Sales Marketing Review Advertising Compliance Analyst Jobs

81 jobs

Compliance Specialist II - Advertising Review-1501711 Description Job Summary: Under limited supervision, uses specialized knowledge and skills in securities industry compliance obtained through education, experience, training and certification to assist in administering and analyzing complex compliance reviews mitigating risk and providing compliance support within the Compliance Department. P...

Compliance Specialist II - Advertising Review - Social Media-1502095 Description Job Summary: Under limited supervision, uses specialized knowledge and skills in securities industry compliance obtained through education, experience, training and certification to assist in administering and analyzing complex compliance reviews mitigating risk and providing compliance support within the Complianc...

Curian Capital, LLC has an opening for a Sr. Advertising Review Analyst . Curian Capital, LLC is a registered investment advisor that provides fee-based investment advisory solutions for financial professionals. Curian Capital, LLC is a subsidiary of Jackson National Life Insurance Company® (“Jackson®”). Jackson is one of the nation's largest and fastest growing financial services companies, wit...

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified candidate for our Advertising Analyst opening in Rockville, MD. To be considered, please submit your resume through our career site at www.finra.org/careers – no phone calls, please. Job Summary: Reviews communications with the public submitted by firms for compliance with FINRA, SEC, MSRB and SIPC advertising rules ...

COMPANY DESCRIPTION: Established in 1930, First Investors is a financial services firm with administrative and operations offices located in Edison, NJ and on Wall Street and regional sales offices located nationwide. ESSENTIAL DUTIES AND RESPONSIBILITIES: SEC and FINRA compliance review of marketing/public/retail materials and communications with the public including but not limited to, advert...

COMPANY DESCRIPTION: Established in 1930, First Investors is a financial services firm with administrative and operations offices located in Edison, NJ and on Wall Street and regional sales offices located nationwide. ESSENTIAL DUTIES AND RESPONSIBILITIES: SEC and FINRA compliance review of marketing/public/retail materials and communications with the public including but not limited to, advert...

Sr. Advertising Compliance Analyst-15000035 Description and Qualifications Company Description: The Transamerica companies offer a wide array of innovative financial services and products with a common purpose: to help individuals, families, and businesses build, protect and preserve their hard-earned assets. With more than a century of experience, we have built a strong reputation on solid man...

Company Description: The Transamerica companies offer a wide array of innovative financial services and products with a common purpose: to help individuals, families, and businesses build, protect and preserve their hard-earned assets. With more than a century of experience, we have built a strong reputation on solid management, sound decisions and consumer confidence. The Transamerica companies ...

Intermediate or Senior Advertising Compliance Analyst-150001FX Description and Qualifications Intermediate or Senior Advertising Compliance Analyst Retirement is no longer an event; it’s a journey. Increasingly, it’s about staying as active and productive as possible, as long as possible. That’s why it is so important to help people save and invest wisely so they can live the life they want. Th...

Sr. Advertising Compliance Analyst-15000035 Description and Qualifications Company Description: The Transamerica companies offer a wide array of innovative financial services and products with a common purpose: to help individuals, families, and businesses build, protect and preserve their hard-earned assets. With more than a century of experience, we have built a strong reputation on solid man...

SEI (NASDAQ:SEIC) is a leading global provider of investment processing, investment management, and investment operations solutions that help corporations, financial institutions, financial advisors, and ultra-high-net-worth families create and manage wealth. As of March 31, 2015, through its subsidiaries and partnerships in which the company has a significant interest, SEI manages or administers ...

Basic Job Summary Serve as Team Lead for Advertising Analysts and staff while maintaining day-to-day responsibilities related to the compliance review, approval and FINRA filing process for mutual fund, broker-dealer, and investment adviser advertising and marketing materials prepared internally by all Waddell & Reed distribution channels or externally by Waddell & Reed financial advisors to ensu...

Analyst, Advertising Regulation - Rockville, MD(Job Number: 004276) Description We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified candidate for our Advertising Analyst opening in Rockville, MD. To be considered, please submit your resume through our career site atwww.finra.org/careers– no phone calls, please. Job Summary: Reviews communications with the public sub...

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified candidate for our Advertising Analyst opening in Rockville, MD . To be considered, please submit your resume through our career site at www.finra.org/careers – no phone calls, please. Job Summary: Reviews communications with the public submitted by firms for compliance with FINRA, SEC, MSRB and SIPC advertising rules...

TechData is looking forBiostatistician (Some positions are remote), Statistical Programmer (Some positions can be telecommuting), Clinical Research Associate, Senior Medical Data Coding Specialist, Digital Project Manager, EDC/Clinical Database Analyst, Sr. Clinical Data Manager, Medical Writer for our pharmaceutical clients in multiple locations inNorthern NJ. We also have similar positions in MA...

Compliance Analyst: The Compliance Analyst is responsible for the compliance review and approval of mutual fund and separate account advertising and sales literature. This position requires possessing a basic understanding of the regulatory requirements associated with the review of mutual fund and investment advisor advertising and sales literature. Description Major Responsibilities: Review ...

Compliance Analyst: The Compliance Analyst is responsible for the compliance review and approval of mutual fund and separate account advertising and sales literature. This position requires possessing a basic understanding of the regulatory requirements associated with the review of mutual fund and investment advisor advertising and sales literature. Description Major Responsibilities: Review ...

Senior Data Analyst Greater St. Louis Area Information Technology and Services LashBack is seeking candidates for a full-time Data Analyst position. Our Data Analysts are part of our Client Services Team and play a critical role in helping our clients to monitor their partners in the email channel. Our Analysts are fast moving, detail-oriented, bright and creative. The opportunity focuses on co...

Job Location Tampa, FL Alternate Location New York, NY Job Description *PLEASE NOTE: This position may be based in Tampa, FL or New York, NY Job Summary: Develops and issues Group Association and Trust policy contracts in accordance with company policy and state regulations. Files and negotiates final form approval with state agencies. Consults with actuarial, legal, sales, marketing, und...

Primary Responsibilities: Review mutual fund and separate account marketing materials Apply compliance review policies and procedures in the review of marketing materials Responsible for the timely completion and submission of regulatory filings or other reporting requirements Ensure all regulatory comments are addressed as required Assist in the identification of compliance-related problems ...