Sales Marketing Review Advertising Compliance Analyst Jobs

Currently, there are no Sales Marketing Review Advertising Compliance Analyst jobs available which match this search. You may wish to explore similar job titles on the Marketing jobs page or view related jobs below.
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Raymond James Financial Inc Tampa, FL
Description Job Summary: Under limited supervision, uses specialized knowledge and skills in securities industry compliance obtained through education, experience, training and certification to assist in administering and analyzing complex compliance reviews mitigating risk and providing compliance support within the Compliance Department. Performs varied work that is difficult in character requ...
Marketing Compliance Analyst – Strong salary + bonus A top investment management firm in Boston is currently seeking a candidate for an Analyst role in their Compliance Group. This individual will be a member of the Regulatory Compliance team and work under the direction of the Compliance Manager. Duties of this diverse role include the implementation of the firm's compliance program with respect...
We are looking for a strong relationship builder with excellent communication skills—and a background in advertisement/sales literature review—to join our Compliance department’s team. The Compliance department works with home office staff and representatives/advisors to interpret and apply state, federal, and other rules and regulations governing the securities industry. This position is eligib...
SEI (NASDAQ:SEIC) is a leading global provider of investment processing, investment management, and investment operations solutions that help corporations, financial institutions, financial advisors, and ultra-high-net-worth families create and manage wealth. As of March 31, 2014, through its subsidiaries and partnerships in which the company has a significant interest, SEI manages or administers ...
Cetera Financial Group El Segundo, CA, 90245
To ensure that all advertising and sales literature complies with state and federal laws, rules and regulations, and internal standards. This may include Federal and State Insurance Regulations as well as FINRA and SEC Rules. This position will work in the area of insurance and securities. § Review advertising and sales literature against applicable laws and regulations. Interpret impact of laws ...
Reach Your Peak with ICMA-RC, a FINANCIAL SERVICES LEADER in public sector employee retirement products and services. Headquartered in Washington, DC, our Financial Services Corporation manages over $50 billion in retirement plan assets for more than one million participant accounts. We are constantly looking for ways to create new opportunities to serve our participants. We have an extraordinary ...
One of Boston’s leading investment advisory firms is seeking two additions to their compliance staff. We are seeking a compliance analyst with knowledge of Regulatory Compliance. This role will be initially focused on Compliance Marketing. The selected professional will be providing advisory services to the Marketing, Product Management and Business Development teams as they create Marketing Docum...
TE Connectivity (NYSE: TEL) is a $13 billion world leader in connectivity. The company designs and manufactures products at the heart of electronic connections for the world's leading industries including automotive, energy and industrial, broadband communications, consumer devices, healthcare, and aerospace and defense. TE Connectivity's long-standing commitment to innovation and engineering exce...
Raymond James Financial Inc Tampa, FL
Description Job Summary: Under limited supervision, uses specialized knowledge and skills in securities industry compliance obtained through education, experience, training and certification to assist in administering and analyzing complex compliance reviews mitigating risk and providing compliance support within the Compliance Department. Performs varied work that is difficult in character requ...
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified candidate for our Advertising Analyst opening in Rockville, MD . To be considered, please submit your resume through our career site at www.finra.org/careers – no phone calls, please. Job Summary: Reviews communications with the public submitted by firms for compliance with FINRA, SEC, MSRB and SIPC advertising rules...
American International Group Phoenix, AZ, 85002
Position Description Advertising Analyst Picture yourself building a successful career at AIG working alongside other talented, highly motivated individuals committed to reaching our goal of becoming our industry’s employer of choice. We believe that our success depends on a world class team with diverse and unequaled expertise. If you would like to be part of a strategic organization where ther...
Natixis Global Asset Management Boston, MA, 02298
Overall Summary: The Compliance Analyst is responsible for the compliance review and approval of mutual fund and separate account advertising and sales literature. This position requires possessing a basic understanding of the regulatory requirements associated with the review of mutual fund and investment advisor advertising and sales literature. Primary Responsibilities: Review mutual fund an...
Protective Life Corporation Birmingham, AL, 35202
Title: Senior Compliance Analyst Job Description Protective Life Insurance Company has an opening on our Advertising Compliance Team for a Senior Compliance Analyst. The Advertising Compliance Team is responsible for reviewing all advertising for Protective’s family of companies and ensuring that the advertising/marketing materials comply with all laws and regulations. This position will report...
Protective Life Corporation Birmingham, AL
Job Description: Title: Senior Compliance Analyst Job Description Protective Life Insurance Company has an opening on our Advertising Compliance Team for a Senior Compliance Analyst. The Advertising Compliance Team is responsible for reviewing all advertising for Protective’s family of companies and ensuring that the advertising/marketing materials comply with all laws and regulations. This po...
Thanks for your interest in Conversant. You’re not just applying to some basic technology company. Rather you have the potential to be joining to a media and marketing powerhouse that’s changing the face of an industry. Our recent integration and rebranding have charted us as a new company with a 15-year heritage. We’ve invested over $1 billion and united five industry leaders - Commission Junctio...
Guggenheim Partners Chicago, IL, 60602
ABOUT GUGGENHEIM PARTNERS Guggenheim Partners is a global investment and advisory firm with more than $210 billion in assets under management. Across our three primary businesses of investment management, investment banking, and insurance services, we have a track record of delivering results through innovative solutions. With over 2,500 professionals based in more than 25 offices around the worl...
Guggenheim Partners Rockville, MD, 20850
ABOUT GUGGENHEIM PARTNERS Guggenheim Partners is a global investment and advisory firm with more than $210 billion in assets under management. Across our three primary businesses of investment management, investment banking, and insurance services, we have a track record of delivering results through innovative solutions. With over 2,500 professionals based in more than 25 offices around the worl...
Park Wealth Management, Inc. – Torrance, CA Investment Operations and Marketing Assistant I am seeking a motivated and energetic professional to assume the role of Investment Operations and Marketing Assistant. I have been a Financial Advisor for almost 25 years and currently rank in the top 20% of all producers at LPL Financial. I am looking to hire part time for 20 – 30 hours per week. Job Pu...
John Hancock Financial Services, Inc. Boston, MA, 02298
Compliance Director Job Grade: 18 JOB FUNCTION: Reporting the Chief Compliance Officer (CCO), the Compliance Director is primarily (80 % of time) responsible for the daily review and approval of advertising and sales literature materials related to the John Hancock Investments (JHI) business unit to ensure that materials are in compliance with FINRA Conduct Rules, SEC Rules and applicable compa...
Payroll Lead Analyst Job Label:KONAM - PLA Stability, security and autonomy are the key phases you use to describe this role as Payroll Lead Analyst. Your articulate nature, analytical prowess and problem-solving skills will be utilized to introduce new ideas and bring operational efficiencies into the department. You will provide oversight to all aspects of Payroll Management, Expense Managemen...

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