulation Department in New York, NY. To be considered for this position, please submit your resume through our careers site. No phone calls please. Job Summary: The Application Manager supervises the membership appl...

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in Membership Application Program (MAP) of the Member Regulation Department in New York, NY. To be considered for this position, please submit your resume through our careers site. No phone calls please. Job Summary: MAP Examiners review or investigate, in the context of...

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in Membership Application Program (MAP) of the Member Regulation Department in New York, NY. To be considered for this position, please submit your resume through our careers site. No phone calls please. Job Summary: MAP Examiners review or investigate, in the context of...

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in Boston, MA . To be considered for this position, please submit your resume through our careers site-no phone calls, please. Job Summary: Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to prot...

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Kansas City, MO . To be considered for this position, please submit your resume through our careers site at www.FINRA.org . No phone calls, please. Job Summary : Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-...

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Los Angeles, CA . To be considered for this position, please submit your resume through our careers site at www.FINRA.org . No phone calls, please. Job Summary : Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-...

Compliance Examiner - Member Regulation, Sales Practice - Kansas City, MO(Job Number: 004531) Description We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Kansas City, MO. To be considered for this position, please submit your resume through our careers site at www.FINRA.org. No phone calls, please. Job Summary: E...

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in Philadelphia, PA . To be considered for this position, please submit your resume through our careers site-no phone calls, please. Job Summary: Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct t...

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY . To be considered for this position, please submit your resume through our careers site-no phone calls, please. Job Summary: Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to pr...