Compliance Assistant Jobs
RESPONSIBILITIES: Our client in transportation is looking for a Compliance Assistant for their Carrollton, TX office. Applicants with a logistics background are highly preferred. This is a great temporary to hire opportunity with this company. REQUIREMENTS: Experience with companies operating in multi-site, multi-jurisdictional operations Transportation or logistics background is required Mic...
RESPONSIBILITIES: Kforce has a client seeking a Compliance Asst. (Investment Management Reporting) in New York, New York (NY). Description: Process flow documentation and knowledge of SEC filings form PF and ADV Assist with the preparation of Form ADV for multiple SEC-registered investment advisers Assist with the preparation of SEC Form PF and Forms CPO-PQR and CTA-PR with the National Futur...
Provide Technical Support on EPA’s TSCA Lead Renovation, Repair and Painting (RRP) Rule; RRP Outreach, Compliance Assistance and Education and TSCA Technical Assistance to Training Providers, Contractors/Firms, and Child Occupied Facilities, etc. Role and Responsibilities · Review RRP Training Provider applications · Provide written and verbal assistance to RRP Training Providers, Contractors/F...
Property & Casualty Insurance Compliance Assistant Manager - North Fort Worth, TX - Direct Hire Frontline Source Group - temporary staffing and direct hire firm - is offering an excellent direct hire opportunity to join the team of one of our top North Fort Worth clients. Position Summary: The Property & Casualty Insurance Compliance Assistant Manager will support in the oversight of a wide ran...
Our client, one of the top hedge funds based in Midtown Manhattan, is looking to add a Legal Compliance Assistant to their team. The successful candidate must be proactive, hardworking, and have experience working in a legal setting. This role will be supporting the firm's Chief Legal Officer, the Compliance Officer, and another attorney. This is a team-oriented atmosphere and candidate will be pr...
State of Michigan Lansing, MI, 48907
Job Description Benefits Supplemental Questions Provide administrative assistance to HCV Compliance Staff. Position Description Required Education and Experience: Education Current enrollment in a post-secondary educational institution. Experience No specific type or amount is required. Additional Requirements and Information: Application to this position requires that the applicant submit ...
Bridgeview Bank Mortgage Company Elmhurst, IL
Job Description Responsible for assessing risks and controls; ensures compliance with applicable laws and regulations related to Marketing. Communication Good listening skills; asks questions to ensure understanding. Explains reasoning behind own opinions. Shares knowledge, demonstrates openness and honesty. Writes and speaks effectively, states own opinions clearly & concisely. Communicates co...
Franklin Resources Inc Kuala Lumpur, CA
Description Franklin Templeton Investments is a leading global investment management organization due to the efforts of our greatest assets - our employees. We have over 9,000 employees working in 60 offices around the world, servicing investment solutions for our clients in more than 150 countries. We believe in our corporate values of putting clients first, building relationships, achieving qua...
Interactive Brokers Greenwich, CT, 06830
Overview: Interactive Brokers Group, a global securities and commodities business leader and broker-dealer (BD) / futures commission merchant (FCM) has an immediate need for a Compliance Assistant in its Greenwich CT office. The ideal candidate will have previous employment experience in the securities or commodities industry, or the legal profession. Candidate must be comfortable working in an a...
Oneida Indian Nation Canastota, NY, 13032
Assists the Alcoholic Beverage Control Commission in monitoring compliance with the Liquor Control Code and regulating the proper sale and safe consumption of alcoholic beverages at Oneida Nation enterprises. Duties & Responsibilities : Monitors all liquor licenses and ensures that all licenses are updated annually. Provides educational resources and training to Turning Stone personnel related ...
Revolution Foods Oakland, CA, 94604
The Nutrition and Compliance Documentation Manager position will be responsible for the receipt, organization, maintenance and retrieval of Nutrition and Compliance documents and records within the company. The Nutrition and Compliance Data and Documentation Manager will also provide leadership and assistance to the Nutrition and Compliance team in areas of compliance data and document management....
Sanmina-SCI Corporation San Jose, CA
Position Title: Compliance Assistant Job Requirements: The position of Compliance Assistant supports the Office of Compliance Management (OCM) Employment Practice Department to ensure compliance with internal controls, policies , procedures, state and federal employment practice regulations and government requirements; Performs assistant duties within a framework of procedures, precedents or ins...
CareSouth Homecare Professionals Augusta, GA, 30903
Position Qualifications: 1. Minimum High School Diploma required; some college work preferred. 2. Nursing experience (LPN, Medical Assistant) preferred. 3. Medical terminology, AHIMA, OASIS and/or coding experience preferred. 4. Must possess excellent working knowledge of document management skills and Microsoft Office applications. 5. Excellent organizational skills, multi-tasking capability. 6. ...
Northwestern Mutual Milwaukee, WI, 53201
POSITION HOURS: 8:00 - 4:00 (flexible based upon department needs) BASIC FUNCTION: The Product Compliance Assistant works in conjunction with Product Compliance Analysts and project leaders to provide basic support in meeting responsibilities for drafting, compilation, state approval and production of company forms that require state insurance department approval for their use. The incumbent foll...
Fairfield Residential LLC San Diego, CA, 92140
Perform routine audits of on-site Tax Credit files and assist in correcting problem areas with the Resident Manager. Offer support and one-on-one training with on site staff. Assign monthly re-certifications to employees. Monitor timely collection of paperwork needed for recertifications. Assure that re-certification letters to residents are sent out 90 days prior to initial certification. Re...
New York Community Bancorp Cleveland, OH, 44114
JOB SUMMARY A Mortgage Compliance Legal Assistant, working under general supervision, participates in legal research in support of Mortgage Compliance initiatives. Provides administrative support and coordinates workflow for assigned tasks, projects and programs designed to ensure the Bank is observing all Federal, State, and local mortgage regulations. ESSENTIAL FUNCTIONS Conducts research by ...
ConAm San Diego, CA, 92140
ConAm Management is looking for a Roving Compliance Assistant to travel to all of our properties in San Diego County. The successful candidate will be a team player, professional, flexible, demonstrate good interpersonal skills, and able to travel as needed. This position is fast-paced and the individual must be able to meet critical deadlines. The basic responsibilities include: monitoring progra...
Harbor Funds Chicago, IL, 60602
The Legal and Compliance Team is responsible for developing and maintaining the compliance programs of Harbor Capital and its subsidiaries. The Compliance Assistant position is an entry level role within the Legal and Compliance Team but provides the opportunity to support a diverse range of projects across the Team. Initially, the Compliance Assistant will be primarily responsible for supporting ...
Cape Cod Five Cents Savings Orleans, MA
Summary: Assists with and coordinates various activities in the Risk Management and Compliance Department. Major activities include: report and policy preparation; preparation of presentations and training programs; coordination of the gathering of data for assessments and meeting with a variety of staff to obtain data; software application management (data entry; maintenance). Responsibilities:...
Sanmina SCI San Jose, CA, 95111
: Monitor and assist with maintenance of core Management OCM activities, including but not limited to: •Corporate Leave Administration; •State Unemployment filings, verification of benefits and earnings audits; •Workers’ Compensation claims’ maintenance including due diligence and Workers’ Compensation case monitoring; •Reporting activity for Legal and Ethics Training; •Compliance CONNEX site, pos...
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Quality Assurance Career Tools
$33,280.00 - $108,000.00
Typical Salary for Compliance Analyst
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Maintains legal and regulatory compliance by researching and communicating requirements; obtaining approvals.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Prepares reports by collecting, analyzing, and summarizing information.
Maintains quality service by establishing and enforcing organization standards.
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