Sales Marketing Review Advertising Compliance Analyst Jobs

RSS

62 Sales Marketing Review Advertising Compliance Analyst jobs found on Monster.

Jobs 1 to 20 of 62
Raymond James Financial Inc Tampa, FL
Description Job Summary: Under limited supervision, uses specialized knowledge and skills in securities industry compliance obtained through education, experience, training and certification to assist in administering and analyzing complex compliance reviews mitigating risk and providing compliance support within the Compliance Department. Performs varied work that is difficult in character requ...
Cetera Financial Group El Segundo, CA, 90245
To ensure that all advertising and sales literature complies with state and federal laws, rules and regulations, and internal standards. This may include Federal and State Insurance Regulations as well as FINRA and SEC Rules. This position will work in the area of insurance and securities. § Review advertising and sales literature against applicable laws and regulations. Interpret impact of laws ...
State Street Global Advisors Boston, MA, 02298
Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $28.40 trillion in assets under custody and administration and $2.48 trillion in assets under management as of June 30, 2014, State Street operates globally in more than 100...
Reach Your Peak with ICMA-RC, a FINANCIAL SERVICES LEADER in public sector employee retirement products and services. Headquartered in Washington, DC, our Financial Services Corporation manages over $50 billion in retirement plan assets for more than one million participant accounts. We are constantly looking for ways to create new opportunities to serve our participants. We have an extraordinary ...
Mercantil Commercebank Coral Gables, FL, 33134
ADVERTISING & PRODUCTION: In cooperation with Management, implement strategic advertising plans that support branding and product sales objectives. Handle the development of creative concepts and execution of advertising for all products and in support of branding, products & services and business units. This includes the coordination of design, copy writing, production and printing of all marke...
TE Connectivity (NYSE: TEL) is a $13 billion world leader in connectivity. The company designs and manufactures products at the heart of electronic connections for the world's leading industries including automotive, energy and industrial, broadband communications, consumer devices, healthcare, and aerospace and defense. TE Connectivity's long-standing commitment to innovation and engineering exce...
Raymond James Financial Inc Tampa, FL
Description Job Summary: Under limited supervision, uses specialized knowledge and skills in securities industry compliance obtained through education, experience, training and certification to assist in administering and analyzing complex compliance reviews mitigating risk and providing compliance support within the Compliance Department. Performs varied work that is difficult in character requ...
Job Location Bridgewater, NJ Job Description Job Summary : Develops institutional policy contracts in accordance with company policy and state regulations. Files and negotiates final form approval with state agencies. Consults with actuarial, legal, sales, marketing, underwriting, claims, and administrative staff to identify product specifications and issue requirements in connection with pro...
Healthcare Business Jobs / Alpharetta, GA jobs at Halyard Health Business Analyst – Interventional Pain Management for Halyard’s Healthcare Business Req# 140003O8 Halyard Health [NYSE: HYH] is a medical technology company focused on preventing infection, eliminating pain and speeding recovery for healthcare providers and their patients. Headquartered in Alpharetta, Georgia, Halyard is committed...
FASHIONCAREERFAIRS.com has multiple positions in various locations for apparel, textile, footwear and fashion accessory professionals for companies who are hiring now! ASSOCIATE BUYER, Merchandising About This Opportunity Help bring our guests what they want, when they want it, at whichever store or online channel they shop. From electronics to apparel to food and toys, you'll help develop busi...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified candidate for our Advertising Analyst opening in Rockville, MD . To be considered, please submit your resume through our career site at www.finra.org/careers – no phone calls, please. Job Summary: Reviews communications with the public submitted by firms for compliance with FINRA, SEC, MSRB and SIPC advertising rules...
Protective Life Corporation Birmingham, AL
Job Description: Title: Senior Compliance Analyst Job Description Protective Life Insurance Company has an opening on our Advertising Compliance Team for a Senior Compliance Analyst. The Advertising Compliance Team is responsible for reviewing all advertising for Protective’s family of companies and ensuring that the advertising/marketing materials comply with all laws and regulations. This po...
Globe Life & Accident Insce Mckinney, TX, 75071
United American Insurance Compliance Analyst JOB SUMMARY The Compliance Analyst will primarily file new and revised policies, riders, application forms and related outlines of coverage and advertising material for approval in all jurisdictions where the company is licensed to sell insurance. The Compliance Analyst will help draft policy and related form(s) language. Notification will be made to...
Senior Financial Analyst This position is based in our New York City location with potential to work in our New Jersey office when necessary. DESCRIPION OF POSITION The Senior Financial Analyst is responsible for specific service groups within the organization and serves as the primary provider of analysis and financial guidance. The Senior Financial Analyst will interface with senior managemen...
Guggenheim Partners Chicago, IL, 60602
ABOUT GUGGENHEIM PARTNERS Guggenheim Partners is a global investment and advisory firm with more than $220 billion in assets under management. Across our three primary businesses of investment management, investment banking, and insurance services, we have a track record of delivering results through innovative solutions. With over 2,500 professionals based in more than 25 offices around the worl...
Guggenheim Partners Rockville, MD, 20850
ABOUT GUGGENHEIM PARTNERS Guggenheim Partners is a global investment and advisory firm with more than $220 billion in assets under management. Across our three primary businesses of investment management, investment banking, and insurance services, we have a track record of delivering results through innovative solutions. With over 2,500 professionals based in more than 25 offices around the worl...
John Hancock Financial Services, Inc. Boston, MA, 02298
Compliance Director Job Grade: 18 JOB FUNCTION: Reporting the Chief Compliance Officer (CCO), the Compliance Director is primarily (80 % of time) responsible for the daily review and approval of advertising and sales literature materials related to the John Hancock Investments (JHI) business unit to ensure that materials are in compliance with FINRA Conduct Rules, SEC Rules and applicable compa...
Park Wealth Management, Inc. – Torrance, CA Investment Operations and Marketing Assistant I am seeking a motivated and energetic professional to assume the role of Investment Operations and Marketing Assistant. I have been a Financial Advisor for almost 25 years and currently rank in the top 20% of all producers at LPL Financial. I am looking to hire part time for 20 – 30 hours per week. Job Pu...
Raymond James Financial Inc Tampa, FL
Description Job Summary: Under limited supervision, uses specialized knowledge and skills in securities industry compliance obtained through education, experience, training and certification to assist in administering and analyzing complex compliance reviews mitigating risk and providing compliance support within the Compliance Department. Performs varied work that is difficult in character requ...
Raymond James Financial Inc Tampa, FL
Description Job Summary: Under limited supervision, uses specialized knowledge and skills in securities industry compliance obtained through education, experience, training and certification to assist in administering and analyzing complex compliance reviews mitigating risk and providing compliance support within the Compliance Department. Performs varied work that is difficult in character requ...

Get new jobs by email for this search
We'll keep looking and send you new jobs that match this search.
email me

Upload your resume and let employers find you!
It's that simple!
For Employers: Post Jobs | Search Resumes | Advertise
About Monster | Work for Monster | Advertise with Us | AdChoices | Partner with Us | Investor Relations | Social Media
Terms of Use | Privacy Center | Accessibility Center | Help | Security | Contact Us | Sitemap | Mobile
©2014 Monster - All Rights Reserved U.S. Patents No. 5,832,497; 7,599,930 B1; 7,827,125 and 7,836,060 MWW - Looking for Monster Cable? - V: 2014.4.70.65-303
eTrustLogo