Regulatory Analyst Jobs

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1000+ Regulatory Analyst jobs found on Monster.

Jobs 1 to 20 of 10405
These Positions are in Upstate NY We are a highly respected leader in our industry and as such we are experiencing tremendous growth. Due to this growth we are seeking to add a Regulatory risk Manager and a Sr Regulatory risk analyst to the team. The Regulatory Risk Manager will be responsible for the development and oversight of the Bank’s risk assessment and monitoring processes in support of ...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please. Job Summary: The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidenc...
At Kohl’s, we’re always looking ahead to creating the next great thing. Since 1962, our people have been our biggest asset and every great thing we do is thanks to the great people we hire. Do you love. . . researching laws and regulations? Are you energized by. . . supporting policy and procedure changes? Do youenjoy. . . communicating and educating on compliance? The Regulatory Compliance An...
SelectOne Search is the Right Choice for your career search This is a fantastic opportunity to join this national financial services firm in a newly created group as a Broker-Dealer Regulatory Reporting Analyst. This Analyst will be responsible SEC compliance, maintaining sufficient liquid assets to satisfy capital requirements, and safeguarding customer funds. This position will work extensively...
Description IN AN EFFORT TO PROVIDE A MORE HEALTHY, SAFE AND SATISFYING ENVIRONMENT TO OUR EMPLOYEES, INDIVIDUALS TO WHOM JOB OFFERS ARE EXTENDED MAY UNDERGO NICOTINE TESTING AS A PART OF THE PRE-EMPLOYMENT PROCESS. The position will be responsible for producing financial and regulatory filings on a monthly, quarterly and annual basis as required. Reports will include continuous tracking of cont...
Regulatory Affairs Analyst - Chicago, IL-ENG000461 This position is part of the Regulatory Division within the Technology Development Group (TDG) at USCC Corporate. Reporting directly to the Manager of Regulatory Affairs, the primary focus of this position pertains to facilitating Federal Aviation Administration ("FAA") and Federal Communications Commission ("FCC") regulatory compliance initiativ...
Job Purpose: To provide subject matter expertise in one or more integrated analytics functions within Regulatory Strategy & Integrated Analytics in support of the development of regulatory strategy, energy policy, and growth initiatives. To oversee and lead the revenue requirements analyses and modelling that support regulatory strategies, rate cases and regulatory filings. Key Accountabilities:...
The Regulatory Reporting Group (Finance) is responsible for analysis and control of the firm's regulatory capital as well as adherence to various rules and regulations of the SEC, FINRA, CFTC, NFA and other regulators for the Broker Dealer, UBS Securities LLC ("Sec LLC"). In addition, the group is responsible for the preparation, analytical review and filing of Broker Dealer regulatory reports acr...
RESPONSIBILITIES: Kforce has a client in the financial services industry that is looking for a Regulatory Reporting Analyst to join their team in New York, NY. REQUIREMENTS: BS- Accounting, Finance, Business Administration or BA in Economics or relevant work experience Big 4 experience is a plus CPA preferred Regulatory reporting experience Foreign owned/ bank experience a major plus 3-5 y...
Leading freight transportation company and one of North America's top transporter of materials and products is looking to add a contract Environmental Management Information System (EMIS) Regulatory Analyst to their ever growing team. If this is you, apply today! DUTIES: • Develops, follows, and/or implements data and database administration procedures, strategies, guidelines, standards, tools,...
Regulatory Operations Business Analyst Premiere global investment bank is seeking a Regulatory Operations Business Analyst for their NYC office to help complete any outstanding requirements impeding the migration of their transaction reporting onto a new regulatory reporting platform. The work will relate to data sourcing and reporting. Responsibilities: · Complete technical business analyst wo...
We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please. Job Summary: The Regulatory Analyst conducts reviews and investigations...
Kinetix Technology® is a national IT professional services company that helps companies drive performance by delivering custom IT consulting and professional services. Kinetix Technology provides clients with top-quality IT consultants and technologists in two core areas of Information Technology across the Software Development Lifecycle ("SDLC"), Business Intelligence ("BI") and Data Management. ...
Gathering and writing requirements for regulatory reporting Responsible for testing will need to test without an automated tool. Provide gap analysis for implantation of a new system Responsible for building queries and data mining Responsible for creating detailed workflows in Tibco tool Working on 2 homegrown applications 5+ years of experience as a business analyst in an enterprise level ...
UBS operates a leading global equity business with its American (USA, Canada, Brazil, Mexico, etc.) ("AMER") operations. The business encompasses domestic and international equity and equity-related sales, trading, research and exchange traded and over-the-counter ("OTC") derivatives. The UBS Group Shareholder Reporting Programme (generally referred to as ("GSP") is a process designed to discharg...
At Kohl’s, we’re always looking ahead to creating the next great thing. Since 1962, our people have been our biggest asset and every great thing we do is thanks to the great people we hire. Do you love. . . researching laws and regulations? Are you energized by. . . supporting policy and procedure changes? Do youenjoy. . . communicating and educating on compliance? The Regulatory Compliance An...
UBS operates a leading global equity business with its American (USA, Canada, Brazil, Mexico, etc.) ("AMER") operations. The business encompasses domestic and international equity and equity-related sales, trading, research and exchange traded and over-the-counter ("OTC") derivatives. The UBS Group Shareholder Reporting Programme (generally referred to as ("GSP") is a process designed to discharg...
Skills/ Experience: -General understanding of the finance markets, trading environment and middle office operations across multiple asset classes. -In-depth knowledge of one asset class, including full product lifecycle, trading and clearing procedures, pricing and risk. -Understanding of both Futures and OTC derivatives products and reporting lifecycle -Experience with all phases of the SDLC....
Leading firm in midtown Manhattan seeks a Regulatory Business Analyst consultant. TARGET Experience/Skills/Background: ¨ Understanding of FATCA regulations and good understanding of European regulations as well ¨ Progressive work experience in business/functional analysis including large multi-business constituent projects ¨ Solid understanding of regulatory reporting ¨ Ability to apply regul...
UBS Investment Bank is seeking a Client Onboarding Analyst within Americas Regulatory and Control to support increased regulatory scope in the Americas primarily focused on delivering Dodd Frank, FATCA, EMIR and other central clearing initiatives. On a going forward basis the Analyst will become the primary point of contact for current run the bank regulatory driven functions i:e 15A6, Business Sp...

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Legal Career Tools

Regulatory Analyst

Salaries

$39,520.00 - $114,130.00
Typical Salary for Regulatory Analyst
(44 Respondents)
Source: Monster.com Careerbenchmarking Tool

Education / Training

Bachelor's
47.6%
Master's
33.3%
Some College Coursework Completed
9.5%
High School
4.8%
Associates
4.8%
(21 Respondents)
Source: Monster.com Careerbenchmarking Tool

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