Compliance Assistant Jobs
RESPONSIBILITIES: Our client is seeking a Compliance Assistant in Newark, Delaware (DE). Responsibilities: Collect and document data, including alert, investigation, or SAR history; KYC information; relevant account transaction data, plus any other required information to assist the investigation Function as a key contributor with demonstrated knowledge of AML/KYC issues, as well as broader functi...
RESPONSIBILITIES: Our client is seeking a Compliance Assistant in Newark, Delaware (DE). Description: Collect and document data, including alert, investigation, or SAR history; KYC information; relevant account transaction data, plus any other required information to assist the investigation Function as a key contributor with demonstrated knowledge of AML/KYC issues, as well as broader functional...
Tetra Tech is a leading provider of consulting, engineering, and technical services worldwide. We are a diverse company, including individuals with expertise in science, research, engineering, construction, and information technology. Our strength is in collectively providing integrated services—delivering the best solutions to meet our clients' needs. With more than 14,000 employees worldwide, 35...
Yang Management, Inc. is currently looking for a dedicated Project Coordinator I (Labor Compliance Admin. Assistant), who is a team player for assignment on a multi-billion bond program for the largest Community College school district in California. Position Overview: The LCP Administrative Assistant performs a variety of administrative functions supporting the District’s LCP team including but n...
CITY OF FONTANA MAINTENANCE ASSISTANT – CODE COMPLIANCE $9.82 per hour (part time/no benefits) Under direction from higher level management and/or staff, performs office and field work in the enforcement of various City nuisance and other minor code compliance issues/violations. This position exists in the Fontana Police Department. The successful candidate must have the ability to: • Conduct a va...
Frontline Source Group - temporary staffing and direct hire firm – is looking for a Compliance Administrative Assistant for our Bedford, TX client on a contract to possible hire basis. Job Responsibilities: Responsible for routine insurance compliance administrative activities Review, allocate and pay invoices from third party vendors Reconcile, allocate and pay invoices for fees from various DOIs...
Position: Compliance Assistant Reports To: Compliance Manager Status: Up to 40 Hours FLSA Status: Non-Exempt Summary: This position will provide professional and confidential assistance to Acrisure’sCompliance Manager by primarily handlingcarrier contracts and corresponding paperwork. Essential Duties and Responsibilities: Facilitate carrier contract submissions by reviewing contracts, requesting...
ACE Doran Hauling and Rigging, a Bennett Company, is seeking a full-time Safety & Compliance Assistant in our Cincinnati office. Responsibilities include, but not limited to the following: · Coordinate pre-employment drug screens and equipment inspections for incoming drivers/contractors. · Monitor drug testing program, including pre-employment and randoms. · Audit all driver/contractor files to a...
Job Description CHS has an exciting opportunity in our Country Operations Division. We are looking for an Administrative Assistant to provide support to the DOT Compliance Specialist in ensuring accuracy of driver qualification information and fleet compliance information. You must be a detail-oriented and highly organized individual with a commitment to quality, accuracy and customer service. Exc...
Compliance Assistant Location: New York, New York – Chinatown Area Type: Part-Time – 20 hours per week (possibility for future Full-Time) Summary: United Orient Bank is currently seeking a Compliance Assistant (Project Assistant) to join our team. This position will report to the Compliance Officer of the Bank. The Compliance Assistant is responsible for providing effective compliance and administ...
Top investment firms seeks a Temp to Perm Executive Assistant to support a Managing Director and Compliance team. Specific responsibilities include: Management of clerical, administrative, personal and business details, including calls, meetings, travel and entertainment. Answer telephone and give appropriate information to callers or route call to designated official. Arrange call schedule to eff...
Summary Beal Bank seeks a bright, hard working assistant compliance officer with a genuine interest in banking and regulatory compliance. The assistant compliance officer will be an integral member of the compliance team and will work with the senior - most professionals in the department to interpret government regulations and regulatory guidance and implement banking procedures and processes to...
REPORTS TO: Shelter Plus Care Program Manager LOCATION: 3301 Broadway, Everett WA 98201 DESCRIPTION: The position of Program Assistant provides administrative support to the Shelter Plus Care Program. A successful applicant will have proven abilities in maintaining the accuracy and confidentiality of client information, attention to detail in preparing paperwork and an enthusiasm for supporting th...
Company Background Working at Plantronics gives you the rare opportunity to make a difference and feel valued, respected and supported, both personally and professionally. You'll find the ideal blend of a casual, fun, friendly atmosphere with a strong commitment to the company's success. Since 1961 Plantronics (NYSE: PLT) people have been bringing sound innovation to the world. We are a world lead...
GENERAL DESCRIPTION: The Administrative Assistant provides project, administrative, and clerical support. FUNCTIONAL REQUIREMENTS: 1. Creates, composes, and prepares correspondence as needed. 2. Maintains tickler file for various reports, correspondence, and assignments. 3. Schedules meetings, conference calls, and meeting space. 4. Maintains and controls confidential materials. 5. Writes and edit...
Join MassMutual Greater San Diego, a MassMutual General Agency. MassMutual, founded in 1851, is a leading mutual life insurance company. MassMutual provides products to help meet the financial needs of clients, such as life insurance, disability income insurance, long-term care insurance, retirement/401(k) plan services, and annuities. As the Assistant to the Agency Supervisory Officer, you will b...
About our Company: Hanover Excess & Surplus is a Managing General Agency functioning in the wholesale insurance marketplace located in Wilmington, North Carolina. Since 1970, Hanover Excess & Surplus has been serving Independent Insurance Agents in the states of North Carolina, South Carolina, Georgia and Virginia. Hanover Excess & Surplus is focused on service, underwriting excellence, and offeri...
SCOPE: Creates and maintains statistical reports and departmental documentation, and performs as compliance administrator for the Safety & Compliance team. Creates charts, reports and other presentation materials that are shared amongst the team and with other stakeholders; reviews, monitors, and maintains contract folders, conducts reference checks and runs various screening reports for driving r...
What’s the secret to Acxiom’s amazing 45+ year run as a marketing powerhouse? Most might guess the accuracy of our data or our innovative on-line and off-line marketing products and solutions. True, those guesses differentiate us from our competitors, but they would be wrong as the correct answer is simply our people. The Senior Director of Finance - SEC Reporting and Assistant Controller is respo...
Under general supervision from the Dentist, the Assistant supports dental auxiliary operations by assisting the Dentist, administering company policies and regulatory compliance programs, providing training and limited supervision to auxiliary employees and maintaining the dental supply inventory. Sterilizes and disinfects instruments and equipment. Prepares treatment rooms, instruments and tray s...
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Quality Assurance Career Tools
$33,280.00 - $108,000.00
Typical Salary for Compliance Analyst
Source: Monster.com Careerbenchmarking Tool
Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Maintains legal and regulatory compliance by researching and communicating requirements; obtaining approvals.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Researches regulations by reviewing regulatory bulletins and other sources of information.
Maintains rapport with regulatory personnel by arranging continuing contacts; resolving concerns.
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