Compliance And Ethics Jobs
Compliance and Ethics Overview
Compliance and ethics officers are responsible for ensuring that a company has all necessary licenses and permits. They ensure compliance with all applicable government regulations and laws. Internal policies, created specifically by the company or industry, are also managed and enforced. These professionals conduct periodic inspections to ensure both employees and management are following proper procedures. They are responsible for identifying potential risks and recommending corrective actions to prevent problems before they occur. Predominantly, jobs in this field are in the financial sector, but compliance officers also play a role in the healthcare, energy and telecommunications industries, as well as in state and federal governments. Potential positions include ethics and compliance specialists, compliance directors, analysts, and for professionals with a law background, compliance counsel attorneys.
Compliance and Ethics Education Requirements
Generally, compliance and ethics officers have at least a bachelor’s degree, although not all compliance jobs require education beyond a high school diploma or GED certificate. Ideal compliance and ethics candidates hold a bachelor’s degree in finance, accounting or other business-related field. Candidates are certified by organizations like the Ethics and Compliance Officer Association (ECOA). The ECOA offers certifications including the Advanced Professional in Ethics and Compliance (APEC) and the Leading Professional in Ethics of Compliance (LPEC). Continuing education is important as regulations are constantly evolving and changing.
Compliance and Ethics Job Market
The outlook for compliance and ethics jobs is better than the average for all occupations. New and constantly evolving laws and policies require businesses to maintain compliance and ethics professionals to stay in line with all regulations, policies and ethical requirements in order to avoid legal actions and fines for noncompliance.
Compliance and Ethics Salary
The median annual salary for compliance and ethics jobs is $64,340 per year. Earning potential varies based on the location and type of business, as well as the experience and educational background of the job candidate.
398644true398644falseSubmission for the position: Compliance & Ethics Specialist III - (Job Number: 42410)false398644falsetruehttps://fanniemae.taleo.net/careersection/jobdetail.ftl?job=42410&lang=enCompliance & Ethics Specialist IIItrueCompliance & Ethics Specialist III42410 THE COMPANY Fannie Mae provides reliable, large-scale access to affordable mortgage credit in communities across our nati...
Louis Berger Group, Inc. East Orange, NJ, 07019
Middle East and India, based in Abu Dhabi Mid –Level Compliance and Ethics Officer: Middle East and India Reports To: Functionally to the Chief Compliance and Ethics Officer in Washington DC; and administratively to Louis Berger Executive Vice President/Managing Director, in Abu Dhabi and its Senior Vice President/Head of Asia Operations, based in New Delhi. Louis Berger Compliance and Ethics O...
Schedule: Full-time Description General Summary of Duties: This position is primarily responsible for ensuring CRM activity and solutions are in adherence to compliance initiatives within HCA. Key accountability is to implement, monitor, train and deploy compliance and regulatory programs which will include: adherence to corporate policy, regulatory adherence, contractual compliance, internal au...
CITI Long Island City, NY
Description This position is for a Compliance Officer within Citi's Ethics Office. The position will have the following responsibilities: Provide reporting, communication, and presentation support for the Ethics Office: Responsible for preparing dynamic, modern, user-friendly, and impactful reports, presentations, and communications for the Ethics Office. Assist in preparing regular reports on...
Mutual of Omaha Omaha, NE, 68102
Founded in 1909, Mutual of Omaha is a solid, family-oriented company that's reliable, trustworthy, knowledgeable and caring. We are a full-service, multi-line provider of insurance and financial services products for individuals, businesses and groups throughout the United States. We are committed to providing outstanding service to our policyholders. Our commitment to customer service is the corn...
386563true386563falseSubmission for the position: Compliance & Ethics Specialist IV - Records Management - (Job Number: 41718)false386563falsetruehttps://fanniemae.taleo.net/careersection/jobdetail.ftl?job=41718&lang=enCompliance & Ethics Specialist IV - Records ManagementtrueCompliance & Ethics Specialist IV - Records Management41718 THE COMPANY Fannie Mae provides reliable, large-scale access ...
386543true386543falseSubmission for the position: Compliance & Ethics Specialist IV - (Job Number: 41717)false386543falsetruehttps://fanniemae.taleo.net/careersection/jobdetail.ftl?job=41717&lang=enCompliance & Ethics Specialist IVtrueCompliance & Ethics Specialist IV41717 THE COMPANY Fannie Mae provides reliable, large-scale access to affordable mortgage credit in communities across our nation....
General Summary of Duties: This position is primarily responsible for ensuring CRM activity and solutions are in adherence to compliance initiatives within HCA. Key accountability is to implement, monitor, train and deploy compliance and regulatory programs which will include: adherence to corporate policy, regulatory adherence, contractual compliance, internal audit responses and monitoring, as w...
Maxim Healthcare Columbia, MD, 21044
Maxim Healthcare Services is currently seeking a Compliance and Ethics Coordinator for its headquarters location in Columbia, MD. The Compliance and Ethics Coordinator will conduct investigations into reports and allegations of compliance violations and serve as a resource for individuals and offices seeking assistance with compliance-related concerns and questions. The Compliance and Ethics Coor...
Xcel Energy Minneapolis, MN, 55415
Xcel Energy has an exciting opportunity for a Compliance and Ethics Consultant position based in Minneapolis, MN.The person in this role will provide project leadership and consultation to internal business partners to advance the effectiveness of Xcel Energy’s Corporate Compliance and Business Conduct Program. The Consultant will develop and implement strategies, plans and metrics to support the ...
Teacher Retirement System of Texas Austin, TX, 78719
GENERAL DESCRIPTION Benefits Supplemental Questions The Chief Compliance and Ethics Officer performs highly advanced (senior-level) work providing regulatory compliance and ethics oversight. Work involves overseeing the investment compliance program and processes, including compliance with various laws, regulations, and policies; overseeing compliance with TRS’s trading, ethics, and other inves...
Posting Date: 10-13-2014 Job Location: 6600 N Military Trail, Boca Raton, FL 33496 County: Palm Beach JobID: 1136332 Brand: Office Depot Category: Legal Responsibilities: This position is responsible for managing the Office Depot's Global Compliance Program; including the implementation of the necessary policies, communications, training, reporting, controls monitoring and ongoing audit req...
The General Counsel is the chief legal officer of the University and provides proactive professional counsel and advice on critical strategic, legal and public policy issues. The General Counsel provides, manages, and coordinates the legal services for the University in areas relevant to the University including but not limited to: academic and corporate governance, personnel and employment issues...
The Neuroscience Sales Specialist (NSS) communicates the value proposition for Neurological products within the Neurosciences portfolio to achieve ongoing engagement with customers. The NSS achieves this through use of strong selling skills and stellar account planning involving all strategic stakeholders within a defined sales territory. Primarily responsible for cultivating existing and new cust...
# of Positions 4 Job Type Professional/Technical Full/Part Time Full-Time Shift First Weekends Required Not Required Why State Farm®? Our commitment to customers makes us the No. 1 insurer of cars and homes in the United States and an insurance leader in Canada. This same commitment to our work force is how we got here and how we stay here. Our 90-year track record highlights State Farm as ...
Description The Market Compliance Officer for Detroit reports directly to the Detroit Region Compliance Director, who reports to the Vice President and Chief Compliance Officer for Tenet Healthcare Corporation. Specific Market Compliance Officer Responsibilities include: The Market Compliance Officer has responsibility for managing the implementation of Tenets Ethics and Compliance program for ...
Description The Deputy Chief Compliance Officer reports directly to the Vice President and Chief Compliance Officer for Tenet Healthcare Corporation. Specific Deputy Chief Compliance Officer Responsibilities Include: The Deputy Chief Compliance Officer reports directly to Tenets Chief Compliance Officer and is responsible for overseeing the operations of Tenets Ethics and Compliance program in ...
PARKER AEROSPACE Parker Aerospace, an operating segment of Parker Hannifin Corporation, is one of the world’s leading producers of flight control, hydraulic, fuel and inerting, fluid conveyance, thermal management, and engine systems and components for the aerospace industry. We design and build equipment for virtually every aircraft and aero engine being produced in the world today. In addition...
“To do meaningful work is to contribute – to create value in society” - Charles Koch, CEO Koch Industries Inc. has been on Forbes’ America’s Largest Private Companies list for over 10 years. Watch this video to see how our business makes a difference. Frac-Chem is seeking an experienced Laboratory Director to join our team in the Lafayette, Louisiana Technology Center. The successful candidate s...
Role Purpose Direct support of the manufacturing process through technical support of composite part fabrication and assembly, while maintaining and/or improving quality, cost, print specifications and production requirements. Key Responsibilities Accountable for composite ply development, composite assembly involving, metal bond, sheet metal details, riveting and threaded fasteners, first arti...
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Quality Assurance Career Tools
$33,280.00 - $108,000.00
Typical Salary for Compliance Analyst
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Maintains legal and regulatory compliance by researching and communicating requirements; obtaining approvals.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Maintains rapport with regulatory personnel by arranging continuing contacts; resolving concerns.
Keeps other departments abreast of requirements by researching regulatory and filing information; writing and communicating guidelines.
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