Regulatory Analyst Jobs
Regulatory and Compliance Analyst (Brooklyn NY). Assist in conducting organizational studies for regulatory compliance by supporting research component through development of automated processes ensuring compliance to health plan policy/procedures and regulatory standards for work simplification. Conduct risk analysis activities to maintain accuracy in dispensing. Assist management in operating ef...
Regulatory & Compliance Analyst (Brooklyn, NY) Assist in conducting organizational studies for regulatory compliance by supporting research component through development of automated processes ensuring compliance to health plan policy/procedures and regulatory standards for work simplification. Conduct risk analysis activities to maintain accuracy in dispensing. Assist management in operating effi...
The Compliance Analyst is responsible for day-to-day regulatory and compliance requirements for the organization's health plan and insurance company under general supervision. Provides specialized skills and expertise to review, analyze, and assist the organization's compliance with a broad array of complex and routine managed care and insurance regulatory requirements. Typically reports to Direct...
Driving Change with Real-Time Data: You Make It Possible At NewYork-Presbyterian, we’re defined by a culture of caring, understanding and empathy which is evident across each department in the organization. We bring more heart to all we do, whether it’s through hands-on patient care or strategic analysis and management of business intelligence. Pride. Compassion. Expertise. You can help Make Care...
A world class financial services company in NYC seeks an Analyst, Basel Regulatory Reporting â€“ Controllership. As a Bank Holding Company, The Company is required to adopt Basel II/III. Basel II/III is a sophisticated Capital Adequacy framework with rigorous risk & capital management requirements that are aligned with the risks a bank is exposing itself to through Lending and Investment activitie...
A world class financial services company in CT. seeks an Analyst, Basel Regulatory Reporting â€“ Controllership Regulatory Reporting is primarily responsible for the preparation and filing of The Companyâ€™s various financial filings with the Federal Reserve Bank of New York in accordance with Bank Holding Company requirements. As a Bank Holding Company, The Company is required to adopt Basel II/I...
A world class financial services company in NYC seeks an Analyst, Basel Regulatory Reporting â€“ Controllership. Job Summary: Regulatory Reporting is primarily responsible for the preparation and filing of The Companyâ€™s various financial filings with the Federal Reserve Bank of New York in accordance with Bank Holding Company requirements. As a Bank Holding Company, The Company is required to ad...
Job Title: Regulatory Reporting Analyst Business Unit: Trading & Operations Location: Chicago Reports To: Assoc. Director, Delivery Manager Full Time/Part Time: Full Time Hours: 3:00 a.m. – 11:00 a.m. Position Summary: This person will review and correct Open Interest and Large Trader reporting for all exchanges in which RJO must report such information. In addition, as a secondary responsibility,...
Position Description AIG is seeking an experienced Senior Analyst, Operations and Communications to join the Federal Reserve Regulatory Group in New York. This is part of a growing team that serves as the Federal Reserve’s primary point of contact within AIG and, in turn, acts as the principal advisor to all parts of the business on interactions with the Fed. Reporting to the Operations and Commun...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please. Job Summary: The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence o...
A wide variety of energy sources have made Black Hills Corporation (NYSE: BKH) and its subsidiaries stable and diversified providers of low-cost reliable energy solutions to customers throughout the U.S. Discover your career potential in the following opportunity: REGULATORY ANALYST II Denver, CO PRIMARY FUNCTION: Directly supports leadership in all aspects of the regulatory process. Compiles data...
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Regulatory Analyst - Insider Trading opening in Rockville, MD. To be considered for this position, please submit your resume through our careers site. No phone calls please. Job Summary: The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violat...
PLEASE NOTE THAT THIS POSITION IS IN THE CITY OF BIG BEAR LAKE, CALIFORNIA. YOU MUST CURRENTLY LIVE IN, OR BE WILLING TO RELOCATE TO THIS AREA. Bear Valley Electric Service seeks a talented Rate Analyst to join the team and the Company. This incumbent in this position will analyze financial reports; perform regulatory analyses and forecasts including development of pro forma revenue, rate base and...
Regulatory Analyst opening in New York City. a large P&C carrier that needs someone to track changes in tax bulletins/policy guidelines from the various state insurance departments, review the circulars for changes, and communicate them to underwriting/policy issue. Ideal candidate has 3+ years experience in Workers Compensation, General Liability, and Auto compliance preferred. Salary $ 60-70k. (...
Our client, a global asset management firm, is searching for a Regulatory Reporting Analyst to join their Regulatory Reporting team. The team's primary objectives include: discovery and implementation of new regulatory reporting requirements; providing support and guidance throughout all aspects of a filing process; coordination and filing of regulatory reports; and following up with other teams a...
The Regulatory Reporting Analyst within Global Compliance is responsible for the beneficial ownership reporting for the Americas; advising Legal, Divisional Compliance and the securities business of regulatory restrictions related to the firm's holdings; managing the firm's equity holdings in connection with various regulatory threshold requirements; and business activity reporting related to the...
This is a long term consulting assignment: Your position as a Regulatory Compliance Analyst will be responding to a wide range of regulatory inquiries from FINRA, the Securities and Exchange Commission and the States under the supervision of the Firm's Head of Regulatory Compliance and/or a Sr. Regulatory Compliance Employee . Key Responsibilities: Your responsibilities include gathering informati...
Position Description Compliance Analyst – Regulatory Reporting Picture yourself building a successful career at AIG working alongside other talented, highly motivated individuals committed to reaching our goal of becoming our industry’s employer of choice. We believe that our success depends on a world class team with diverse and unequaled expertise. If you would like to be part of a strategic org...
Description: The Development Unit is seeking an Analyst in Regulatory Supervision knowledgeable in handling the discipline process for Agency Distribution. Sales conduct violations of Company and/or regulatory rules/requirements are reported to the Development Unit for disciplinary review. The primary responsibilities of the Analyst, Regulatory Supervision position are to: Review and prepare the c...
Princeton Information Ltd New York, 10021
Principal Duties: Prepare, review, and analyze regulatory capital computations: Prepare and analyze regulatory capital computations pertaining to Basel 1, 2.5 3 Coordinate efforts with business unit controllers and disclosure reporting controllers. Review and document various month-end and quarter-end procedures. Analyze monthly/quarterly variances and coordinate with controllers to research expla...
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$39,520.00 - $114,130.00
Typical Salary for Regulatory Analyst
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Implements public affairs strategies by gathering and analyzing regulatory information; recommending actions; lobbying interested parties.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Responds to complaints and market conduct examinations by preparing research supporting company procedures.
Achieves regulatory objectives by gathering pertinent information; identifying and evaluating options; choosing a course of action.
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