Sales Marketing Review Advertising Compliance Analyst Jobs

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9 Sales Marketing Review Advertising Compliance Analyst jobs found on Monster.

Jobs 1 to 9 of 9
THE POSITION IS BASED IN BOSTON, MASSACHUSETTS About the company: Our client is one of the oldest and most reputable investment management firms in Boston offering diverse investment strategies and wealth management solutions. Job description: Our client is looking for a Sales and Marketing Compliance Analyst to review the sales and advertising literature for mutual funds, closed-end funds, and se...
THIS JOB IS BASED IN BOSTON, MASSACHUSETTS About the company: Our client is one of the oldest and most reputable investment management firms in Boston offering diverse investment strategies and wealth management solutions. Job description: Our client is looking for a Sales and Marketing Compliance Analyst to review the sales and advertising literature for mutual funds, closed-end funds, and separa...
About the company: Our client is one of the oldest and most reputable investment management firms in Boston offering diverse investment strategies and wealth management solutions. Job description: Our client is looking for a Sales and Marketing Compliance Analyst to review the sales and advertising literature for mutual funds, closed-end funds, and separately managed accounts. The primary responsi...
Position Description Review retail communications and other external and internal communications to ensure compliance with applicable SEC and FINRA rules and internal policies. Manage a specific regional territory developing and maintaining relationships with the financial advisors in the region. Assist with compliance projects including, but not limited to: participation in regulatory examination...
National Planning Corporation® (NPC®) has an opening for a Manager, Advertising Review Unit. NPC is a full-service Broker-Dealer and Registered Investment Adviser serving independent representatives nationwide. NPC is part of the National Planning Holdings, Inc. (NPH) network affiliated with Jackson National Life Insurance Company® ("Jackson®"). Jackson is one of the nation's largest and fastest g...
Manager/Senior Manager, Compliance & Global Spend-Near Parsippany, NJ We currently have an opening for an Manager/Senior Manager, Compliance & Global Spend. You will be responsible for promoting ethical management and business behavior through employee education, monitoring and auditing, enforcement & discipline, and response & prevention as required, in order to achieve the goal of compliance wit...
Adecco Staffing Services is seeking an experienced Trade Specialist for a financial company located in downtown Phoenix. Job duties: Reviews and approve advertisements & sales literature intended for distribution to the public to ensure compliance with all applicable securities regulations (FINRA, SEC, MSRB, etc). Items reviewed include, but are not limited to: traditional websites, social media w...
Nissan North America, HQ and Regions (NMC) Posting Description Nissan is currently seeking a dynamic individual to fill an opening for a Senior Dealer Operations Manager located in our Western PA District in our Nissan Regional Midwest office. Job Summary Supports assigned dealerships’ sales operations to achieve all district’s new vehicle wholesale and retail sales objectives including commercial...
Nissan is currently seeking a dynamic individual to fill an opening for a Senior Fixed Operations Manager located in our El Paso/New Mexico District in our Nissan Regional Central office. Job Summary Supports assigned dealerships’ Parts & Service Operations to achieve district’s sales objectives for parts, service and wholesale sales targets. Assesses parts and service operations through routine c...

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