Regulatory Officer Jobs
Our client, a 50+ year old, Southern California based consumer & commercial business banking institution with over 80 offices in the U.S., is seeking a Bank Regulatory Compliance Officer for its Real Estate Division. Responsibilities include: Act as internal compliance reviewer in the Bank’s Real Estate Division. Responsible for reviewing all loan requests boarded in the Real Estate Division for a...
The Chief Nursing Officer is responsible for the direction of nursing and other patient care services as assigned. As a member of the senior management team, this position carries ultimate nursing authority and responsibility for planning, organizing, implementing, and evaluating nursing/patient care programs, performance improvement activities, infection control initiative, and hospital-wide plan...
Chief Financial Officer Job Description Company Overview: The College was founded over 60 years ago with an emphasis on career training in the Arts and over the years has grown substantially expanding into many exciting fields including Medical,Business, Information Technology and Arts. Thousands of graduates have been helping their employers’ succeed for over six decades with the skills they deve...
CHIEF DEVELOPMENT OFFICER Opening Date/Time: Tuesday. 6/18/2013 12:00 AM Pacific Time Closing Date/Time: Continuous Salary: Not Displayed Job Type: Full-time Location: 810 Mission Avenue, Oceanside, California Department: Development Services Division DEFINITION The Chief Development Officer is responsible for managing the Engineering Department, Real Estate Department, and Facilities Department a...
Compliance Officer for Wealth Management & Insurance Firm: Creation and preservation is the primary focus of our firm. We offer Financial products and investments vehicles. Compliance Office Responsibilities (but not limited to) Wealth Regulatory policies and procedures for John Hancock Financial Network insurance agents. Additional FINRA obligations of those agents and brokers who are registered...
We are looking for a senior Anti Money Laundering officer for our Midtown Manhattan, NYC or our Harrison, NY (Westchester) location. Responsibilities Include: Lead GlobeOp’s Anti Money Laundering (AML) program to ensure 100% compliance with regulatory requirements globally Perform the duties required as GlobeOp’s Anti Money Laundering Reporting Officer Enhance and Implement GlobeOp’s AML training...
Our Philadelphia, PA client is actively seeking a Chief Compliance Officer to join their growing team. In this role you will oversee regulatory reporting and handle all FINRA activities. Ideal candidates will have at least 10 years of compliance experience and their 7, 63, and 24 licensure. Our client offers a competitive salary, comprehensive benefits package, and room for growth! Responsibilitie...
ACE USA ACE USA, the U.S.-based retail operating division of the ACE Group, offers more than 170 sophisticated property, casualty, risk-management, and accident and health products and services through retail brokers. The ACE Group is one of the world's leading global commercial property and casualty insurance and reinsurance organizations, with more than 19,000 employees worldwide and offices in...
Company Confidential Ann Arbor, MI
We are a financial services company in the Greater Ann Arbor area in need of an SEC Reporting Officer for our corporate headquarters. In this role, you will oversee company SEC reporting and internal reporting, as well as support financial analysis, general ledger, benchmarking, and special projects within the Accounting and Finance Department. Responsibilities: Prepares various narrative and fina...
As a risk officer, you will assist in minimizing and preventing losses resulting from high risk and fraudulent accounts and monetary or non-monetary transactions. You will work under general supervision and demonstrate capability to review and/or investigate routine risk transactions, reports or accounts and exercise good judgment in identifying issues and driving resolution. In accordance with de...
Job Summary & Mission: The Control Officer is responsible for performing delegated supervisory functions for the complex/branch and ensuring that the complex is in compliance with firm risk management guidelines and policies. As the Control Officer, you may be responsible for performing as delegated certain operation's functions for the complex. In addition, you may be responsible for managing a C...
Sr. Compliance Officer, Commercial and Investment Services Salary $110-120K Expanding Boston financial service leader has newly created position for strong Compliance pro with Capital Markets experience. The Compliance Officer will be co-located with the relevant business unit and actively engaged in the monitoring and oversight of an effective Commercial & Investment Banking Compliance Program. W...
Title: Compliance Officer Division: Office of Strategic Planning and Policy Reports to: Senior Business Development Officer Duties and Responsibilities 1. Assist counseling agencies and counselors in establishing procedures to assure compliance with PHFA’s counseling standards and other state and federal polices, billing procedures and regulatory requirements. 2. Collaborates with other department...
The Senior Consumer and Home Financing Compliance Officer plays a critical role in the successful execution of the Consumer and Home Finance Departments compliance management system. This individual is responsible for the continued development of procedures to ensure compliance to the various regulations impacting the lending area, performing self-assessments, monitoring quality control results, m...
Job Summary & Mission: This position is in the advisory group of Equities Compliance. The compliance officer will provide advice to traders, sales persons and technology personnel regarding regulatory requirements for trading-related systems. In particular, the compliance officer will provide compliance support for projects involving Equities IT implementation of compliance requirements and initia...
Mass Eye & Ear Infirmary Requisition Number 13-0076 Title DIRECTOR, COMPLIANCE Department Compliance Shift Day Hours Per Week City Boston State MA Description POSITION SUMMARY: Responsible for overseeing the administration of the Compliance Program for the Foundation of the Massachusetts Eye and Ear Infirmary, Inc. and all of its subsidiaries (hereinafter referred to as “Mass. Eye and Ear”). Repor...
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. Global Financial Crimes Compliance (GFCC) team is part of The Glo...
Company Confidential Germantown, TN, 38138
The Jones Clinic as a leader in the Oncology community and marketplace. As the only privately held Oncology Clinic in the Memphis area, we are committed to peak performance, improving the quality of life with compassion, and personal attention. As employers, we embrace and leverage diverse backgrounds, cultures and talents to achieve these goals. We are excited to announce that we are seeking a Ch...
We are looking for a successor to our CFO, who was recently promoted to president of the firm. Our incoming CFO will be a strategist with a strong track record of financial leadership, someone who will be responsible for directing the company’s financial management, reporting, forecasting, risk management, and fiscal operations and who will oversee all activities of the Finance department. The CFO...
Greetings! Here is the requirement that I am currently working on. If you or any one you know is a good match for this position and is looking for a project, please go through the description and if interested; respond with your resume in the above given format and the fill in the attached excel sheet, rate and availability to start the project. Position : Information Security Officer - Senior Lea...
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$40,000.00 - $194,250.00
Typical Salary for Regulatory Officer
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Implements public affairs strategies by researching and analyzing regulations and legislation; providing lobbying services.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Responds to objections to organization's position by conducting research; preparing position papers supporting organization's views.
Promotes organization's interest and concerns by attending and appearing before legislative and regulatory agencies' meetings and hearings; developing proposals and amendments; performing lobbying efforts with state and federal agencies and national trade associations.