Compliance Consultant Jobs
Company Confidential Los Angeles, CA, 90064
Junior Compliance Consultant for Westside Healthcare Regulatory Compliance Consulting Firm The Junior Compliance Consultant is responsible for providing high quality, professional services to our healthcare regulatory clients. This position requires advising clients with respect to compliance programming, assisting in the implementation and customization of such programming, providing general guid...
MetLife, a leading provider of insurance and other financial services to individual and institutional customers, is seeking a Compliance Consultant in Charlotte, NC! Beyond meaningful and challenging work, MetLife provides a variety of flexible work arrangements, as well as a tuition reimbursement program, competitive benefits, and retirement and pension plans. MetLife’s responsiveness to the need...
IBD Compliance Consultant- Large Financial Firm Our client is a premier financial services institution that provides a wide range of services worldwide to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. Investment Banking Division (IBD): Principal areas of IBD business include mergers and acquisitions, financ...
Cornerstone Environmental, Health and Safety, Inc. on the Northwest side of Indianapolis has an immediate, full time opening for a Staff Environmental Compliance Consultant. This position requires 3+ years of experience in Environmental regulatory compliance consulting and chemical reporting. Note: The primary focus of this position is Environmental regulatory compliance consulting. This position...
ESIS Health Safety & Environmental Services Senior Consultant – Environmental Compliance ESIS HSE will be the preferred provider of HSE consulting and compliance services in the unbundled market while maintaining our underwriting and loss control capabilities to support ACE. Our relentless focus on the customer experience will build our brand preference. Our customers will describe us as customer-...
Large financial Institution located in St Louis MO is seeking to hire a Compliance Consultant in their St Louis MO office. Job Description Responsible for developing, implementing, and monitoring a risk based compliance control testing program to assure compliance with federal, state, agency, and regulatory requirements as well as certain firm policies. Candidate will support and/or test for compl...
EHS Compliance Consultant-WD30008464 Johnson Controls is a global multi-industrial company with core businesses in the automotive, building and energy storage industries. Our 170,000 employees create quality products and services to optimize energy and operational efficiencies of buildings, energy storage and interior systems for automobiles. Through our growth strategies and by increasing market...
Regulatory Compliance Consultant Portland, OR Do you have strong compliance experience? Use your experience to: • Monitor, promote and ensure compliance with all applicable state and federal laws, regulatory requirements and related company policies • Analyze laws and regulations for application to business processes • Perform independent, detailed, thorough and impartial reviews of compliance iss...
Senior Consultant - Testing & Monitoring Compliance Our Approach M Squared Consulting will work closely with the bank’s Compliance Strategy Officer to provide two senior compliance testers. Consulting activities may include, but will not be limited to: · Assist the bank’s Senior Testing Officers with the development and execution of the 2014 Compliance testing and monitoring plan. · Perform regula...
The Senior Security Consultant: Security Strategy, Risk & Compliance position is for an experienced security professional with demonstrated consulting experience who is able to deliver strategic security advisory services and conduct comprehensive information security assessments for key IBM clients. Candidates should be experienced information security consulting professionals with demonstrated e...
THE PRIMARY PURPOSE OF THE POSITION To ensure the best interests of Retirement Plan Services clients and in accordance with plan documents and legal requirements, the Compliance Consultant consults with clients and associates on how best to attain plan objectives while maintaining the plans’ qualified status, reviews plan documents, and helps clients resolve operational and regulatory compliance i...
Company Confidential Denver, CO, 80237
Securities Compliance Consultant Well-established Regulatory Compliance Consulting firm located in the Denver Tech Center seeks an experienced Securities Compliance Consultant to provide support to broker/dealer, investment adviser and fund clients. The ideal candidate will have a minimum of 3 years work experience in the securities industry and, in particular, experience with FINRA/SEC rules and...
Corporate Job Bank has an immediate need for several skilled Risk Management, Compliance, and Audit professionals to support our client in the Phoenix area. This position is a short term contract and is scheduled to last 3-6 months. Our client has indicated that several of the candidates will likely to be awarded extensions and possibly asked to apply for internal positions once approved. The Risk...
Description: This isn't packaged goods. It's a bigger challenge than that. Here you're making a difference in people's lives, starting with your own. Join us and start doing your life's best work.(sm) Role will write, edit, proofread complex content to support health reform, compliance and regulatory, product and marketing supporting cross business needs and focused primarily on sales, account tea...
As part of the Global Compliance Employee Services Team you will be responsible for overseeing employee related compliance matters. Your responsibilities will include overseeing trading within personal brokerage accounts, partnering with compliance teams to review and approve employee brokerage accounts, escalations of situations as appropriate, and working with technology teams to define and init...
CPA Consulting firm seeks contractor consultants for our Risk and Compliance practice with focus on Sarbannes-Oxley 404 compliance. Candidates must have: · Minimum 5 years Sox experience · Firm Knowledge of the COSO & COBIT frameworks · Strong demonstrated experience with process documentation, including narratives & flowcharts · Familiar with testing techniques to determine control effectiveness...
This position assists management in ensuring that day-to-day business activities are conducted in compliance with all applicable laws, regulatory rules, contractual obligations and organizational policies. It is a critical role within the Nationwide Financial Service Compliance Department and is primarily responsible for the individual life compliance program including managing new laws and regula...
Accudata Systems is an IT consulting and integration firm with thirty two years of experience providing high impact IT infrastructure services and integrated solutions. As a trusted advisor, we help our clients incorporate innovative networking technologies into their IT environment while preserving performance, availability, and security. With an unwavering commitment to customer service and sati...
Financial institutions have strict controls on how they conduct business. Complex requirements make it essential to have a partner that blends legal expertise and banking experience. Wolf & Company analyzes both federal and state regulatory prerequisites, and assists in meeting regulatory burdens as well as provides training and instruction on current and future requirements. Wolf’s compliance con...
Managing Consultant. IBM Corporation. Somers, NY and various unanticipated client sites throughout the US: Plan and manage the delivery of work streams and work products on major strategy engagements. Develop hypothesis, gather facts (through research, interviewing, surveys, etc.), analyze the client's business, and create original work in support of engagement goals. Support solution delivery on...
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$41,600.00 - $165,000.00
Typical Salary for Consultant
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Education / Training
Some College Coursework Completed
Source: Monster.com Careerbenchmarking Tool
Serves client needs by determining appropriate course of action to meet customer requests; implements and evaluates actions.
Rate of Growth
Size of Industry in 2006:
Source: Bureau of Labor Statistics, May 2006
Achieves client services operational objectives by contributing information and recommendations to strategic plans and reviews; preparing and completing action plans; implementing production, productivity, quality, and customer-service standards; resolving problems; completing audits; identifying trends; determining system improvements; implementing change.
Interviews personnel and conducts on-site observations to ascertain unit functions, work performed, and methods, equipment, and personnel used.
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